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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Oct-24 11:11 AM View:  | Gladstone Investment Corpor... (GAIN) | 10-Oct-24 | Gift | 3,000 | -- | -- | (2%) 154.26K to 151.26K | |
| 08-Aug-23 4:14 PM View: | Gladstone Investment Corpor... (GAIN) | 07-Aug-23 | Purchase | 5,000 | $13.39 | $66,965.50 | 3% 146.26K to 151.26K | |
| 15-Mar-23 2:22 PM View: | Gladstone Investment Corpor... (GAIN) | 14-Mar-23 | Market Purchase | 3,000 | $12.84 | $38,520.00 | 2% 143.26K to 146.26K | (9%) |
| 16-Dec-22 4:58 PM View: | Gladstone Investment Corpor... (GAIN) | 16-Dec-22 | Purchase | 3,000 | $13.06 | $39,181.80 | 2% 140.26K to 143.26K | |
| 15-Jun-22 1:11 PM View: | Gladstone Investment Corpor... (GAIN) | 14-Jun-22 | Market Purchase | 4,000 | $12.75 | $50,995.20 | 3% 136.26K to 140.26K | (8%) |
| 24-Feb-22 10:00 PM View: | Gladstone Investment Corpor... (GAIN) | 24-Feb-22 | Purchase | 5,500 | $14.56 | $80,105.00 | 4% 130.76K to 136.26K | |
| 06-Dec-21 4:13 PM View: | Gladstone Investment Corpor... (GAIN) | 03-Dec-21 | Purchase | 3,000 | $16.54 | $49,620.00 | 2% 127.77K to 130.76K | |
| 24-Mar-20 4:10 PM View: | Gladstone Investment Corpor... (GAIN) | 23-Mar-20 | Private Purchase | 2,500 | $6.80 | $17,000.00 | 2% 125.27K to 127.77K | |
| 19-Mar-20 4:52 PM View: | Gladstone Investment Corpor... (GAIN) | 18-Mar-20 | Private Purchase | 8,000 | $7.20 | $57,600.00 | 7% 117.27K to 125.27K | |
| 16-Mar-20 1:57 PM View: | Gladstone Investment Corpor... (GAIN) | 12-Mar-20 | Private Purchase | 5,000 | $8.99 | $44,950.00 | 4% 112.27K to 117.27K | |
| 13-Mar-20 9:49 AM View: | Gladstone Investment Corpor... (GAIN) | 11-Mar-20 | Private Purchase | 10,000 | $10.49 | $104,900.00 | 10% 102.27K to 112.27K | |
| 03-Mar-20 2:46 PM View: | Gladstone Investment Corpor... (GAIN) | 02-Mar-20 | Market Purchase | 3,300 | $11.86 | $39,138.00 | 3% 98.97K to 102.27K | (2%) |
| 16-Sep-19 4:10 PM View: | Gladstone Investment Corpor... (GAIN) | 13-Sep-19 | Market Purchase | 2,400 | $12.44 | $29,856.00 | 2% 96.56K to 98.97K | (6%) |
| 06-Jun-19 4:01 PM View: | Gladstone Investment Corpor... (GAIN) | 04-Jun-19 | Market Purchase | 2,000 | $11.10 | $22,200.00 | 2% 94.56K to 96.56K | (< 1%) |
| 12-Dec-18 4:14 PM View: | Gladstone Investment Corpor... (GAIN) | 12-Dec-18 | Market Purchase | 1,400 | $9.90 | $13,860.00 | 2% 93.17K to 94.56K | 22% |
| 13-Nov-18 8:16 AM View: | Gladstone Investment Corpor... (GAIN) | 08-Nov-18 | Market Purchase | 5,600 | $9.94 | $55,664.00 | 6% 87.56K to 93.17K | 20% |
| 06-Mar-18 4:14 PM View: | Gladstone Investment Corpor... (GAIN) | 05-Mar-18 | Market Purchase | 5,000 | $9.56 | $47,800.00 | 6% 82.56K to 87.56K | 19% |
| 13-Mar-17 3:46 PM View: | Gladstone Investment Corpor... (GAIN) | 13-Mar-17 | Market Purchase | 5,000 | $8.77 | $43,843.00 | 6% 77.56K to 82.56K | 20% |
| 13-Mar-17 3:46 PM View: | Gladstone Investment Corpor... (GAIN) | 09-Mar-17 | Market Purchase | 4,000 | $8.49 | $33,969.00 | 5% 73.56K to 77.56K | 24% |
| 08-Nov-16 1:16 PM View: | Gladstone Investment Corpor... (GAIN) | 07-Nov-16 | Market Purchase | 4,000 | $7.65 | $30,600.00 | 6% 69.56K to 73.56K | 41% |
| 09-Feb-16 10:32 AM View: | Gladstone Investment Corpor... (GAIN) | 08-Feb-16 | Market Purchase | 5,000 | $6.69 | $33,450.00 | 8% 64.56K to 69.56K | 75% |
| 10-Dec-14 11:50 AM View: | Gladstone Investment Corpor... (GAIN) | 09-Dec-14 | Market Purchase | 5,000 | $7.00 | $35,000.00 | 8% 59.56K to 64.56K | 89% |
| 10-Dec-14 11:50 AM View: | Gladstone Investment Corpor... (GAIN) | 08-Dec-14 | Market Purchase | 700 | $7.09 | $4,963.00 | 1% 58.87K to 59.56K | 86% |
| 18-Mar-14 4:45 PM View: | Gladstone Investment Corpor... (GAIN) | 14-Mar-14 | Market Purchase | 15,000 | $8.30 | $124,500.00 | 34% 43.87K to 58.87K | 69% |
| 15-Nov-13 4:08 PM View: | Gladstone Investment Corpor... (GAIN) | 14-Nov-13 | Market Purchase | 1,000 | $7.31 | $7,310.00 | 2% 42.87K to 43.87K | 98% |
| 15-Nov-13 4:08 PM View: | Gladstone Investment Corpor... (GAIN) | 13-Nov-13 | Market Purchase | 6,800 | $7.33 | $49,838.30 | 19% 36.06K to 42.87K | 99% |
| 06-Sep-11 4:25 PM View: | Gladstone Investment Corpor... (GAIN) | 06-Sep-11 | Market Purchase | 4,000 | $6.40 | $25,600.00 | 12% 32.06K to 36.06K | 173% |
| 02-Jun-11 1:26 PM View: | Gladstone Investment Corpor... (GAIN) | 01-Jun-11 | Market Purchase | 3,398 | $7.37 | $25,043.30 | 12% 28.67K to 32.06K | 142% |
| 04-Feb-11 4:18 PM View: | Gladstone Investment Corpor... (GAIN) | 04-Feb-11 | Market Purchase | 3,000 | $7.69 | $23,070.00 | 12% 25.67K to 28.67K | 137% |
| 22-Nov-10 12:09 PM View: | Gladstone Investment Corpor... (GAIN) | 19-Nov-10 | Market Purchase | 1,500 | $7.70 | $11,550.00 | 6% 24.17K to 25.67K | 139% |
| 25-Feb-09 1:47 PM View: | Gladstone Investment Corpor... (GAIN) | 24-Feb-09 | Market Purchase | 4,000 | $2.92 | $11,680.00 | 20% 20.17K to 24.17K | 677% |
| 17-Nov-08 8:38 AM View: | Gladstone Investment Corpor... (GAIN) | 14-Nov-08 | Market Purchase | 2,000 | $3.81 | $7,620.00 | 11% 18.17K to 20.17K | 541% |
| 12-Nov-08 3:35 PM View: | Gladstone Investment Corpor... (GAIN) | 10-Nov-08 | Market Purchase | 3,000 | $5.18 | $15,540.00 | 20% 15.17K to 18.17K | 371% |
| 03-Sep-08 1:40 PM View: | Gladstone Investment Corpor... (GAIN) | 02-Sep-08 | Market Purchase | 3,000 | $7.43 | $22,290.00 | 25% 12.17K to 15.17K | 238% |
| 23-Apr-08 4:02 PM View: | Gladstone Investment Corpor... (GAIN) | 21-Apr-08 | Exercise (in-the money or at-the-money) | 2,704 | $7.48 | $20,225.90 | 30% 9.13K to 11.83K | 10% |
| 23-Apr-08 4:02 PM View: | Gladstone Investment Corpor... (GAIN) | 21-Apr-08 | Exercise (in-the money or at-the-money) | 337 | $7.48 | $2,520.76 | 3% 11.83K to 12.17K | 10% |
| 13-Aug-07 4:15 PM View: | Gladstone Investment Corpor... (GAIN) | 13-Aug-07 | Market Purchase | 1,000 | $12.42 | $12,420.00 | 12% 8.13K to 9.13K | 125% |
| 19-Apr-07 1:56 PM View: | Harbor Acquisition Corp. (HAC) | 17-Apr-07 | Sale | 15,000 | $0.01 | $150.00 | (2%) 855.0K to 840.0K | |
| 19-Apr-07 1:56 PM View: | Harbor Acquisition Corp. (HAC) | 17-Apr-07 | Sale | 30,000 | $0.01 | $300.00 | (4%) 840.0K to 810.0K | |
| 19-Dec-06 8:49 AM View: | Gladstone Commercial Corp. (GOOD) | 15-Dec-06 | Option Exercise | 2,082 | $15.44 | $32,146.10 | 100% 0 to 2.08K | (34%) |
| 19-Dec-06 8:49 AM View: | Gladstone Commercial Corp. (GOOD) | 15-Dec-06 | Market Option Sale | 2,082 | $20.40 | $42,472.80 | (100%) 2.08K to 0 | (91%) |
| 12-Dec-06 8:56 AM View: | Gladstone Commercial Corp. (GOOD) | 11-Dec-06 | Option Exercise | 220 | $15.44 | $3,396.80 | 100% 0 to 0.22K | (34%) |
| 12-Dec-06 8:56 AM View: | Gladstone Commercial Corp. (GOOD) | 11-Dec-06 | Market Option Sale | 220 | $20.49 | $4,507.80 | (100%) 0.22K to 0 | (90%) |
| 12-Dec-06 8:56 AM View: | Gladstone Commercial Corp. (GOOD) | 07-Dec-06 | Option Exercise | 800 | $15.44 | $12,352.00 | 100% 0 to 0.8K | (34%) |
| 12-Dec-06 8:56 AM View: | Gladstone Commercial Corp. (GOOD) | 07-Dec-06 | Market Option Sale | 800 | $20.43 | $16,344.00 | (100%) 0.8K to 0 | (91%) |
| 15-Nov-06 10:00 PM View: | Gladstone Commercial Corp. (GOOD) | 14-Nov-06 | Option Exercise | 2,000 | $15.44 | $30,880.00 | 100% 0 to 2.0K | (34%) |
| 15-Nov-06 10:00 PM View: | Gladstone Commercial Corp. (GOOD) | 14-Nov-06 | Market Option Sale | 2,000 | $20.59 | $41,180.00 | (100%) 2.0K to 0 | (90%) |
| 15-Nov-06 10:00 PM View: | Gladstone Commercial Corp. (GOOD) | 13-Nov-06 | Option Exercise | 12 | $15.44 | $185.28 | 100% 0 to 12 | (34%) |
| 15-Nov-06 10:00 PM View: | Gladstone Commercial Corp. (GOOD) | 13-Nov-06 | Market Option Sale | 12 | $20.55 | $246.60 | (100%) 12 to 0 | (91%) |
| 03-Oct-06 10:13 AM View: | Gladstone Commercial Corp. (GOOD) | 29-Sep-06 | Option Exercise | 1,607 | $15.44 | $24,812.10 | 100% 0 to 1.61K |