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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-16 12:11 PM View:  | 1st Century Bancshares, Inc. (FCTYDE.OB) | 01-Jul-16 | Disposition | 753,957 | $11.22 | $8,459,400.00 | (85%) 887.34K to 133.38K | |
| 05-Jul-16 12:11 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 01-Jul-16 | Disposition | 133,381 | $11.22 | $1,496,540.00 | (100%) 133.38K to 0 | |
| 19-Jun-15 4:48 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 18-Jun-15 | Payment of Exercise | 298,659 | $8.40 | $2,508,740.00 | (25%) 1.19M to 886.35K | |
| 19-Jun-15 4:48 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 18-Jun-15 | Option Exercise | 307,573 | $8.01 | $2,463,660.00 | 35% 877.44K to 1.19M | |
| 22-May-15 2:05 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 21-May-15 | Payment of Exercise | 5,637 | $7.04 | $39,684.50 | (< 1%) 883.07K to 877.43K | |
| 15-May-15 3:12 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 15-May-15 | Grant | 45,000 | -- | -- | 5% 838.07K to 883.07K | |
| 01-Dec-14 5:22 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 28-Nov-14 | Gift | 15,000 | -- | -- | (2%) 850.45K to 835.45K | |
| 02-Apr-14 12:11 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 01-Apr-14 | Grant | 45,000 | -- | -- | 6% 805.45K to 850.45K | |
| 07-Jan-14 3:36 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 06-Jan-14 | Payment of Exercise | 23,472 | $7.00 | $164,304.00 | (3%) 820.23K to 796.75K | |
| 07-Jan-14 3:36 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 06-Jan-14 | Option Exercise | 210,000 | $5.00 | $1,050,000.00 | 34% 610.23K to 820.23K | |
| 21-Nov-13 8:00 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 20-Nov-13 | Payment of Exercise | 14,714 | $6.62 | $97,406.70 | (2%) 624.94K to 610.23K | |
| 21-Nov-13 8:00 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 20-Nov-13 | Option Exercise | 160,000 | $5.00 | $800,000.00 | 34% 464.94K to 624.94K | |
| 01-May-13 1:44 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 30-Apr-13 | Grant | 30,000 | -- | -- | 7% 434.94K to 464.94K | |
| 16-May-12 1:16 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 15-May-12 | Grant | 30,000 | -- | -- | 7% 401.43K to 431.43K | |
| 21-Nov-11 5:51 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 21-Nov-11 | Sale | 3,000 | $3.43 | $10,286.70 | (< 1%) 398.82K to 395.82K | |
| 21-Nov-11 5:51 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 18-Nov-11 | Private Purchase | 5,000 | $3.51 | $17,526.50 | 1% 393.82K to 398.82K | |
| 21-Nov-11 5:51 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 17-Nov-11 | Grant | 30,000 | -- | -- | 8% 363.82K to 393.82K | |
| 11-Jul-11 4:36 PM View: | California Pizza Kitchen Inc. (CPKI) | 07-Jul-11 | Disposition | 1,284 | $18.50 | $23,754.00 | (18%) 7.18K to 5.9K | (< 1%) |
| 11-Jul-11 4:36 PM View: | California Pizza Kitchen Inc. (CPKI) | 07-Jul-11 | Disposition (change in control) | 5,901 | $18.50 | $109,168.00 | (100%) 5.9K to 0 | (< 1%) |
| 27-Dec-10 2:29 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 17-Sep-10 | Acquisition (other) | 14,500 | -- | -- | 4% 356.39K to 370.89K | |
| 27-Dec-10 2:29 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 17-Sep-10 | Disposition (other) | 14,500 | -- | -- | (4%) 370.89K to 356.39K | |
| 24-May-10 1:44 PM View: | Zenith National Insurance C... (ZNT) | 20-May-10 | Disposition | 16,250 | $38.00 | $617,500.00 | (76%) 21.25K to 5.0K | 0% |
| 24-May-10 1:44 PM View: | Zenith National Insurance C... (ZNT) | 20-May-10 | Disposition | 5,000 | $38.00 | $190,000.00 | (100%) 5.0K to 0 | 0% |
| 20-May-10 1:46 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 15-May-10 | Grant | 30,000 | -- | -- | 9% 326.39K to 356.39K | |
| 23-Nov-09 5:04 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 23-Nov-09 | Private Purchase | 2,000 | $3.63 | $7,255.00 | < 1% 320.08K to 322.08K | |
| 17-Nov-09 8:29 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 16-Nov-09 | Market Purchase | 4,000 | $4.00 | $16,000.00 | 1% 316.08K to 320.08K | (2%) |
| 01-Jul-09 3:39 PM View: | Zenith National Insurance C... (ZNT) | 30-Jun-09 | Market Purchase | 1,500 | $21.69 | $32,535.00 | 8% 19.75K to 21.25K | < 1% |
| 12-Jun-09 3:58 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 11-Jun-09 | Market Purchase | 3,000 | $4.04 | $12,129.00 | < 1% 310.75K to 313.75K | (3%) |
| 22-May-09 4:39 PM View: | California Pizza Kitchen Inc. (CPKI) | 20-May-09 | Grant | 3,852 | -- | -- | 116% 3.33K to 7.18K | |
| 13-May-09 2:15 PM View: | Zenith National Insurance C... (ZNT) | 13-May-09 | Grant | 2,500 | -- | -- | 14% 17.25K to 19.75K | |
| 09-Mar-09 2:07 PM View: | Zenith National Insurance C... (ZNT) | 09-Mar-09 | Market Purchase | 5,000 | $19.07 | $95,350.00 | 41% 12.25K to 17.25K | 20% |
| 03-Dec-08 7:19 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 03-Dec-08 | Market Purchase | 2,675 | $3.99 | $10,682.30 | < 1% 275.88K to 278.56K | (4%) |
| 26-Nov-08 4:08 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 26-Nov-08 | Market Purchase | 1,750 | $4.20 | $7,350.00 | < 1% 274.13K to 275.88K | 12% |
| 24-Nov-08 5:52 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 24-Nov-08 | Market Purchase | 2,500 | $4.20 | $10,500.00 | < 1% 271.63K to 274.13K | 13% |
| 21-Nov-08 5:50 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 21-Nov-08 | Market Purchase | 5,000 | $4.25 | $21,250.00 | 2% 266.63K to 271.63K | 6% |
| 21-Nov-08 5:50 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 20-Nov-08 | Purchase | 6,000 | $4.45 | $26,715.00 | 2% 260.63K to 266.63K | 1% |
| 16-Sep-08 11:31 AM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 15-Sep-08 | Purchase | 1,000 | $5.75 | $5,750.00 | < 1% 259.63K to 260.63K | 0% |
| 15-Sep-08 1:18 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 12-Sep-08 | Purchase | 700 | $5.75 | $4,025.00 | < 1% 258.93K to 259.63K | (4%) |
| 09-Sep-08 2:23 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 08-Sep-08 | Purchase | 4,200 | $5.44 | $22,848.00 | 2% 254.73K to 258.93K | 1% |
| 14-Jul-08 6:30 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 10-Jul-08 | Purchase | 2,300 | $5.52 | $12,689.10 | < 1% 252.43K to 254.73K | (8%) |
| 23-Jun-08 3:04 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 23-Jun-08 | Market Purchase | 1,000 | $5.75 | $5,750.00 | < 1% 251.43K to 252.43K | 0% |
| 30-May-08 2:29 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 30-May-08 | Market Purchase | 350 | $5.90 | $2,065.00 | < 1% 251.08K to 251.43K | (2%) |
| 20-May-08 4:56 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 19-May-08 | Market Purchase | 4,000 | $5.70 | $22,800.00 | 2% 247.08K to 251.08K | 0% |
| 15-May-08 2:40 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 14-May-08 | Market Purchase | 1,800 | $5.85 | $10,530.00 | 6% 31.75K to 33.55K | < 1% |
| 13-May-08 2:48 PM View: | Zenith National Insurance C... (ZNT) | 13-May-08 | Grant | 2,500 | -- | -- | 26% 9.75K to 12.25K | |
| 15-May-08 2:40 PM View: | 1st Century Bancshares, Inc. (FCTYDE.OB) | 13-May-08 | Market Purchase | 2,500 | $5.80 | $14,490.00 | 9% 29.25K to 31.75K | 2% |
| 15-Nov-07 7:26 PM View: | California Pizza Kitchen Inc. (CPKI) | 14-Nov-07 | Grant | 3,333 | -- | -- | 100% 0 to 3.33K | |
| 24-May-07 2:55 PM View: | Zenith National Insurance C... (ZNT) | 24-May-07 | Grant | 2,250 | -- | -- | 30% 7.5K to 9.75K | |
| 25-May-06 1:54 PM View: | Zenith National Insurance C... (ZNT) | 24-May-06 | Grant | 2,250 | -- | -- | 43% 5.25K to 7.5K | |
| 07-Feb-06 5:38 PM View: | Arden Realty Inc (ARI) | 03-Feb-06 | Grant | 3,000 | -- | -- | 43% 7.0K to 10.0K |