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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Mar-20 9:09 AM View:  | Gladstone Investment Corpor... (GAIN) | 23-Mar-20 | Private Purchase | 2,500 | $6.83 | $17,069.50 | 18% 13.73K to 16.23K | |
| 20-Mar-20 9:56 AM View: | Gladstone Investment Corpor... (GAIN) | 19-Mar-20 | Private Purchase | 2,500 | $6.73 | $16,825.00 | 22% 11.23K to 13.73K | |
| 19-Mar-20 2:49 PM View: | Gladstone Investment Corpor... (GAIN) | 18-Mar-20 | Private Purchase | 2,500 | $7.35 | $18,375.00 | 29% 8.73K to 11.23K | |
| 19-Aug-19 4:30 PM View: | Gladstone Investment Corpor... (GAIN) | 16-Aug-19 | Market Sale | 21,502 | $11.52 | $247,700.00 | (71%) 30.23K to 8.73K | (1%) |
| 15-Aug-19 4:37 PM View: | Gladstone Investment Corpor... (GAIN) | 14-Aug-19 | Market Sale | 21,502 | $11.38 | $244,690.00 | (42%) 51.74K to 30.23K | (3%) |
| 08-Mar-17 9:41 AM View: | Gladstone Investment Corpor... (GAIN) | 06-Mar-17 | Market Sale | 104,936 | $9.18 | $963,313.00 | (75%) 139.91K to 34.98K | (14%) |
| 06-Mar-17 4:34 PM View: | Gladstone Investment Corpor... (GAIN) | 03-Mar-17 | Market Sale | 59,964 | $9.20 | $551,664.00 | (30%) 199.88K to 139.91K | (14%) |
| 13-Dec-16 4:27 PM View: | Gladstone Capital Corp. (GLAD) | 12-Dec-16 | Market Sale (Planned) | 93,334 | $8.92 | $832,110.00 | (100%) 93.33K to 0 | 23% |
| 16-Aug-16 3:55 PM View: | Gladstone Investment Corpor... (GAIN) | 16-Aug-16 | Market Sale | 15,317 | $8.78 | $134,469.00 | (7%) 218.56K to 203.25K | (26%) |
| 16-Aug-16 3:12 PM View: | Gladstone Capital Corp. (GLAD) | 15-Aug-16 | Market Sale | 16,276 | $8.39 | $136,626.00 | (15%) 109.61K to 93.33K | 15% |
| 16-Aug-16 3:55 PM View: | Gladstone Investment Corpor... (GAIN) | 15-Aug-16 | Market Sale | 4,380 | $8.74 | $38,273.80 | (2%) 241.36K to 236.98K | (27%) |
| 16-Aug-16 3:55 PM View: | Gladstone Investment Corpor... (GAIN) | 15-Aug-16 | Market Sale | 18,417 | $8.73 | $160,733.00 | (8%) 236.98K to 218.56K | (27%) |
| 16-Aug-16 3:12 PM View: | Gladstone Capital Corp. (GLAD) | 12-Aug-16 | Market Sale | 4,600 | $8.37 | $38,517.60 | (4%) 114.21K to 109.61K | 15% |
| 16-Aug-16 3:55 PM View: | Gladstone Investment Corpor... (GAIN) | 12-Aug-16 | Market Sale | 5,400 | $8.67 | $46,823.90 | (2%) 252.66K to 247.26K | (28%) |
| 16-Aug-16 3:55 PM View: | Gladstone Investment Corpor... (GAIN) | 12-Aug-16 | Market Sale | 5,900 | $8.67 | $51,158.80 | (2%) 247.26K to 241.36K | (28%) |
| 11-Aug-14 4:46 PM View: | Gladstone Investment Corpor... (GAIN) | 08-Aug-14 | Market Purchase | 40,000 | $7.33 | $293,200.00 | 23% 172.73K to 212.73K | 86% |
| 05-Mar-14 4:00 PM View: | Gladstone Capital Corp. (GLAD) | 03-Mar-14 | Market Sale | 9,673 | $10.10 | $97,691.30 | (8%) 123.88K to 114.21K | 10% |
| 11-Feb-14 4:10 PM View: | Gladstone Investment Corpor... (GAIN) | 07-Feb-14 | Market Purchase | 80,000 | $7.41 | $592,800.00 | 91% 87.72K to 167.72K | 93% |
| 16-Dec-13 4:25 PM View: | Gladstone Investment Corpor... (GAIN) | 12-Dec-13 | Market Purchase | 29,100 | $7.59 | $220,869.00 | 50% 57.94K to 87.04K | 89% |
| 13-Dec-13 4:07 PM View: | Gladstone Investment Corpor... (GAIN) | 11-Dec-13 | Market Purchase | 3,000 | $7.55 | $22,647.20 | 5% 54.94K to 57.94K | 92% |
| 11-Dec-13 5:16 PM View: | Gladstone Investment Corpor... (GAIN) | 09-Dec-13 | Market Purchase | 1,000 | $7.51 | $7,509.70 | 2% 53.94K to 54.94K | 93% |
| 03-Dec-13 4:30 PM View: | Gladstone Capital Corp. (GLAD) | 29-Nov-13 | Market Sale | 4,200 | $9.85 | $41,349.80 | (3%) 128.08K to 123.88K | 5% |
| 02-Dec-13 4:14 PM View: | Gladstone Investment Corpor... (GAIN) | 27-Nov-13 | Market Purchase | 3,000 | $7.56 | $22,680.00 | 6% 50.94K to 53.94K | 92% |
| 27-Nov-13 2:24 PM View: | Gladstone Capital Corp. (GLAD) | 26-Nov-13 | Market Sale | 40,914 | $9.82 | $401,571.00 | (24%) 169.0K to 128.08K | 5% |
| 27-Nov-13 2:27 PM View: | Gladstone Investment Corpor... (GAIN) | 26-Nov-13 | Market Purchase | 6,000 | $7.54 | $45,240.00 | 16% 37.04K to 43.04K | 92% |
| 27-Nov-13 2:27 PM View: | Gladstone Investment Corpor... (GAIN) | 26-Nov-13 | Market Purchase | 7,900 | $7.54 | $59,565.20 | 18% 43.04K to 50.94K | 92% |
| 14-Mar-13 5:03 PM View: | Gladstone Capital Corp. (GLAD) | 12-Mar-13 | Market Sale | 15,000 | $9.30 | $139,500.00 | (8%) 184.03K to 169.03K | (8%) |
| 11-Mar-13 4:42 PM View: | Gladstone Capital Corp. (GLAD) | 08-Mar-13 | Market Sale | 5,000 | $9.25 | $46,250.00 | (3%) 189.0K to 184.0K | (8%) |
| 20-Feb-13 4:55 PM View: | Gladstone Capital Corp. (GLAD) | 15-Feb-13 | Market Sale | 4,996 | $9.20 | $45,963.20 | (3%) 193.99K to 189.0K | (9%) |
| 15-Feb-13 4:16 PM View: | Gladstone Capital Corp. (GLAD) | 14-Feb-13 | Market Sale | 4 | $9.20 | $36.80 | (< 1%) 194.0K to 193.99K | (9%) |
| 15-Feb-13 4:16 PM View: | Gladstone Capital Corp. (GLAD) | 13-Feb-13 | Market Sale | 5,000 | $9.10 | $45,509.50 | (3%) 199.0K to 194.0K | (10%) |
| 07-Sep-11 2:03 PM View: | Gladstone Investment Corpor... (GAIN) | 06-Sep-11 | Market Purchase | 10,000 | $6.58 | $65,800.00 | 41% 24.27K to 34.27K | 165% |
| 11-Aug-11 3:29 PM View: | Gladstone Investment Corpor... (GAIN) | 11-Aug-11 | Market Sale | 9,500 | $6.80 | $64,600.00 | (28%) 33.64K to 24.14K | (159%) |
| 11-Aug-11 3:29 PM View: | Gladstone Investment Corpor... (GAIN) | 09-Aug-11 | Market Sale | 500 | $6.98 | $3,490.00 | (1%) 34.14K to 33.64K | (152%) |
| 08-Aug-11 1:37 PM View: | Gladstone Investment Corpor... (GAIN) | 05-Aug-11 | Market Purchase | 10,000 | $7.30 | $73,000.00 | 41% 24.14K to 34.14K | 141% |
| 04-Oct-10 11:35 AM View: | Gladstone Investment Corpor... (GAIN) | 30-Sep-10 | Market Purchase | 4,300 | $6.78 | $29,154.00 | 23% 18.79K to 23.09K | 174% |
| 17-May-10 1:27 PM View: | Gladstone Commercial Corp. (GOOD) | 14-May-10 | Sale | 4,020 | $16.66 | $66,988.60 | (100%) 4.02K to 0 | |
| 23-Jun-09 4:20 PM View: | Gladstone Commercial Corp. (GOOD) | 23-Jun-09 | Market Sale | 2,716 | $14.00 | $38,024.00 | (40%) 6.74K to 4.02K | (115%) |
| 19-Jun-09 4:19 PM View: | Gladstone Commercial Corp. (GOOD) | 17-Jun-09 | Sale | 6,882 | $13.30 | $91,552.50 | (50%) 13.63K to 6.75K | |
| 16-Jun-09 4:34 PM View: | Gladstone Commercial Corp. (GOOD) | 12-Jun-09 | Sale | 6,100 | $14.02 | $85,552.00 | (31%) 19.74K to 13.64K | |
| 19-Jun-09 4:19 PM View: | Gladstone Commercial Corp. (GOOD) | 11-Jun-09 | Sale | 17 | $14.00 | $238.00 | (< 1%) 6.75K to 6.74K | |
| 21-May-09 4:51 PM View: | Gladstone Commercial Corp. (GOOD) | 20-May-09 | Market Sale | 11,145 | $11.95 | $133,210.00 | (36%) 30.88K to 19.74K | (155%) |
| 21-May-09 4:51 PM View: | Gladstone Commercial Corp. (GOOD) | 19-May-09 | Market Sale | 15,200 | $11.91 | $181,032.00 | (33%) 46.08K to 30.88K | (156%) |
| 19-May-09 5:30 PM View: | Gladstone Commercial Corp. (GOOD) | 18-May-09 | Market Sale | 9,128 | $11.83 | $107,984.00 | (17%) 55.21K to 46.08K | (158%) |
| 19-May-09 5:30 PM View: | Gladstone Commercial Corp. (GOOD) | 15-May-09 | Market Sale | 4,018 | $11.80 | $47,412.40 | (7%) 59.23K to 55.21K | (162%) |
| 15-May-09 5:59 PM View: | Gladstone Commercial Corp. (GOOD) | 14-May-09 | Market Sale | 3,023 | $11.76 | $35,550.50 | (5%) 62.25K to 59.23K | (163%) |
| 15-May-09 5:59 PM View: | Gladstone Commercial Corp. (GOOD) | 13-May-09 | Market Sale | 5,856 | $11.81 | $69,159.40 | (9%) 68.11K to 62.25K | (162%) |
| 12-May-09 4:28 PM View: | Gladstone Commercial Corp. (GOOD) | 11-May-09 | Sale | 4,501 | $11.75 | $52,886.80 | (6%) 72.61K to 68.11K | |
| 12-May-09 4:28 PM View: | Gladstone Commercial Corp. (GOOD) | 08-May-09 | Market Sale | 9,658 | $11.75 | $113,482.00 | (12%) 82.27K to 72.61K | (169%) |
| 08-May-09 11:13 AM View: | Gladstone Commercial Corp. (GOOD) | 07-May-09 | Market Sale | 2,298 | $11.73 | $26,961.50 | (3%) 84.4K to 82.1K | (170%) |