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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Feb-08 4:55 PM View:  | Virtus Equity & Convertible... (NIE) | 15-Feb-08 | Market Purchase | 1,000 | $21.45 | $21,449.40 | 100% 1.0K to 2.0K | (48%) |
| 19-Feb-08 4:50 PM View: | Nicholas-Applegate Converti... (NCV) | 14-Feb-08 | Market Purchase | 4,000 | $12.21 | $48,842.00 | 50% 8.0K to 12.0K | (1%) |
| 21-Aug-07 2:44 PM View: | Virtus Equity & Convertible... (NIE) | 20-Aug-07 | Market Purchase | 1,000 | $22.20 | $22,200.00 | 100% 0 to 1.0K | (48%) |
| 17-Aug-07 5:10 PM View: | Nicholas-Applegate Converti... (NCV) | 16-Aug-07 | Market Purchase | 3,000 | $11.19 | $33,580.00 | 60% 5.0K to 8.0K | 14% |
| 17-Aug-07 3:49 PM View: | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 5,000 | $12.01 | $60,050.00 | 100% 0 to 5.0K | 6% |
| 03-May-07 3:27 PM View: | Nicholas-Applegate Converti... (NCV) | 27-Mar-07 | Market Sale | 300 | $16.07 | $4,821.00 | (100%) 0.3K to 0 | 17% |