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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jan-18 7:08 PM View:  | Brookdale Senior Living Inc. (BKD) | 05-Jan-18 | Grant | 10,330 | -- | -- | 15% 70.69K to 81.02K | |
| 15-Feb-17 7:03 PM View: | Brookdale Senior Living Inc. (BKD) | 13-Feb-17 | Grant | 6,738 | -- | -- | 11% 63.95K to 70.69K | |
| 01-Mar-16 6:30 PM View: | Brookdale Senior Living Inc. (BKD) | 26-Feb-16 | Grant | 6,901 | -- | -- | 12% 57.05K to 63.95K | |
| 12-Feb-16 7:24 PM View: | Brookdale Senior Living Inc. (BKD) | 11-Feb-16 | Market Purchase | 12,000 | $13.09 | $157,080.00 | 27% 45.05K to 57.05K | (46%) |
| 09-Feb-15 7:38 PM View: | Brookdale Senior Living Inc. (BKD) | 05-Feb-15 | Grant | 2,892 | -- | -- | 7% 42.16K to 45.05K | |
| 08-Aug-14 6:42 PM View: | Brookdale Senior Living Inc. (BKD) | 06-Aug-14 | Grant | 2,992 | -- | -- | 8% 39.17K to 42.16K | |
| 03-Jul-14 6:00 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jul-14 | Grant | 276 | $33.45 | $9,232.20 | < 1% 38.89K to 39.17K | (79%) |
| 03-Apr-14 5:31 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Apr-14 | Grant | 299 | $33.84 | $10,118.20 | < 1% 38.59K to 38.89K | (79%) |
| 03-Jan-14 6:53 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jan-14 | Grant | 329 | $27.18 | $8,942.22 | < 1% 38.26K to 38.59K | (74%) |
| 03-Oct-13 7:02 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Oct-13 | Grant | 306 | $27.21 | $8,326.26 | < 1% 37.96K to 38.26K | (74%) |
| 03-Jul-13 6:34 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jul-13 | Grant | 288 | $26.84 | $7,729.92 | < 1% 37.67K to 37.96K | (74%) |
| 03-Apr-13 6:12 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Apr-13 | Grant | 292 | $27.50 | $8,030.00 | < 1% 37.38K to 37.67K | (74%) |
| 03-Jan-13 4:16 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jan-13 | Grant | 329 | $25.32 | $8,330.28 | < 1% 37.05K to 37.38K | (72%) |
| 02-Oct-12 6:04 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Oct-12 | Grant | 319 | $23.31 | $7,435.89 | < 1% 36.73K to 37.05K | (70%) |
| 03-Jul-12 6:09 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jul-12 | Grant | 594 | $17.74 | $10,537.60 | 2% 36.13K to 36.73K | (61%) |
| 02-Apr-12 6:13 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Apr-12 | Grant | 467 | $18.72 | $8,742.24 | 1% 35.67K to 36.13K | (63%) |
| 04-Jan-12 5:02 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jan-12 | Grant | 451 | $17.39 | $7,842.89 | 1% 35.22K to 35.67K | (60%) |
| 04-Oct-11 6:35 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Oct-11 | Grant | 625 | $12.54 | $7,837.50 | 2% 34.59K to 35.22K | (45%) |
| 06-Jul-11 8:11 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jul-11 | Grant | 306 | $24.60 | $7,527.60 | < 1% 34.29K to 34.59K | (72%) |
| 05-Apr-11 7:30 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Apr-11 | Grant | 259 | $27.98 | $7,246.82 | < 1% 34.03K to 34.29K | (75%) |
| 04-Feb-11 5:54 PM View: | Och-Ziff Capital Management... (SCU) | 04-Feb-11 | Option Exercise | 3,450 | -- | -- | 18% 19.63K to 23.08K | |
| 04-Jan-11 5:49 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jan-11 | Grant | 352 | $21.41 | $7,536.32 | 1% 33.67K to 34.03K | (67%) |
| 04-Jan-11 6:41 PM View: | Och-Ziff Capital Management... (SCU) | 01-Jan-11 | Option Exercise | 7,551 | -- | -- | 62% 12.08K to 19.63K | |
| 04-Oct-10 4:45 PM View: | United Western Bancorp, Inc. (UWBK) | 01-Oct-10 | Grant | 17,625 | $0.40 | $7,050.00 | 41% 43.21K to 60.84K | 0% |
| 05-Oct-10 4:17 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Oct-10 | Grant | 434 | $16.70 | $7,247.80 | 1% 33.24K to 33.67K | (58%) |
| 08-Jul-10 11:09 AM View: | United Western Bancorp, Inc. (UWBK) | 07-Jul-10 | Grant | 8,813 | $0.80 | $7,050.40 | 26% 34.4K to 43.21K | |
| 02-Jul-10 9:20 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jul-10 | Grant | 593 | $14.75 | $8,746.75 | 2% 32.65K to 33.24K | (53%) |
| 07-Apr-10 11:13 AM View: | United Western Bancorp, Inc. (UWBK) | 06-Apr-10 | Grant | 4,638 | $1.52 | $7,049.76 | 16% 29.76K to 34.4K | |
| 05-Apr-10 6:44 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Apr-10 | Grant | 353 | $21.36 | $7,540.08 | 1% 32.3K to 32.65K | (67%) |
| 22-Feb-10 7:06 PM View: | Och-Ziff Capital Management... (SCU) | 18-Feb-10 | Grant | 373 | -- | -- | 3% 11.71K to 12.08K | |
| 05-Feb-10 4:45 PM View: | Och-Ziff Capital Management... (SCU) | 04-Feb-10 | Option Exercise | 3,243 | -- | -- | 38% 8.47K to 11.71K | |
| 06-Jan-10 5:00 PM View: | United Western Bancorp, Inc. (UWBK) | 06-Jan-10 | Grant | 2,554 | $2.76 | $7,049.04 | 9% 27.21K to 29.76K | 8% |
| 05-Jan-10 9:52 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jan-10 | Grant | 996 | $18.19 | $18,117.20 | 3% 31.3K to 32.3K | (62%) |
| 05-Jan-10 7:02 PM View: | Och-Ziff Capital Management... (SCU) | 01-Jan-10 | Option Exercise | 5,263 | -- | -- | 166% 3.17K to 8.44K | |
| 14-Oct-09 1:24 PM View: | United Western Bancorp, Inc. (UWBK) | 13-Oct-09 | Grant | 1,776 | $3.97 | $7,050.72 | 7% 25.43K to 27.21K | 3% |
| 05-Oct-09 6:30 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Oct-09 | Grant | 1,041 | $17.41 | $18,123.80 | 3% 30.26K to 31.3K | (60%) |
| 17-Sep-09 11:33 AM View: | United Western Bancorp, Inc. (UWBK) | 17-Sep-09 | Market Purchase | 10,000 | $4.00 | $40,000.00 | 65% 15.43K to 25.43K | 8% |
| 08-Jul-09 7:12 PM View: | United Western Bancorp, Inc. (UWBK) | 08-Jul-09 | Grant | 746 | $9.45 | $7,049.70 | 5% 14.69K to 15.43K | (17%) |
| 02-Jul-09 3:17 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Jul-09 | Grant | 2,225 | $9.83 | $21,871.80 | 8% 28.03K to 30.26K | (33%) |
| 02-Apr-09 12:20 PM View: | United Western Bancorp, Inc. (UWBK) | 01-Apr-09 | Grant | 1,445 | $4.88 | $7,051.60 | 11% 13.24K to 14.69K | 82% |
| 03-Apr-09 6:56 PM View: | Brookdale Senior Living Inc. (BKD) | 01-Apr-09 | Grant | 3,964 | $5.14 | $20,375.00 | 16% 24.07K to 28.03K | 45% |
| 05-Jan-10 7:02 PM View: | Och-Ziff Capital Management... (SCU) | 19-Feb-09 | Grant | 30 | -- | -- | < 1% 8.44K to 8.47K | |
| 04-Feb-09 5:16 PM View: | Och-Ziff Capital Management... (SCU) | 04-Feb-09 | Option Exercise | 3,174 | -- | -- | 100% 0 to 3.17K | |
| 13-Jan-09 7:24 PM View: | Brookdale Senior Living Inc. (BKD) | 12-Jan-09 | Grant | 698 | -- | -- | 3% 23.37K to 24.07K | |
| 02-Jan-09 4:24 PM View: | United Western Bancorp, Inc. (UWBK) | 02-Jan-09 | Grant | 753 | $9.36 | $7,048.08 | 6% 12.49K to 13.24K | (4%) |
| 02-Oct-08 5:23 PM View: | United Western Bancorp, Inc. (UWBK) | 01-Oct-08 | Grant | 567 | $12.43 | $7,047.81 | 5% 11.92K to 12.49K | (27%) |
| 14-Jul-08 8:44 PM View: | Brookdale Senior Living Inc. (BKD) | 10-Jul-08 | Grant | 698 | -- | -- | 3% 22.67K to 23.37K | |
| 01-Jul-08 4:58 PM View: | United Western Bancorp, Inc. (UWBK) | 01-Jul-08 | Grant | 561 | $12.56 | $7,046.16 | 5% 11.36K to 11.92K | (27%) |
| 09-May-08 1:47 PM View: | Och-Ziff Capital Management... (SCU) | 16-Apr-08 | Market Sale | 115 | $18.72 | $2,152.80 | (100%) 0.12K to 0 | 86% |
| 01-Apr-08 3:52 PM View: | United Western Bancorp, Inc. (UWBK) | 01-Apr-08 | Grant | 394 | $17.90 | $7,052.60 | 4% 10.96K to 11.36K | (49%) |