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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Jan-17 9:29 AM View:  | Central Europe & Russia Fun... (CEE) | 27-Jan-17 | Acquisition (other) | 6 | $21.45 | $137.28 | 1% 0.43K to 0.43K | 13% |
| 31-Jan-17 9:22 AM View: | New Germany Fund Inc. (GF) | 27-Jan-17 | Acquisition (other) | 63 | $13.84 | $874.83 | 6% 1.1K to 1.16K | 16% |
| 19-Jul-16 11:33 AM View: | New Germany Fund Inc. (GF) | 18-Jul-16 | Acquisition (other) | 31 | $13.38 | $413.84 | 3% 1.07K to 1.1K | 27% |
| 29-Jan-16 3:31 PM View: | Central Europe & Russia Fun... (CEE) | 28-Jan-16 | Acquisition (other) | 13 | $15.99 | $201.63 | 3% 0.41K to 0.43K | 49% |
| 29-Jan-16 3:33 PM View: | New Germany Fund Inc. (GF) | 28-Jan-16 | Acquisition (other) | 66 | $13.15 | $868.95 | 7% 1.0K to 1.07K | 29% |
| 22-Jun-15 3:24 PM View: | European Equity Fund Inc. (... (EEA) | 19-Jun-15 | Acquisition (other) | 17 | $8.61 | $147.92 | 1% 1.49K to 1.51K | 21% |
| 22-Jun-15 3:37 PM View: | New Germany Fund Inc. (GF) | 19-Jun-15 | Acquisition (other) | 24 | $14.99 | $355.71 | 2% 0.98K to 1.0K | 14% |
| 30-Jan-15 10:33 AM View: | Central Europe & Russia Fun... (CEE) | 28-Jan-15 | Acquisition (other) | 19 | $20.03 | $385.38 | 5% 0.4K to 0.41K | 16% |
| 30-Jan-15 11:23 AM View: | New Germany Fund Inc. (GF) | 28-Jan-15 | Acquisition (other) | 195 | $14.23 | $2,771.01 | 25% 0.78K to 0.98K | 20% |
| 23-Jun-14 1:14 PM View: | European Equity Fund Inc. (... (EEA) | 20-Jun-14 | Acquisition (other) | 18 | $9.14 | $163.15 | 1% 1.48K to 1.49K | 12% |
| 23-Jun-14 12:54 PM View: | New Germany Fund Inc. (GF) | 20-Jun-14 | Acquisition (other) | 32 | $19.07 | $603.76 | 4% 0.75K to 0.78K | 11% |
| 03-Feb-14 11:02 AM View: | Central Europe & Russia Fun... (CEE) | 31-Jan-14 | Acquisition (other) | 33 | $27.26 | $902.03 | 9% 0.36K to 0.4K | (19%) |
| 03-Feb-14 11:25 AM View: | New Germany Fund Inc. (GF) | 31-Jan-14 | Acquisition (other) | 144 | $18.89 | $2,724.50 | 24% 0.61K to 0.75K | 17% |
| 18-Jun-13 10:23 AM View: | European Equity Fund Inc. (... (EEA) | 14-Jun-13 | Market Purchase | 1,477 | $7.45 | $11,000.00 | 301335% 0 to 1.48K | 36% |
| 18-Jun-13 9:40 AM View: | Central Europe & Russia Fun... (CEE) | 14-Jun-13 | Market Purchase | 362 | $30.37 | $11,000.00 | (181089%) 0 to 0.36K | (32%) |
| 18-Jun-13 10:30 AM View: | New Germany Fund Inc. (GF) | 14-Jun-13 | Market Purchase | 608 | $18.09 | $10,998.70 | 100% 0 to 0.61K | 50% |