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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-09 12:31 PM View:  | Wachovia Corporation (WB) | 31-Dec-08 | Disposition | 6,429 | -- | -- | (3%) 202.84K to 196.41K | |
| 05-Jan-09 12:31 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Disposition | 183,360 | -- | -- | (93%) 196.41K to 13.05K | |
| 05-Jan-09 12:31 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Payment of Exercise | 13,052 | $5.54 | $72,308.10 | (100%) 13.05K to 0 | 0% |
| 24-Jul-08 3:24 PM View: | Wachovia Corporation (WB) | 23-Jul-08 | Gift | 5,000 | -- | -- | (2%) 207.32K to 202.32K | |
| 24-Jul-08 3:24 PM View: | Wachovia Corporation (WB) | 22-Jul-08 | Market Sale | 5,000 | $13.95 | $69,755.00 | (2%) 212.32K to 207.32K | 63% |
| 23-Apr-08 4:30 PM View: | Wachovia Corporation (WB) | 22-Apr-08 | Payment of Exercise | 960 | $26.20 | $25,152.00 | (< 1%) 213.16K to 212.2K | 80% |
| 21-Apr-08 7:17 PM View: | Wachovia Corporation (WB) | 18-Apr-08 | Payment of Exercise | 2,208 | $27.24 | $60,145.90 | (1%) 215.37K to 213.16K | 81% |
| 01-Apr-08 7:17 PM View: | Wachovia Corporation (WB) | 31-Mar-08 | Payment of Exercise | 1,040 | $27.00 | $28,080.00 | (< 1%) 216.32K to 215.28K | 81% |
| 22-Feb-08 2:46 PM View: | Wachovia Corporation (WB) | 20-Feb-08 | Payment of Exercise | 1,721 | $34.08 | $58,651.70 | (< 1%) 218.04K to 216.32K | 84% |
| 21-Feb-08 3:43 PM View: | Wachovia Corporation (WB) | 19-Feb-08 | Grant | 43,800 | -- | -- | 25% 174.24K to 218.04K | |
| 14-Feb-08 10:00 PM View: | Wachovia Corporation (WB) | 20-Nov-07 | Gift | 400 | -- | -- | < 1% 176.39K to 176.79K | |
| 14-Feb-08 10:00 PM View: | Wachovia Corporation (WB) | 20-Nov-07 | Gift | 2,600 | -- | -- | (1%) 176.79K to 174.19K | |
| 23-Apr-07 6:51 PM View: | Wachovia Corporation (WB) | 20-Apr-07 | Payment of Exercise | 1,255 | $55.85 | $70,091.80 | (< 1%) 177.6K to 176.35K | 90% |
| 20-Apr-07 4:28 PM View: | Wachovia Corporation (WB) | 19-Apr-07 | Payment of Exercise | 1,409 | $55.52 | $78,227.70 | (< 1%) 179.01K to 177.6K | 90% |
| 19-Apr-07 7:45 PM View: | Wachovia Corporation (WB) | 18-Apr-07 | Payment of Exercise | 1,478 | $55.87 | $82,575.90 | (< 1%) 180.49K to 179.01K | 90% |
| 03-Apr-07 12:46 PM View: | Wachovia Corporation (WB) | 30-Mar-07 | Payment of Exercise | 1,361 | $55.05 | $74,923.00 | (< 1%) 181.81K to 180.45K | 90% |
| 21-Feb-07 3:14 PM View: | Wachovia Corporation (WB) | 20-Feb-07 | Grant | 25,397 | -- | -- | 16% 156.41K to 181.81K | |
| 15-Nov-06 11:31 AM View: | Wachovia Corporation (WB) | 14-Nov-06 | Option Exercise | 30,000 | $28.63 | $858,900.00 | 20% 146.62K to 176.62K | |
| 15-Nov-06 11:31 AM View: | Wachovia Corporation (WB) | 14-Nov-06 | Market Option Sale | 20,225 | $55.53 | $1,123,090.00 | (11%) 176.62K to 156.4K | 90% |
| 11-Sep-06 11:15 AM View: | Wachovia Corporation (WB) | 05-Jul-06 | Gift | 300 | -- | -- | < 1% 149.61K to 149.91K | |
| 11-Sep-06 11:15 AM View: | Wachovia Corporation (WB) | 05-Jul-06 | Gift | 3,300 | -- | -- | (2%) 149.91K to 146.61K | |
| 24-Apr-06 3:41 PM View: | Wachovia Corporation (WB) | 22-Apr-06 | Payment of Exercise | 1,255 | $56.65 | $71,095.80 | (< 1%) 150.85K to 149.59K | 90% |
| 20-Apr-06 3:19 PM View: | Wachovia Corporation (WB) | 19-Apr-06 | Payment of Exercise | 1,409 | $56.32 | $79,354.90 | (< 1%) 152.25K to 150.85K | 90% |
| 19-Apr-06 3:06 PM View: | Wachovia Corporation (WB) | 18-Apr-06 | Payment of Exercise | 1,478 | $56.18 | $83,034.00 | (< 1%) 153.73K to 152.25K | 90% |
| 04-Apr-06 2:07 PM View: | Wachovia Corporation (WB) | 31-Mar-06 | Grant | 16,020 | -- | -- | 12% 137.68K to 153.7K | |
| 03-Mar-06 1:54 PM View: | Wachovia Corporation (WB) | 02-Mar-06 | Market Sale | 10,000 | $55.29 | $552,880.00 | (7%) 147.68K to 137.68K | 90% |
| 23-Nov-05 10:45 AM View: | Wachovia Corporation (WB) | 21-Nov-05 | Payment of Exercise | 3,980 | $52.72 | $209,826.00 | (3%) 152.07K to 148.09K | 89% |
| 23-Nov-05 10:45 AM View: | Wachovia Corporation (WB) | 21-Nov-05 | Option Exercise | 10,000 | $21.88 | $218,800.00 | 7% 142.07K to 152.07K | |
| 23-Nov-05 10:45 AM View: | Wachovia Corporation (WB) | 21-Nov-05 | Market Option Sale | 408 | $52.76 | $21,526.10 | (< 1%) 148.09K to 147.68K | 89% |
| 28-Oct-05 12:15 PM View: | Wachovia Corporation (WB) | 27-Oct-05 | Payment of Exercise | 8,491 | $48.90 | $415,210.00 | (6%) 150.56K to 142.07K | 88% |
| 11-Oct-05 2:06 PM View: | Wachovia Corporation (WB) | 05-Aug-05 | Gift | 600 | -- | -- | < 1% 155.94K to 156.54K | |
| 11-Oct-05 2:06 PM View: | Wachovia Corporation (WB) | 05-Aug-05 | Gift | 6,000 | -- | -- | (4%) 156.54K to 150.54K | |
| 25-Apr-05 2:43 PM View: | Wachovia Corporation (WB) | 22-Apr-05 | Payment of Exercise | 1,255 | $50.58 | $63,477.90 | (< 1%) 155.94K to 154.68K | 88% |
| 20-Apr-05 3:09 PM View: | Wachovia Corporation (WB) | 19-Apr-05 | Payment of Exercise | 1,409 | $50.27 | $70,830.40 | (< 1%) 157.34K to 155.94K | 88% |
| 20-Apr-05 10:00 PM View: | Wachovia Corporation (WB) | 18-Apr-05 | Grant | 17,402 | $50.38 | $876,713.00 | 12% 139.94K to 157.34K | (88%) |
| 18-Apr-05 4:32 PM View: | Wachovia Corporation (WB) | 15-Apr-05 | Payment of Exercise | 5,573 | $49.52 | $275,975.00 | (4%) 145.51K to 139.94K | 88% |
| 18-Apr-05 4:50 PM View: | Wachovia Corporation (WB) | 15-Apr-05 | Payment of Exercise Duplicate | 5,573 | $49.52 | $275,975.00 | (4%) 145.51K to 139.94K | 88% |
| 31-Jan-05 3:17 PM View: | Wachovia Corporation (WB) | 28-Jan-05 | Payment of Exercise | 8,335 | $53.94 | $449,590.00 | (5%) 160.29K to 151.96K | 89% |
| 27-Jan-05 6:08 PM View: | Wachovia Corporation (WB) | 26-Jan-05 | Payment of Exercise | 15,203 | $53.83 | $818,378.00 | (9%) 175.5K to 160.29K | 89% |
| 22-Nov-04 12:02 PM View: | Wachovia Corporation (WB) | 22-Nov-04 | Payment of Exercise | 2,257 | $52.52 | $118,538.00 | (1%) 177.75K to 175.49K | 88% |
| 22-Nov-04 12:02 PM View: | Wachovia Corporation (WB) | 22-Nov-04 | Option Exercise | 7,000 | $16.94 | $118,580.00 | 4% 170.75K to 177.75K | (88%) |
| 11-Feb-05 10:00 PM View: | Wachovia Corporation (WB) | 15-Oct-04 | Gift | 3,695 | -- | -- | (2%) 171.65K to 167.96K | |
| 11-Feb-05 10:00 PM View: | Wachovia Corporation (WB) | 15-Oct-04 | Acquisition (other) | 930 | -- | -- | < 1% 170.72K to 171.65K | |
| 11-Feb-05 10:00 PM View: | Wachovia Corporation (WB) | 15-Oct-04 | Disposition (other) | 930 | -- | -- | (< 1%) 167.96K to 167.03K | |
| 26-Apr-04 10:00 PM View: | Wachovia Corporation (WB) | 23-Apr-04 | Payment of Exercise | 3,245 | $45.94 | $149,075.00 | (2%) 173.97K to 170.72K | 86% |
| 26-Apr-04 10:00 PM View: | Wachovia Corporation (WB) | 22-Apr-04 | Payment of Exercise | 959 | $45.92 | $44,037.30 | (< 1%) 174.93K to 173.97K | 86% |
| 21-Apr-04 10:00 PM View: | Wachovia Corporation (WB) | 19-Apr-04 | Grant | 16,594 | $44.65 | $740,922.00 | 10% 158.33K to 174.93K | (86%) |
| 23-Jan-04 10:00 PM View: | Wachovia Corporation (WB) | 22-Jan-04 | Payment of Exercise | 6,578 | $46.60 | $306,535.00 | (4%) 165.66K to 159.08K | 87% |
| 11-Feb-04 10:00 PM View: | Wachovia Corporation (WB) | 05-Nov-03 | Gift | 1,150 | -- | -- | (< 1%) 166.03K to 164.88K | |
| 12-Aug-03 10:00 PM View: | Wachovia Corporation (WB) | 08-Aug-03 | Payment of Exercise | 2,252 | $43.04 | $96,926.10 | (1%) 164.79K to 162.54K | (43%) |