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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Mar-24 1:30 PM View:  | Heritage Commerce Corp. (HTBK) | 08-Mar-24 | Grant | 5,889 | -- | -- | 12% 47.67K to 53.56K | |
| 04-May-23 10:00 PM View: | Heritage Commerce Corp. (HTBK) | 02-May-23 | Grant | 6,747 | -- | -- | 16% 40.92K to 47.67K | |
| 31-May-22 2:08 PM View: | Heritage Commerce Corp. (HTBK) | 26-May-22 | Grant | 4,436 | -- | -- | 12% 36.49K to 40.92K | |
| 01-Jun-21 2:11 PM View: | Heritage Commerce Corp. (HTBK) | 27-May-21 | Grant | 4,255 | -- | -- | 13% 32.23K to 36.49K | |
| 30-Apr-20 4:43 PM View: | Heritage Commerce Corp. (HTBK) | 28-Apr-20 | Grant | 3,086 | -- | -- | 11% 29.15K to 32.23K | |
| 23-May-19 4:40 PM View: | Heritage Commerce Corp. (HTBK) | 22-May-19 | Grant | 2,261 | -- | -- | 8% 26.89K to 29.15K | |
| 11-Dec-18 7:00 PM View: | Heritage Commerce Corp. (HTBK) | 10-Dec-18 | Gift | 500 | -- | -- | 2% 26.89K to 27.39K | |
| 11-Dec-18 7:00 PM View: | Heritage Commerce Corp. (HTBK) | 10-Dec-18 | Gift | 500 | -- | -- | (2%) 27.39K to 26.89K | |
| 03-May-18 1:33 PM View: | Heritage Commerce Corp. (HTBK) | 01-May-18 | Grant | 1,190 | -- | -- | 5% 25.7K to 26.89K | |
| 29-Aug-17 12:42 PM View: | Heritage Commerce Corp. (HTBK) | 28-Aug-17 | Market Sale | 3,650 | $13.65 | $49,810.80 | (12%) 29.35K to 25.7K | 36% |
| 04-May-17 4:30 PM View: | Heritage Commerce Corp. (HTBK) | 02-May-17 | Grant | 1,381 | -- | -- | 5% 27.96K to 29.35K | |
| 07-Sep-16 5:25 PM View: | Heritage Commerce Corp. (HTBK) | 06-Sep-16 | Market Sale | 2,650 | $11.49 | $30,451.20 | (9%) 30.61K to 27.96K | 24% |
| 24-Aug-16 5:10 PM View: | Heritage Commerce Corp. (HTBK) | 18-Aug-16 | Market Sale | 5,086 | $11.45 | $58,236.70 | (14%) 35.7K to 30.61K | 24% |
| 27-May-16 1:07 PM View: | Heritage Commerce Corp. (HTBK) | 25-May-16 | Market Sale | 2,500 | $10.75 | $26,875.00 | (7%) 38.18K to 35.68K | 18% |
| 05-May-16 4:44 PM View: | Heritage Commerce Corp. (HTBK) | 03-May-16 | Grant | 1,934 | -- | -- | 5% 36.25K to 38.18K | |
| 28-Dec-05 5:50 PM View: | Endwave Corp. (ENWV) | 28-Dec-05 | Option Exercise | 21,175 | $1.70 | $35,951.30 | 601% 3.53K to 24.7K | |
| 19-Aug-05 4:48 PM View: | Endwave Corp. (ENWV) | 17-Aug-05 | Option Exercise | 6,703 | $14.47 | $96,975.50 | 161% 4.16K to 10.87K | |
| 19-Aug-05 4:48 PM View: | Endwave Corp. (ENWV) | 17-Aug-05 | Market Option Sale | 6,703 | $31.07 | $208,250.00 | (62%) 10.87K to 4.16K | 93% |
| 19-Aug-05 4:48 PM View: | Endwave Corp. (ENWV) | 17-Aug-05 | Market Sale | 637 | $31.07 | $19,790.40 | (15%) 4.16K to 3.53K | 93% |
| 05-Aug-05 7:35 PM View: | Endwave Corp. (ENWV) | 04-Aug-05 | Option Exercise | 6,194 | $10.96 | $67,863.60 | 149% 4.16K to 10.36K | |
| 05-Aug-05 7:35 PM View: | Endwave Corp. (ENWV) | 04-Aug-05 | Market Option Sale | 6,194 | $30.81 | $190,863.00 | (60%) 10.36K to 4.16K | 93% |
| 05-Aug-05 7:35 PM View: | Endwave Corp. (ENWV) | 03-Aug-05 | Option Exercise | 15,400 | $10.22 | $157,316.00 | 370% 4.16K to 19.56K | |
| 05-Aug-05 7:35 PM View: | Endwave Corp. (ENWV) | 03-Aug-05 | Market Option Sale | 15,400 | $32.06 | $493,790.00 | (79%) 19.56K to 4.16K | 93% |
| 02-Aug-05 8:30 PM View: | Endwave Corp. (ENWV) | 02-Aug-05 | Option Exercise | 30,000 | $4.19 | $125,581.00 | 721% 4.16K to 34.16K | |
| 02-Aug-05 8:30 PM View: | Endwave Corp. (ENWV) | 02-Aug-05 | Market Option Sale | 30,000 | $33.05 | $991,569.00 | (88%) 34.16K to 4.16K | 93% |
| 02-Aug-05 8:30 PM View: | Endwave Corp. (ENWV) | 01-Aug-05 | Option Exercise | 29,500 | $3.07 | $90,591.30 | 100% 0 to 29.5K | |
| 02-Aug-05 8:30 PM View: | Endwave Corp. (ENWV) | 01-Aug-05 | Market Option Sale | 29,500 | $34.28 | $1,011,180.00 | (100%) 29.5K to 0 | 93% |
| 02-Aug-05 8:30 PM View: | Endwave Corp. (ENWV) | 29-Jul-05 | Option Exercise | 31,407 | $1.39 | $43,567.80 | 100% 0 to 31.41K | |
| 02-Aug-05 8:30 PM View: | Endwave Corp. (ENWV) | 29-Jul-05 | Market Option Sale | 31,407 | $35.77 | $1,123,430.00 | (100%) 31.41K to 0 | 94% |
| 24-Nov-04 5:48 PM View: | Endwave Corp. (ENWV) | 23-Nov-04 | Option Exercise | 15,000 | $1.21 | $18,150.00 | 425% 3.53K to 18.53K | |
| 24-Nov-04 5:48 PM View: | Endwave Corp. (ENWV) | 23-Nov-04 | Market Option Sale | 15,000 | $15.82 | $237,282.00 | (81%) 18.53K to 3.53K | 86% |
| 24-Nov-04 5:40 PM View: | Endwave Corp. (ENWV) | 22-Nov-04 | Option Exercise | 10,000 | $1.21 | $12,100.00 | 284% 3.53K to 13.53K | |
| 24-Nov-04 5:40 PM View: | Endwave Corp. (ENWV) | 22-Nov-04 | Market Option Sale | 10,000 | $15.74 | $157,419.00 | (74%) 13.53K to 3.53K | 86% |
| 13-Aug-04 1:14 PM View: | Endwave Corp. (ENWV) | 12-Aug-04 | Option Exercise | 7,300 | $1.21 | $8,833.00 | 207% 3.53K to 10.83K | |
| 13-Aug-04 1:14 PM View: | Endwave Corp. (ENWV) | 12-Aug-04 | Market Option Sale | 7,300 | $10.09 | $73,640.20 | (67%) 10.83K to 3.53K | 77% |
| 11-Aug-04 10:00 PM View: | Endwave Corp. (ENWV) | 11-Aug-04 | Option Exercise | 2,700 | $1.21 | $3,267.00 | 77% 3.53K to 6.23K | |
| 11-Aug-04 10:00 PM View: | Endwave Corp. (ENWV) | 11-Aug-04 | Market Option Sale | 2,700 | $10.00 | $27,000.00 | (43%) 6.23K to 3.53K | 77% |
| 09-Aug-04 10:00 PM View: | Endwave Corp. (ENWV) | 05-Aug-04 | Option Exercise | 30,000 | $1.21 | $36,300.00 | (53%) (-56.47K) to (-26.47K) | |
| 09-Aug-04 10:00 PM View: | Endwave Corp. (ENWV) | 05-Aug-04 | Market Option Sale | 30,000 | $10.26 | $307,800.00 | (113%) (-26.47K) to 3.53K | (78%) |
| 13-Feb-04 10:00 PM View: | Endwave Corp. (ENWV) | 11-Feb-04 | Option Exercise | 25,000 | $1.31 | $32,724.20 | 709% 3.53K to 28.53K | |
| 13-Feb-04 10:00 PM View: | Endwave Corp. (ENWV) | 11-Feb-04 | Market Option Sale | 25,000 | $10.66 | $266,500.00 | (88%) 28.53K to 3.53K | 79% |
| 11-Feb-04 10:00 PM View: | Endwave Corp. (ENWV) | 10-Feb-04 | Market Sale | 5,000 | $10.50 | $52,520.00 | (59%) 8.53K to 3.53K | 78% |