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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jun-10 7:21 PM View:  | Emerging Vision Inc. (ISEE.OB) | 29-Jun-10 | Disposition (other) | 2,713,120 | -- | -- | (69%) 3.93M to 1.21M | |
| 15-Jul-09 4:11 PM View: | Emerging Vision Inc. (ISEE.OB) | 13-Jul-09 | Payment of Exercise | 4,495,100 | $0.22 | $988,923.00 | (53%) 8.42M to 3.93M | (16%) |
| 15-Jul-09 4:11 PM View: | Emerging Vision Inc. (ISEE.OB) | 13-Jul-09 | Option Exercise | 7,208,220 | $0.14 | $1,009,150.00 | 594% 1.21M to 8.42M | 82% |
| 01-Jul-08 3:04 PM View: | Newtek Business Services Inc. (NEWT) | 26-Jun-08 | Grant | 1,500 | $1.09 | $1,635.00 | 2% 83.55K to 85.05K | 41% |
| 23-Jun-08 12:23 PM View: | Newtek Business Services Inc. (NEWT) | 20-Jun-08 | Grant | 4,500 | $1.09 | $4,905.00 | 6% 79.05K to 83.55K | 41% |
| 20-Jun-08 4:41 PM View: | Newtek Business Services Inc. (NEWT) | 19-Jun-08 | Grant | 200 | $1.07 | $214.00 | < 1% 78.85K to 79.05K | 43% |
| 18-Jun-08 1:09 PM View: | Newtek Business Services Inc. (NEWT) | 13-Jun-08 | Grant | 1,200 | $1.08 | $1,296.00 | 2% 77.65K to 78.85K | 42% |
| 02-Jan-08 3:14 PM View: | Newtek Business Services Inc. (NEWT) | 28-Dec-07 | Grant | 8,810 | $1.11 | $9,750.03 | 13% 68.84K to 77.65K | 39% |
| 28-Nov-07 11:53 AM View: | Hauppauge Digital Inc. (HAUP) | 26-Nov-07 | Grant | 5,000 | $3.60 | $18,000.00 | 100% 0 to 5.0K | (96%) |
| 26-Sep-07 7:52 AM View: | Newtek Business Services Inc. (NEWT) | 24-Sep-07 | Grant | 6,177 | $1.58 | $9,759.66 | 10% 62.66K to 68.84K | (3%) |
| 28-Jun-07 4:02 PM View: | Newtek Business Services Inc. (NEWT) | 26-Jun-07 | Grant | 5,118 | $1.91 | $9,775.38 | 9% 57.54K to 62.66K | (20%) |
| 11-Apr-07 4:49 PM View: | Newtek Business Services Inc. (NEWT) | 09-Apr-07 | Grant | 4,353 | $2.24 | $9,750.72 | 8% 53.19K to 57.54K | (31%) |
| 16-Feb-07 10:00 PM View: | Hauppauge Digital Inc. (HAUP) | 16-Feb-07 | Option Exercise | 20,000 | $3.05 | $61,000.00 | 100% 0 to 20.0K | |
| 06-Mar-07 4:18 PM View: | Hauppauge Digital Inc. (HAUP) | 15-Feb-07 | Market Sale | 20,000 | $8.54 | $170,788.00 | (100%) 20.0K to 0 | 74% |
| 03-Jan-07 9:46 AM View: | Newtek Business Services Inc. (NEWT) | 28-Dec-06 | Grant | 5,155 | $1.94 | $10,000.70 | 11% 48.03K to 53.19K | (21%) |
| 26-Sep-06 10:39 AM View: | Newtek Business Services Inc. (NEWT) | 22-Sep-06 | Grant | 5,313 | $1.84 | $9,775.92 | 12% 42.85K to 48.16K | (17%) |
| 06-Jul-06 10:27 AM View: | Newtek Business Services Inc. (NEWT) | 05-Jul-06 | Grant | 5,540 | $9,750.00 | $54,015,000.00 | 15% 37.31K to 42.85K | |
| 29-Mar-06 1:14 PM View: | Newtek Business Services Inc. (NEWT) | 22-Mar-06 | Grant | 4,875 | $9,750.00 | $47,531,200.00 | 15% 32.43K to 37.31K | |
| 21-Mar-06 12:48 PM View: | Newtek Business Services Inc. (NEWT) | 27-Dec-05 | Grant | 6,369 | $9,817.00 | $62,524,500.00 | 24% 26.07K to 32.43K | |
| 21-Mar-06 12:36 PM View: | Newtek Business Services Inc. (NEWT) | 01-Nov-05 | Grant | 6,070 | $13,434.00 | $81,544,400.00 | 30% 20.0K to 26.07K | |
| 21-Mar-06 12:26 PM View: | Newtek Business Services Inc. (NEWT) | 02-Jun-05 | Grant | 6,296 | $24,583.00 | $154,775,008.00 | 46% 13.7K to 20.0K | |
| 21-Mar-06 12:15 PM View: | Newtek Business Services Inc. (NEWT) | 07-Sep-04 | Grant | 6,982 | $37,500.00 | $261,824,992.00 | 104% 6.72K to 13.7K | |
| 21-May-04 10:00 PM View: | Emerging Vision Inc. (ISEE.OB) | 20-May-04 | Exercise (in-the money or at-the-money) | 100,000 | $5,000.00 | $500,000,000.00 | 9% 1.11M to 1.21M | |
| 15-Apr-04 10:00 PM View: | Emerging Vision Inc. (ISEE.OB) | 13-Apr-04 | Exercise (in-the money or at-the-money) | 450,500 | $22,525.00 | $10,147,500,032.00 | 68% 662.0K to 1.11M | |
| 04-Feb-04 10:00 PM View: | Newtek Business Services Inc. (NEWT) | 04-Feb-04 | Purchase | 5,592 | $24,996.20 | $139,779,008.00 | 497% 1.13K to 6.72K |