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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-09 12:36 PM View:  | Wachovia Corporation (WB) | 31-Dec-08 | Disposition | 667 | -- | -- | (1%) 48.54K to 47.88K | |
| 05-Jan-09 12:36 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Disposition | 42,521 | -- | -- | (89%) 47.88K to 5.36K | |
| 05-Jan-09 12:36 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Payment of Exercise | 5,356 | $5.54 | $29,672.20 | (100%) 5.36K to 0 | 0% |
| 23-Apr-08 5:38 PM View: | Wachovia Corporation (WB) | 22-Apr-08 | Payment of Exercise | 186 | $26.20 | $4,873.20 | (< 1%) 48.47K to 48.29K | 80% |
| 21-Apr-08 7:26 PM View: | Wachovia Corporation (WB) | 18-Apr-08 | Payment of Exercise | 343 | $27.24 | $9,343.32 | (< 1%) 48.81K to 48.47K | 81% |
| 01-Apr-08 6:19 PM View: | Wachovia Corporation (WB) | 31-Mar-08 | Payment of Exercise | 197 | $27.00 | $5,319.00 | (< 1%) 48.97K to 48.77K | 81% |
| 22-Feb-08 2:27 PM View: | Wachovia Corporation (WB) | 20-Feb-08 | Payment of Exercise | 426 | $34.08 | $14,518.10 | (< 1%) 49.39K to 48.97K | 84% |
| 21-Feb-08 3:34 PM View: | Wachovia Corporation (WB) | 19-Feb-08 | Grant | 8,651 | -- | -- | 21% 40.74K to 49.39K | |
| 23-Apr-07 6:59 PM View: | Wachovia Corporation (WB) | 20-Apr-07 | Payment of Exercise | 186 | $55.85 | $10,388.10 | (< 1%) 40.89K to 40.7K | 90% |
| 20-Apr-07 4:40 PM View: | Wachovia Corporation (WB) | 19-Apr-07 | Payment of Exercise | 167 | $55.52 | $9,271.84 | (< 1%) 41.05K to 40.89K | 90% |
| 19-Apr-07 8:00 PM View: | Wachovia Corporation (WB) | 18-Apr-07 | Payment of Exercise | 176 | $55.87 | $9,833.12 | (< 1%) 41.23K to 41.05K | 90% |
| 03-Apr-07 12:07 PM View: | Wachovia Corporation (WB) | 30-Mar-07 | Payment of Exercise | 197 | $55.05 | $10,844.80 | (< 1%) 41.52K to 41.32K | 90% |
| 19-Apr-07 8:00 PM View: | Wachovia Corporation (WB) | 02-Mar-07 | Gift | 109 | -- | -- | (< 1%) 41.34K to 41.23K | |
| 21-Feb-07 3:35 PM View: | Wachovia Corporation (WB) | 20-Feb-07 | Grant | 5,503 | -- | -- | 15% 36.02K to 41.52K | |
| 02-Feb-07 5:36 PM View: | Wachovia Corporation (WB) | 01-Feb-07 | Option Exercise | 17,108 | $40.13 | $686,544.00 | 47% 36.02K to 53.13K | |
| 02-Feb-07 5:36 PM View: | Wachovia Corporation (WB) | 01-Feb-07 | Market Option Sale | 17,108 | $56.50 | $966,602.00 | (32%) 53.13K to 36.02K | 90% |
| 29-Jan-07 1:12 PM View: | Wachovia Corporation (WB) | 26-Jan-07 | Option Exercise | 2,492 | $40.13 | $100,004.00 | 7% 36.02K to 38.51K | |
| 29-Jan-07 1:12 PM View: | Wachovia Corporation (WB) | 26-Jan-07 | Market Option Sale | 2,492 | $56.11 | $139,824.00 | (6%) 38.51K to 36.02K | 90% |
| 02-May-06 9:55 AM View: | Wachovia Corporation (WB) | 28-Apr-06 | Option Exercise | 62,000 | $37.92 | $2,351,040.00 | 172% 35.99K to 97.99K | |
| 02-May-06 9:55 AM View: | Wachovia Corporation (WB) | 28-Apr-06 | Market Option Sale | 62,000 | $59.50 | $3,689,000.00 | (63%) 97.99K to 35.99K | 90% |
| 24-Apr-06 3:34 PM View: | Wachovia Corporation (WB) | 22-Apr-06 | Payment of Exercise | 186 | $56.65 | $10,536.90 | (< 1%) 36.18K to 35.99K | 90% |
| 20-Apr-06 2:46 PM View: | Wachovia Corporation (WB) | 19-Apr-06 | Payment of Exercise | 167 | $56.32 | $9,405.44 | (< 1%) 36.34K to 36.18K | 90% |
| 19-Apr-06 3:54 PM View: | Wachovia Corporation (WB) | 18-Apr-06 | Payment of Exercise | 365 | $56.18 | $20,505.70 | (< 1%) 36.71K to 36.34K | 90% |
| 04-Apr-06 3:10 PM View: | Wachovia Corporation (WB) | 31-Mar-06 | Grant | 3,026 | -- | -- | 9% 33.67K to 36.7K | |
| 27-Feb-06 9:52 AM View: | Wachovia Corporation (WB) | 24-Feb-06 | Gift | 134 | -- | -- | (< 1%) 33.8K to 33.67K | |
| 16-Feb-06 2:12 PM View: | Wachovia Corporation (WB) | 14-Feb-06 | Payment of Exercise | 3,600 | $55.80 | $200,882.00 | (10%) 37.4K to 33.8K | 90% |
| 16-Feb-06 2:12 PM View: | Wachovia Corporation (WB) | 14-Feb-06 | Option Exercise | 3,600 | $29.25 | $105,300.00 | 11% 33.8K to 37.4K | |
| 01-Dec-05 2:07 PM View: | Wachovia Corporation (WB) | 04-Nov-05 | Gift | 50 | -- | -- | (< 1%) 33.8K to 33.75K | |
| 30-Nov-05 1:05 PM View: | Wachovia Corporation (WB) | 02-Nov-05 | Gift | 100 | -- | -- | (< 1%) 33.95K to 33.85K | |
| 25-Apr-05 2:47 PM View: | Wachovia Corporation (WB) | 22-Apr-05 | Payment of Exercise | 186 | $50.58 | $9,407.88 | (< 1%) 34.12K to 33.93K | 88% |
| 20-Apr-05 3:42 PM View: | Wachovia Corporation (WB) | 19-Apr-05 | Payment of Exercise | 167 | $50.27 | $8,395.09 | (< 1%) 34.28K to 34.12K | 88% |
| 20-Apr-05 10:36 AM View: | Wachovia Corporation (WB) | 18-Apr-05 | Grant | 2,707 | $50.38 | $136,379.00 | 9% 31.58K to 34.28K | (88%) |
| 20-Apr-05 10:43 AM View: | Wachovia Corporation (WB) | 18-Apr-05 | Grant Duplicate | 2,707 | $50.38 | $136,379.00 | 9% 31.58K to 34.28K | (88%) |
| 18-Apr-05 5:13 PM View: | Wachovia Corporation (WB) | 15-Apr-05 | Payment of Exercise | 639 | $49.52 | $31,643.30 | (2%) 32.22K to 31.58K | 88% |
| 18-Apr-05 5:20 PM View: | Wachovia Corporation (WB) | 15-Apr-05 | Payment of Exercise | 639 | $49.52 | $31,643.30 | (2%) 32.22K to 31.58K | 88% |
| 09-Mar-05 10:54 AM View: | Wachovia Corporation (WB) | 01-Mar-05 | Gift | 190 | -- | -- | (< 1%) 32.39K to 32.2K | |
| 05-Jan-05 12:33 PM View: | Wachovia Corporation (WB) | 03-Jan-05 | Payment of Exercise | 387 | $52.19 | $20,197.50 | (1%) 32.78K to 32.39K | 88% |
| 15-Nov-04 5:14 PM View: | Wachovia Corporation (WB) | 15-Nov-04 | Option Exercise | 52,500 | $31.10 | $1,632,540.00 | 160% 32.78K to 85.28K | |
| 15-Nov-04 5:14 PM View: | Wachovia Corporation (WB) | 15-Nov-04 | Market Option Sale | 52,500 | $52.70 | $2,766,750.00 | (62%) 85.28K to 32.78K | 88% |
| 10-Nov-04 2:13 PM View: | Wachovia Corporation (WB) | 10-Nov-04 | Gift | 157 | $51.91 | $8,149.87 | (< 1%) 32.93K to 32.78K | 88% |
| 08-Sep-04 11:31 AM View: | Wachovia Corporation (WB) | 07-Sep-04 | Payment of Exercise | 789 | $47.55 | $37,516.90 | (2%) 33.72K to 32.93K | 87% |
| 08-Sep-04 11:31 AM View: | Wachovia Corporation (WB) | 07-Sep-04 | Option Exercise | 800 | $46.75 | $37,400.00 | 2% 32.92K to 33.72K | (87%) |
| 26-Apr-04 10:00 PM View: | Wachovia Corporation (WB) | 22-Apr-04 | Payment of Exercise | 186 | $45.92 | $8,541.12 | (< 1%) 33.09K to 32.9K | 86% |
| 22-Apr-04 10:00 PM View: | Wachovia Corporation (WB) | 20-Apr-04 | Payment of Exercise | 293 | $44.38 | $13,003.30 | (< 1%) 33.38K to 33.09K | 86% |
| 21-Apr-04 10:00 PM View: | Wachovia Corporation (WB) | 19-Apr-04 | Grant | 2,561 | $44.65 | $114,349.00 | 8% 30.82K to 33.38K | (86%) |
| 28-Jan-04 10:00 PM View: | Wachovia Corporation (WB) | 27-Jan-04 | Payment of Exercise | 3,422 | $47.14 | $161,313.00 | (10%) 34.2K to 30.78K | 87% |
| 28-Jan-04 10:00 PM View: | Wachovia Corporation (WB) | 27-Jan-04 | Option Exercise | 7,200 | $22.41 | $161,352.00 | 27% 27.0K to 34.2K | |
| 13-Jan-04 10:00 PM View: | Wachovia Corporation (WB) | 03-Jan-04 | Payment of Exercise | 387 | $46.08 | $17,833.00 | (1%) 27.39K to 27.0K | 86% |