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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-May-16 4:00 PM View:  | AllianceBernstein Holding L... (AB) | 19-May-16 | Grant | 3,313 | $22.64 | $75,006.30 | 6% 58.65K to 61.96K | 7% |
| 26-May-15 4:00 PM View: | AllianceBernstein Holding L... (AB) | 21-May-15 | Grant | 1,891 | $31.74 | $60,020.30 | 3% 56.76K to 58.65K | (30%) |
| 20-May-14 4:05 PM View: | AllianceBernstein Holding L... (AB) | 15-May-14 | Grant | 2,610 | $22.99 | $60,003.90 | 5% 54.15K to 56.76K | (9%) |
| 22-May-13 4:21 PM View: | AllianceBernstein Holding L... (AB) | 20-May-13 | Grant | 2,270 | $26.44 | $60,018.80 | 4% 51.88K to 54.15K | (27%) |
| 15-Feb-13 6:32 PM View: | Kbw Inc (KBW) | 15-Feb-13 | Disposition | 27,306 | -- | -- | (100%) 27.31K to 0 | |
| 17-May-12 4:01 PM View: | AllianceBernstein Holding L... (AB) | 15-May-12 | Grant | 4,116 | $14.58 | $60,011.30 | 9% 47.76K to 51.88K | 26% |
| 02-Mar-12 5:23 PM View: | Kbw Inc (KBW) | 01-Mar-12 | Grant | 4,486 | -- | -- | 20% 22.82K to 27.31K | |
| 27-Dec-11 6:12 PM View: | AllianceBernstein Holding L... (AB) | 11-May-11 | Grant | 2,759 | $21.75 | $60,008.20 | 6% 45.0K to 47.76K | (10%) |
| 25-Feb-11 4:36 PM View: | Kbw Inc (KBW) | 23-Feb-11 | Market Purchase | 2,500 | $25.51 | $63,775.00 | 12% 20.32K to 22.82K | (40%) |
| 17-Feb-11 4:08 PM View: | AllianceBernstein Holding L... (AB) | 17-Feb-11 | Market Purchase | 5,000 | $22.47 | $112,364.00 | 12% 40.0K to 45.0K | (11%) |
| 08-Feb-11 5:25 PM View: | Kbw Inc (KBW) | 04-Feb-11 | Grant | 1,830 | -- | -- | 10% 18.49K to 20.32K | |
| 25-Feb-10 4:06 PM View: | AllianceBernstein Holding L... (AB) | 25-Feb-10 | Market Purchase | 5,000 | $26.39 | $131,950.00 | 14% 35.0K to 40.0K | (22%) |
| 01-Mar-10 5:18 PM View: | Kbw Inc (KBW) | 25-Feb-10 | Market Purchase | 1,400 | $24.00 | $33,600.00 | 8% 16.49K to 17.89K | (33%) |
| 09-Feb-10 8:56 PM View: | Kbw Inc (KBW) | 05-Feb-10 | Grant | 1,892 | -- | -- | 13% 14.6K to 16.49K | |
| 21-May-09 4:48 PM View: | AllianceBernstein Holding L... (AB) | 21-May-09 | Market Purchase | 5,000 | $17.86 | $89,300.00 | 17% 30.0K to 35.0K | 14% |
| 09-Feb-09 5:06 PM View: | Kbw Inc (KBW) | 06-Feb-09 | Grant | 2,630 | -- | -- | 22% 11.97K to 14.6K | |
| 10-Mar-08 4:09 PM View: | AllianceBernstein Holding L... (AB) | 10-Mar-08 | Market Purchase | 5,000 | $58.10 | $290,500.00 | 20% 25.0K to 30.0K | (63%) |
| 05-Feb-08 5:07 PM View: | Kbw Inc (KBW) | 01-Feb-08 | Grant | 1,968 | -- | -- | 20% 10.0K to 11.97K | |
| 14-Aug-07 2:31 PM View: | Kbw Inc (KBW) | 14-Aug-07 | Grant | 5,000 | $24.37 | $121,850.00 | 100% 5.0K to 10.0K | (37%) |
| 05-Mar-07 5:50 PM View: | AllianceBernstein Holding L... (AB) | 02-Mar-07 | Market Purchase | 5,000 | $82.92 | $414,600.00 | 25% 20.0K to 25.0K | (73%) |
| 07-Feb-06 9:00 PM View: | AllianceBernstein Holding L... (AB) | 07-Feb-06 | Market Purchase | 5,000 | $60.06 | $300,310.00 | 33% 15.0K to 20.0K | (61%) |
| 18-Mar-05 4:06 PM View: | AllianceBernstein Holding L... (AB) | 17-Mar-05 | Market Purchase | 5,000 | $47.10 | $235,500.00 | 50% 10.0K to 15.0K | (47%) |