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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Apr-14 9:04 PM View:  | Paulson Capital Corp. (VBIV) | 10-Apr-14 | Grant | 3,750 | -- | -- | 18% 21.25K to 25.0K | |
| 04-Apr-14 4:17 PM View: | Paulson Capital Corp. (VBIV) | 19-Mar-14 | Grant | 21,250 | -- | -- | 100% 0 to 21.25K | |
| 05-Feb-07 10:00 PM View: | AVI Biopharma, Inc. (SRPT) | 15-Nov-06 | Grant | 1,342 | $3.29 | $4,414.51 | 2% 70.04K to 71.38K | |
| 05-Feb-07 10:00 PM View: | AVI Biopharma, Inc. (SRPT) | 15-May-06 | Grant | 5,867 | $2.76 | $16,207.60 | 9% 64.17K to 70.04K |