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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Feb-19 8:07 PM View:  | Alphabet Inc. (GOOGL) | 25-Feb-19 | Conversion | 5,673 | -- | -- | < 1% 4.02M to 4.03M | |
| 27-Feb-19 8:07 PM View: | Alphabet Inc. (GOOGL) | 25-Feb-19 | Conversion | 5,673 | -- | -- | (< 1%) 4.03M to 4.02M | |
| 27-Feb-19 8:07 PM View: | Alphabet Inc. (GOOGL) | 25-Feb-19 | Payment of Exercise | 5,311 | $1,113.54 | $5,914,030.00 | (< 1%) 4.02M to 4.02M | (149%) |
| 02-Jan-19 7:49 PM View: | Alphabet Inc. (GOOGL) | 02-Jan-19 | Conversion | 84,039 | -- | -- | 2% 4.11M to 4.19M | |
| 02-Jan-19 7:49 PM View: | Alphabet Inc. (GOOGL) | 02-Jan-19 | Gift | 168,078 | -- | -- | (4%) 4.19M to 4.02M | |
| 27-Dec-18 6:17 PM View: | Alphabet Inc. (GOOGL) | 27-Dec-18 | Conversion | 24,075 | -- | -- | < 1% 4.16M to 4.18M | |
| 27-Dec-18 6:17 PM View: | Alphabet Inc. (GOOGL) | 27-Dec-18 | Gift | 24,821 | -- | -- | (< 1%) 4.18M to 4.16M | |
| 27-Dec-18 6:17 PM View: | Alphabet Inc. (GOOGL) | 27-Dec-18 | Gift | 50,918 | -- | -- | (1%) 4.16M to 4.11M | |
| 27-Nov-18 9:07 PM View: | Alphabet Inc. (GOOGL) | 26-Nov-18 | Conversion | 5,536 | -- | -- | < 1% 4.16M to 4.17M | |
| 27-Nov-18 9:07 PM View: | Alphabet Inc. (GOOGL) | 26-Nov-18 | Conversion | 5,536 | -- | -- | (< 1%) 4.17M to 4.16M | |
| 27-Nov-18 9:07 PM View: | Alphabet Inc. (GOOGL) | 26-Nov-18 | Payment of Exercise | 5,446 | $1,026.99 | $5,592,990.00 | (< 1%) 4.16M to 4.16M | (170%) |
| 02-Nov-18 12:26 PM View: | Alphabet Inc. (GOOGL) | 31-Oct-18 | Conversion | 178,700 | -- | -- | 4% 4.35M to 4.53M | |
| 02-Nov-18 12:26 PM View: | Alphabet Inc. (GOOGL) | 31-Oct-18 | Gift | 365,838 | -- | -- | (8%) 4.53M to 4.16M | |
| 29-Aug-18 4:25 PM View: | Alphabet Inc. (GOOGL) | 27-Aug-18 | Conversion | 5,538 | -- | -- | < 1% 4.62M to 4.62M | |
| 29-Aug-18 4:25 PM View: | Alphabet Inc. (GOOGL) | 27-Aug-18 | Conversion | 309 | -- | -- | < 1% 4.62M to 4.62M | |
| 29-Aug-18 4:25 PM View: | Alphabet Inc. (GOOGL) | 27-Aug-18 | Conversion | 5,538 | -- | -- | (< 1%) 4.62M to 4.62M | |
| 29-Aug-18 4:25 PM View: | Alphabet Inc. (GOOGL) | 27-Aug-18 | Payment of Exercise | 5,446 | $1,228.70 | $6,691,500.00 | (< 1%) 4.62M to 4.61M | (125%) |
| 29-Aug-18 4:25 PM View: | Alphabet Inc. (GOOGL) | 27-Aug-18 | Gift | 618 | -- | -- | (< 1%) 4.61M to 4.61M | |
| 29-May-18 9:31 PM View: | Alphabet Inc. (GOOGL) | 25-May-18 | Conversion | 5,536 | -- | -- | < 1% 4.62M to 4.63M | |
| 29-May-18 9:31 PM View: | Alphabet Inc. (GOOGL) | 25-May-18 | Conversion | 5,536 | -- | -- | (< 1%) 4.63M to 4.62M | |
| 29-May-18 9:31 PM View: | Alphabet Inc. (GOOGL) | 25-May-18 | Payment of Exercise | 5,446 | $1,082.34 | $5,894,450.00 | (< 1%) 4.62M to 4.62M | (156%) |
| 01-Mar-18 7:03 PM View: | Alphabet Inc. (GOOGL) | 26-Feb-18 | Conversion | 5,669 | -- | -- | < 1% 4.37M to 4.37M | |
| 01-Mar-18 7:03 PM View: | Alphabet Inc. (GOOGL) | 26-Feb-18 | Conversion | 5,669 | -- | -- | (< 1%) 4.37M to 4.37M | |
| 01-Mar-18 7:03 PM View: | Alphabet Inc. (GOOGL) | 26-Feb-18 | Payment of Exercise | 5,313 | $1,127.46 | $5,990,180.00 | (< 1%) 4.37M to 4.36M | (145%) |
| 26-Dec-17 9:42 PM View: | Alphabet Inc. (GOOGL) | 22-Dec-17 | Conversion | 3,671 | -- | -- | < 1% 4.38M to 4.38M | |
| 26-Dec-17 9:42 PM View: | Alphabet Inc. (GOOGL) | 22-Dec-17 | Gift | 4,636 | -- | -- | (< 1%) 4.38M to 4.38M | |
| 26-Dec-17 9:42 PM View: | Alphabet Inc. (GOOGL) | 22-Dec-17 | Gift | 9,968 | -- | -- | (< 1%) 4.38M to 4.37M | |
| 01-Dec-17 6:17 PM View: | Alphabet Inc. (GOOGL) | 30-Nov-17 | Conversion | 28,457 | -- | -- | < 1% 4.46M to 4.49M | |
| 01-Dec-17 6:17 PM View: | Alphabet Inc. (GOOGL) | 30-Nov-17 | Gift | 46,997 | -- | -- | (1%) 4.49M to 4.44M | |
| 01-Dec-17 6:17 PM View: | Alphabet Inc. (GOOGL) | 30-Nov-17 | Gift | 64,966 | -- | -- | (1%) 4.44M to 4.38M | |
| 28-Nov-17 8:34 PM View: | Alphabet Inc. (GOOGL) | 27-Nov-17 | Conversion | 5,252 | -- | -- | < 1% 4.47M to 4.47M | |
| 28-Nov-17 8:34 PM View: | Alphabet Inc. (GOOGL) | 27-Nov-17 | Conversion | 5,252 | -- | -- | (< 1%) 4.47M to 4.47M | |
| 28-Nov-17 8:34 PM View: | Alphabet Inc. (GOOGL) | 27-Nov-17 | Payment of Exercise | 5,732 | $1,048.56 | $6,010,370.00 | (< 1%) 4.47M to 4.46M | (164%) |
| 28-Aug-17 5:58 PM View: | Alphabet Inc. (GOOGL) | 25-Aug-17 | Conversion | 5,250 | -- | -- | < 1% 4.47M to 4.48M | |
| 28-Aug-17 5:58 PM View: | Alphabet Inc. (GOOGL) | 25-Aug-17 | Conversion | 5,250 | -- | -- | (< 1%) 4.48M to 4.47M | |
| 28-Aug-17 5:58 PM View: | Alphabet Inc. (GOOGL) | 25-Aug-17 | Payment of Exercise | 5,732 | $929.09 | $5,325,520.00 | (< 1%) 4.47M to 4.47M | (198%) |
| 23-Aug-17 2:40 PM View: | Alphabet Inc. (GOOGL) | 22-Aug-17 | Conversion | 400 | -- | -- | < 1% 4.47M to 4.47M | |
| 23-Aug-17 2:40 PM View: | Alphabet Inc. (GOOGL) | 22-Aug-17 | Gift | 800 | -- | -- | (< 1%) 4.47M to 4.47M | |
| 30-May-17 5:46 PM View: | Alphabet Inc. (GOOGL) | 25-May-17 | Conversion | 5,250 | -- | -- | < 1% 4.48M to 4.49M | |
| 30-May-17 5:46 PM View: | Alphabet Inc. (GOOGL) | 25-May-17 | Conversion | 5,250 | -- | -- | (< 1%) 4.49M to 4.48M | |
| 30-May-17 5:46 PM View: | Alphabet Inc. (GOOGL) | 25-May-17 | Payment of Exercise | 5,732 | $966.28 | $5,538,750.00 | (< 1%) 4.48M to 4.47M | (186%) |
| 01-Mar-17 9:56 PM View: | Alphabet Inc. (GOOGL) | 27-Feb-17 | Conversion | 5,428 | -- | -- | < 1% 4.49M to 4.49M | |
| 01-Mar-17 9:56 PM View: | Alphabet Inc. (GOOGL) | 27-Feb-17 | Conversion | 5,428 | -- | -- | (< 1%) 4.49M to 4.49M | |
| 01-Mar-17 9:56 PM View: | Alphabet Inc. (GOOGL) | 27-Feb-17 | Payment of Exercise | 5,556 | $838.53 | $4,658,860.00 | (< 1%) 4.49M to 4.48M | (230%) |
| 27-Dec-16 6:44 PM View: | Alphabet Inc. (GOOGL) | 27-Dec-16 | Conversion | 29,564 | -- | -- | < 1% 4.6M to 4.63M | |
| 27-Dec-16 6:44 PM View: | Alphabet Inc. (GOOGL) | 27-Dec-16 | Gift | 142,445 | -- | -- | 3% 4.63M to 4.77M | |
| 27-Dec-16 6:44 PM View: | Alphabet Inc. (GOOGL) | 27-Dec-16 | Gift | 142,445 | -- | -- | (3%) 4.77M to 4.63M | |
| 28-Nov-16 5:44 PM View: | Alphabet Inc. (GOOGL) | 25-Nov-16 | Conversion | 5,250 | -- | -- | < 1% 4.6M to 4.61M | |
| 28-Nov-16 5:44 PM View: | Alphabet Inc. (GOOGL) | 25-Nov-16 | Conversion | 5,250 | -- | -- | (< 1%) 4.61M to 4.6M | |
| 28-Nov-16 5:44 PM View: | Alphabet Inc. (GOOGL) | 25-Nov-16 | Payment of Exercise | 5,732 | $769.99 | $4,413,610.00 | (< 1%) 4.6M to 4.6M | (259%) |