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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Aug-18 9:32 PM View:  | Geron Corp (GERN) | 24-Aug-18 | Option Exercise | 1,362,250 | $1.89 | $2,572,740.00 | 100% 0 to 1.36M | |
| 24-Aug-18 9:32 PM View: | Geron Corp (GERN) | 24-Aug-18 | Market Option Sale (Planned) | 1,362,250 | $4.51 | $6,143,750.00 | (100%) 1.36M to 0 | |
| 20-Oct-08 2:58 PM View: | Tercica Inc. (TRCA) | 16-Oct-08 | Disposition | 38,500 | $9.00 | $346,500.00 | (100%) 38.5K to 0 | < 1% |
| 27-Mar-08 2:18 PM View: | Tercica Inc. (TRCA) | 25-Mar-08 | Grant | 13,500 | -- | -- | 54% 25.0K to 38.5K | |
| 29-Aug-06 4:18 PM View: | Tercica Inc. (TRCA) | 25-Aug-06 | Market Purchase | 15,000 | $5.10 | $76,523.00 | 150% 10.0K to 25.0K | (9%) |
| 14-Dec-05 1:54 PM View: | Tercica Inc. (TRCA) | 14-Dec-05 | Market Purchase | 10,000 | $7.14 | $71,400.00 | 100% 0 to 10.0K | (35%) |
| 11-Feb-04 10:00 PM View: | InterMune Inc. (ITMN) | 10-Feb-04 | Option Exercise | 18,519 | $4.50 | $83,335.50 | 43% 42.6K to 61.12K | |
| 31-Dec-03 10:00 PM View: | InterMune Inc. (ITMN) | 31-Dec-03 | Option Exercise | 9,260 | $4.50 | $41,670.00 | 28% 33.34K to 42.6K |