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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Apr-18 4:30 PM View:  | Advaxis Inc. (ADXS) | 17-Apr-18 | Payment of Exercise | 11,051 | $1.70 | $18,786.70 | (12%) 92.9K to 81.85K | 98% |
| 02-Feb-18 4:30 PM View: | Advaxis Inc. (ADXS) | 02-Feb-18 | Market Sale | 32 | $2.93 | $93.76 | (< 1%) 92.94K to 92.9K | 99% |
| 02-Nov-17 6:00 PM View: | Advaxis Inc. (ADXS) | 02-Nov-17 | Market Sale | 24 | $3.19 | $76.56 | (< 1%) 92.96K to 92.94K | 99% |
| 02-Apr-08 9:37 AM View: | E-Z-Em, Inc. (EZEM) | 01-Apr-08 | Disposition | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 16-Aug-06 1:08 PM View: | E-Z-Em, Inc. (EZEM) | 15-Aug-06 | Market Purchase | 10,000 | $12.95 | $129,500.00 | 100% 0 to 10.0K | 61% |
| 27-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 27-Apr-04 | Option Exercise | 5,000 | $8.50 | $42,500.00 | 100% 0 to 5.0K | |
| 27-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 27-Apr-04 | Market Option Sale | 5,000 | $16.06 | $80,300.00 | (100%) 5.0K to 0 | (129%) |
| 27-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 26-Apr-04 | Option Exercise | 500 | $8.50 | $4,250.00 | 100% 0 to 0.5K | |
| 27-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 26-Apr-04 | Market Option Sale | 500 | $16.55 | $8,275.00 | (100%) 0.5K to 0 | (122%) |
| 20-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 19-Apr-04 | Option Exercise | 4,500 | $8.50 | $38,250.00 | 100% 0 to 4.5K | |
| 20-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 19-Apr-04 | Market Option Sale | 4,500 | $16.89 | $76,005.00 | (100%) 4.5K to 0 | (117%) |
| 16-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 16-Apr-04 | Option Exercise | 5,000 | $8.50 | $42,500.00 | 100% 0 to 5.0K | |
| 16-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 16-Apr-04 | Market Option Sale | 5,000 | $17.20 | $86,000.00 | (100%) 5.0K to 0 | (113%) |
| 16-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 15-Apr-04 | Option Exercise | 5,000 | $8.50 | $42,500.00 | 100% 0 to 5.0K | |
| 16-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 15-Apr-04 | Market Option Sale | 5,000 | $16.78 | $83,900.00 | (100%) 5.0K to 0 | (119%) |
| 16-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 14-Apr-04 | Option Exercise | 5,000 | $8.50 | $42,500.00 | 100% 0 to 5.0K | |
| 16-Apr-04 10:00 PM View: | E-Z-Em, Inc. (EZEM) | 14-Apr-04 | Market Option Sale | 5,000 | $16.90 | $84,500.00 | (100%) 5.0K to 0 | (117%) |