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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Nov-23 11:13 AM View:  | Virtus Stone Harbor Emergin... (EDF) | 21-Nov-23 | Private Purchase | 2,500 | $4.20 | $10,490.00 | 100% 0 to 2.5K | |
| 22-Nov-23 11:14 AM View: | Virtus Stone Harbor Emergin... (EDI) | 21-Nov-23 | Private Purchase | 2,500 | $5.04 | $12,593.00 | 100% 0 to 2.5K | |
| 29-Mar-22 2:11 PM View: | Nicholas-Applegate Converti... (NCZ) | 28-Mar-22 | Private Purchase | 3,000 | $4.28 | $12,840.00 | 100% 0 to 3.0K | |
| 29-Mar-22 2:12 PM View: | NFJ Dividend, Interest & Pr... (NFJ) | 28-Mar-22 | Purchase | 850 | $14.31 | $12,161.50 | 100% 0 to 0.85K | |
| 17-Jan-19 12:46 PM View: | Zweig Total Return Fund Inc. (ZTR) | 15-Jan-19 | Market Purchase | 2,000 | $9.52 | $19,042.00 | 100% 2.0K to 4.0K | (20%) |
| 17-Jan-19 12:49 PM View: | Virtus Global Multi-Sector ... (VGI) | 15-Jan-19 | Market Purchase | 1,000 | $11.70 | $11,704.00 | 100% 1.0K to 2.0K | 4% |
| 17-Jan-19 12:47 PM View: | Duff & Phelps Select Mlp & ... (DSE) | 15-Jan-19 | Market Purchase | 2,000 | $4.83 | $9,658.00 | 100% 2.0K to 4.0K | 7% |
| 19-Dec-17 3:22 PM View: | Zweig Fund Inc. (ZTR) | 18-Dec-17 | Market Purchase | 1,900 | $12.79 | $24,304.80 | 90% 2.1K to 4.0K | (51%) |
| 19-Dec-17 3:20 PM View: | Zweig Total Return Fund Inc. (ZTR) | 18-Dec-17 | Market Purchase | 425 | $13.30 | $5,652.07 | 27% 1.57K to 2.0K | (48%) |
| 19-Dec-17 3:21 PM View: | Virtus Global Multi-Sector ... (VGI) | 18-Dec-17 | Market Purchase | 50 | $17.50 | $874.75 | 5% 0.95K to 1.0K | (37%) |
| 19-Dec-17 3:19 PM View: | Duff & Phelps Select Mlp & ... (DSE) | 18-Dec-17 | Market Purchase | 40 | $5.81 | $232.36 | 2% 1.96K to 2.0K | (20%) |
| 08-Apr-15 12:34 PM View: | Zweig Fund Inc. (ZTR) | 08-Apr-15 | Market Purchase | 1,300 | $15.44 | $20,072.00 | 162% 0.8K to 2.1K | (46%) |
| 08-Apr-15 12:34 PM View: | Zweig Total Return Fund Inc. (ZTR) | 08-Apr-15 | Market Purchase | 725 | $13.73 | $9,954.25 | 85% 0.85K to 1.57K | (38%) |
| 16-Aug-07 4:53 PM View: | Riversource Lasalle Interna... (SLS) | 16-Aug-07 | Market Purchase | 1,000 | $16.70 | $16,700.00 | 100% 0 to 1.0K | (100%) |
| 29-Dec-05 10:06 AM View: | Seligman New Technologies F... (XSTFX) | 27-Dec-05 | Market Sale | 548 | $2.04 | $1,118.39 | (100%) 0.55K to 0 | 95% |