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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-24 4:03 PM View:  | M-Tron Industries, Inc. (MPTI) | 21-Mar-24 | Grant | 364 | $41.24 | $15,011.40 | < 1% 109.88K to 110.24K | |
| 12-Dec-23 3:30 PM View: | The LGL Group, Inc. (LGL) | 08-Dec-23 | Grant | 2,874 | -- | -- | < 1% 844.88K to 847.76K | |
| 28-Nov-23 4:55 PM View: | M-Tron Industries, Inc. (MPTI) | 28-Nov-23 | Gift | 313,830 | -- | -- | (74%) 423.71K to 109.88K | |
| 15-May-23 8:38 PM View: | M-Tron Industries, Inc. (MPTI) | 11-May-23 | Grant | 1,266 | $11.85 | $15,002.10 | < 1% 422.44K to 423.71K | |
| 29-Dec-21 4:04 PM View: | The LGL Group, Inc. (LGL) | 28-Dec-21 | Grant | 1,267 | -- | -- | < 1% 843.62K to 844.88K | |
| 30-Aug-21 10:00 PM View: | Ironnet, Inc. (IRNT) | 26-Aug-21 | Grant Duplicate | 566,000 | $10.00 | $5,660,000.00 | 100% 566.0K to 1.13M | 6% |
| 30-Aug-21 10:00 PM View: | Ironnet, Inc. (IRNT) | 26-Aug-21 | Conversion | 3,104,380 | -- | -- | 274% 1.13M to 4.24M | |
| 31-Dec-20 4:00 PM View: | The LGL Group, Inc. (LGL) | 29-Dec-20 | Grant | 16,345 | -- | -- | 2% 827.27K to 843.62K | |
| 13-Dec-19 3:05 PM View: | The LGL Group, Inc. (LGL) | 11-Dec-19 | Grant | 1,030 | -- | -- | < 1% 826.24K to 827.27K | |
| 21-Nov-19 4:12 PM View: | The LGL Group, Inc. (LGL) | 19-Nov-19 | Option Exercise | 2,824 | $3.89 | $10,994.20 | < 1% 823.42K to 826.24K | |
| 07-May-19 4:06 PM View: | Associated Capital Group, I... (AC) | 07-May-19 | Gift | 8,000 | -- | -- | 34% 23.78K to 31.78K | |
| 26-Dec-18 4:15 PM View: | The LGL Group, Inc. (LGL) | 19-Dec-18 | Grant | 1,629 | $6.14 | $10,002.10 | < 1% 821.79K to 823.42K | 78% |
| 06-Aug-18 4:21 PM View: | The LGL Group, Inc. (LGL) | 03-Aug-18 | Exercise (out-of-the-money) | 42,852 | $7.50 | $321,390.00 | 6% 776.74K to 819.59K | |
| 06-Aug-18 4:21 PM View: | The LGL Group, Inc. (LGL) | 03-Aug-18 | Exercise (out-of-the-money) | 2,200 | $7.50 | $16,500.00 | < 1% 819.59K to 821.79K | |
| 25-Jan-18 10:00 PM View: | The LGL Group, Inc. (LGL) | 11-Dec-17 | Grant | 1,805 | -- | -- | < 1% 565.08K to 566.88K | |
| 06-Aug-18 4:21 PM View: | The LGL Group, Inc. (LGL) | 22-Nov-17 | Exercise (in-the money or at-the-money) | 209,853 | $5.50 | $1,154,190.00 | 37% 566.88K to 776.74K | 98% |
| 17-Nov-17 11:03 AM View: | The LGL Group, Inc. (LGL) | 15-Nov-17 | Exercise (in-the money or at-the-money) | 42,548 | $5.50 | $234,014.00 | 11% 378.14K to 420.69K | 98% |
| 17-Nov-17 11:03 AM View: | The LGL Group, Inc. (LGL) | 15-Nov-17 | Exercise (in-the money or at-the-money) | 160,695 | $5.50 | $883,822.00 | 38% 420.69K to 581.39K | 98% |
| 03-Jan-17 2:11 PM View: | The LGL Group, Inc. (LGL) | 30-Dec-16 | Grant | 1,992 | -- | -- | < 1% 374.84K to 376.83K | |
| 14-Dec-15 2:06 PM View: | The LGL Group, Inc. (LGL) | 10-Dec-15 | Grant | 2,666 | -- | -- | < 1% 372.31K to 374.97K | |
| 27-Aug-15 3:02 PM View: | GAMCO Investors, Inc. (GBL) | 25-Aug-15 | Acquisition (other) | 710 | -- | -- | 3% 23.07K to 23.78K | |
| 18-May-15 12:59 PM View: | GAMCO Investors, Inc. (GBL) | 15-May-15 | Acquisition (other) | 1,071 | -- | -- | 5% 22.0K to 23.07K | |
| 29-Dec-14 9:21 AM View: | GAMCO Investors, Inc. (GBL) | 23-Dec-14 | Grant | 10,000 | -- | -- | 83% 12.0K to 22.0K | |
| 22-Dec-14 1:45 PM View: | The LGL Group, Inc. (LGL) | 11-Dec-14 | Grant | 3,115 | -- | -- | < 1% 369.19K to 372.31K | |
| 16-Dec-13 5:28 PM View: | The LGL Group, Inc. (LGL) | 12-Dec-13 | Grant | 1,969 | -- | -- | < 1% 367.22K to 369.19K | |
| 19-Dec-12 5:23 PM View: | The LGL Group, Inc. (LGL) | 17-Dec-12 | Grant | 1,950 | -- | -- | < 1% 365.27K to 367.22K | |
| 04-Jan-12 4:45 PM View: | The LGL Group, Inc. (LGL) | 30-Dec-11 | Grant | 1,365 | -- | -- | < 1% 363.91K to 365.27K | |
| 21-Dec-10 9:47 PM View: | The LGL Group, Inc. (LGL) | 15-Dec-10 | Grant | 529 | -- | -- | < 1% 363.38K to 363.91K | |
| 23-Sep-10 4:29 PM View: | The LGL Group, Inc. (LGL) | 21-Sep-10 | Gift | 5,000 | -- | -- | (1%) 368.38K to 363.38K | |
| 17-Sep-10 8:03 PM View: | The LGL Group, Inc. (LGL) | 17-Sep-10 | Market Purchase | 23 | $20.00 | $460.00 | < 1% 368.35K to 368.38K | (50%) |
| 27-Aug-10 8:48 PM View: | The LGL Group, Inc. (LGL) | 20-Aug-10 | Gift | 151,000 | -- | -- | (29%) 519.35K to 368.35K | |
| 06-Feb-08 4:51 PM View: | The LGL Group, Inc. (LGL) | 24-Jan-08 | Market Purchase | 1,500 | $7.66 | $11,490.00 | < 1% 517.85K to 519.35K | 77% |
| 22-Jan-08 2:48 PM View: | The LGL Group, Inc. (LGL) | 17-Jan-08 | Market Purchase | 4,300 | $7.67 | $32,990.00 | < 1% 513.55K to 517.85K | 77% |
| 17-Jan-08 5:26 PM View: | The LGL Group, Inc. (LGL) | 15-Jan-08 | Market Purchase | 2,700 | $6.78 | $18,300.10 | < 1% 510.85K to 513.55K | 100% |
| 14-Jan-08 3:04 PM View: | The LGL Group, Inc. (LGL) | 10-Jan-08 | Market Purchase | 1,000 | $6.47 | $6,470.00 | < 1% 509.85K to 510.85K | 110% |
| 14-Jan-08 3:04 PM View: | The LGL Group, Inc. (LGL) | 31-Dec-07 | Grant | 1,471 | -- | -- | < 1% 508.38K to 509.85K | |
| 05-Jan-06 3:20 PM View: | The LGL Group, Inc. (LGL) | 03-Jan-06 | Private Purchase | 170 | $7.25 | $1,232.50 | < 1% 450.51K to 450.68K | |
| 05-Jan-06 3:20 PM View: | The LGL Group, Inc. (LGL) | 03-Jan-06 | Private Purchase | 57,701 | $7.25 | $418,332.00 | 13% 450.68K to 508.38K | |
| 20-Dec-05 5:13 PM View: | The LGL Group, Inc. (LGL) | 16-Dec-05 | Private Purchase | 334 | $7.25 | $2,421.50 | < 1% 337.88K to 338.22K | |
| 20-Dec-05 5:13 PM View: | The LGL Group, Inc. (LGL) | 16-Dec-05 | Private Purchase | 112,294 | $7.25 | $814,132.00 | 33% 338.22K to 450.51K | |
| 19-Oct-04 10:00 PM View: | The LGL Group, Inc. (LGL) | 15-Oct-04 | Private Purchase | 136,643 | $13.17 | $1,800,000.00 | 68% 201.24K to 337.88K | |
| 13-May-04 10:00 PM View: | Lynch Interactive Corp (LICT.PK) | 06-May-04 | Disposition (other) | -- | -- | -- | 0% 7.7K |