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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-May-18 5:51 PM View:  | Capital One Financial Corp. (COF) | 02-May-18 | Grant | 1,907 | -- | -- | 13% 14.8K to 16.71K | |
| 05-May-17 5:42 PM View: | Capital One Financial Corp. (COF) | 03-May-17 | Grant | 2,061 | -- | -- | 16% 12.74K to 14.8K | |
| 06-May-16 4:28 PM View: | Capital One Financial Corp. (COF) | 04-May-16 | Grant | 2,440 | -- | -- | 24% 10.3K to 12.74K | |
| 04-May-15 5:14 PM View: | Capital One Financial Corp. (COF) | 30-Apr-15 | Grant | 2,103 | -- | -- | 26% 8.2K to 10.3K | |
| 05-May-14 5:16 PM View: | Capital One Financial Corp. (COF) | 01-May-14 | Grant | 2,281 | -- | -- | 39% 5.92K to 8.2K | |
| 06-May-13 5:14 PM View: | Capital One Financial Corp. (COF) | 02-May-13 | Grant | 2,922 | -- | -- | 98% 2.99K to 5.92K | |
| 30-Apr-13 8:42 PM View: | Capital One Financial Corp. (COF) | 26-Apr-13 | Market Purchase | 2,192 | $56.82 | $124,549.00 | 274% 0.8K to 2.99K | 51% |
| 21-Feb-13 5:44 PM View: | Capital One Financial Corp. (COF) | 19-Feb-13 | Grant | 801 | -- | -- | 100% 0 to 0.8K | |
| 05-Jan-09 12:26 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Disposition | 185,350 | -- | -- | (42%) 441.53K to 256.18K | |
| 05-Jan-09 12:26 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Disposition | 216,419 | -- | -- | (84%) 256.18K to 39.76K | |
| 05-Jan-09 12:26 PM View: | Wachovia Corporation (WB) | 31-Dec-08 | Payment of Exercise | 39,762 | $5.54 | $220,281.00 | (100%) 39.76K to 0 | 0% |
| 23-Apr-08 4:37 PM View: | Wachovia Corporation (WB) | 22-Apr-08 | Payment of Exercise | 2,852 | $26.20 | $74,722.40 | (< 1%) 436.68K to 433.82K | 80% |
| 21-Apr-08 7:07 PM View: | Wachovia Corporation (WB) | 18-Apr-08 | Payment of Exercise | 6,360 | $27.24 | $173,246.00 | (1%) 443.04K to 436.68K | 81% |
| 01-Apr-08 5:38 PM View: | Wachovia Corporation (WB) | 31-Mar-08 | Payment of Exercise | 2,392 | $27.00 | $64,584.00 | (< 1%) 443.76K to 441.37K | 81% |
| 29-Feb-08 4:15 PM View: | Wachovia Corporation (WB) | 28-Feb-08 | Acquisition (other) | 7,984 | -- | -- | 2% 443.76K to 451.75K | |
| 29-Feb-08 4:15 PM View: | Wachovia Corporation (WB) | 28-Feb-08 | Disposition (other) | 7,984 | -- | -- | (2%) 451.75K to 443.76K | |
| 22-Feb-08 2:57 PM View: | Wachovia Corporation (WB) | 20-Feb-08 | Payment of Exercise | 3,868 | $34.08 | $131,821.00 | (< 1%) 447.63K to 443.76K | 84% |
| 21-Feb-08 3:54 PM View: | Wachovia Corporation (WB) | 19-Feb-08 | Grant | 143,718 | -- | -- | 47% 303.91K to 447.63K | |
| 05-Jun-07 1:49 PM View: | Wachovia Corporation (WB) | 04-Jun-07 | Acquisition (other) | 62,000 | -- | -- | 20% 302.51K to 364.51K | |
| 05-Jun-07 1:49 PM View: | Wachovia Corporation (WB) | 04-Jun-07 | Disposition (other) | 62,000 | -- | -- | (17%) 364.51K to 302.51K | |
| 01-Jun-07 12:16 PM View: | Wachovia Corporation (WB) | 01-Jun-07 | Acquisition (other) | 17,494 | -- | -- | 6% 302.51K to 320.01K | |
| 01-Jun-07 12:16 PM View: | Wachovia Corporation (WB) | 01-Jun-07 | Disposition (other) | 17,494 | -- | -- | (5%) 320.01K to 302.51K | |
| 23-Apr-07 6:42 PM View: | Wachovia Corporation (WB) | 20-Apr-07 | Payment of Exercise | 2,852 | $55.85 | $159,284.00 | (< 1%) 305.37K to 302.51K | 90% |
| 20-Apr-07 4:17 PM View: | Wachovia Corporation (WB) | 19-Apr-07 | Payment of Exercise | 3,603 | $55.52 | $200,039.00 | (1%) 308.97K to 305.37K | 90% |
| 19-Apr-07 7:35 PM View: | Wachovia Corporation (WB) | 18-Apr-07 | Payment of Exercise | 3,325 | $55.87 | $185,768.00 | (1%) 312.3K to 308.97K | 90% |
| 18-Apr-07 2:41 PM View: | Wachovia Corporation (WB) | 16-Apr-07 | Acquisition (other) | 62,000 | -- | -- | 20% 312.3K to 374.3K | |
| 18-Apr-07 2:41 PM View: | Wachovia Corporation (WB) | 16-Apr-07 | Disposition (other) | 62,000 | -- | -- | (17%) 374.3K to 312.3K | |
| 03-Apr-07 12:37 PM View: | Wachovia Corporation (WB) | 30-Mar-07 | Payment of Exercise | 3,129 | $55.05 | $172,251.00 | (< 1%) 314.78K to 311.65K | 90% |
| 21-Feb-07 3:01 PM View: | Wachovia Corporation (WB) | 20-Feb-07 | Grant | 59,260 | -- | -- | 23% 255.52K to 314.78K | |
| 11-Sep-06 11:06 AM View: | Wachovia Corporation (WB) | 02-Aug-06 | Gift | 7,700 | -- | -- | 3% 268.4K to 276.1K | |
| 11-Sep-06 11:06 AM View: | Wachovia Corporation (WB) | 02-Aug-06 | Gift | 7,700 | -- | -- | (3%) 276.1K to 268.4K | |
| 11-Sep-06 11:06 AM View: | Wachovia Corporation (WB) | 27-Jul-06 | Acquisition (other) | 13,254 | -- | -- | 5% 255.14K to 268.4K | |
| 13-Feb-07 10:00 PM View: | Wachovia Corporation (WB) | 27-Jul-06 | Disposition (other) | 13,254 | -- | -- | (5%) 268.78K to 255.52K | |
| 01-May-06 4:18 PM View: | Wachovia Corporation (WB) | 28-Apr-06 | Market Sale | 11,767 | $58.57 | $689,247.00 | (4%) 266.54K to 254.77K | 90% |
| 27-Apr-06 12:34 PM View: | Wachovia Corporation (WB) | 27-Apr-06 | Option Exercise | 25,200 | $40.13 | $1,011,280.00 | 9% 266.54K to 291.74K | |
| 27-Apr-06 12:34 PM View: | Wachovia Corporation (WB) | 27-Apr-06 | Market Option Sale | 25,200 | $56.37 | $1,420,610.00 | (9%) 291.74K to 266.54K | 90% |
| 24-Apr-06 4:03 PM View: | Wachovia Corporation (WB) | 22-Apr-06 | Payment of Exercise | 2,852 | $56.65 | $161,566.00 | (1%) 269.39K to 266.54K | 90% |
| 20-Apr-06 3:01 PM View: | Wachovia Corporation (WB) | 19-Apr-06 | Payment of Exercise | 3,602 | $56.32 | $202,865.00 | (1%) 272.99K to 269.39K | 90% |
| 19-Apr-06 2:58 PM View: | Wachovia Corporation (WB) | 18-Apr-06 | Payment of Exercise | 3,324 | $56.18 | $186,742.00 | (1%) 276.32K to 272.99K | 90% |
| 04-Apr-06 11:28 AM View: | Wachovia Corporation (WB) | 31-Mar-06 | Grant | 36,846 | -- | -- | 18% 204.64K to 241.49K | |
| 30-Nov-05 1:27 PM View: | Wachovia Corporation (WB) | 28-Nov-05 | Acquisition (other) | 4,721 | -- | -- | 2% 238.88K to 243.6K | |
| 30-Nov-05 1:27 PM View: | Wachovia Corporation (WB) | 28-Nov-05 | Disposition (other) | 4,721 | -- | -- | (2%) 243.6K to 238.88K | |
| 30-Nov-05 2:20 PM View: | Wachovia Corporation (WB) | 28-Nov-05 | Acquisition (other) | 4,721 | -- | -- | 2% 238.88K to 243.6K | |
| 30-Nov-05 2:20 PM View: | Wachovia Corporation (WB) | 28-Nov-05 | Disposition (other) | 4,721 | -- | -- | (2%) 243.6K to 238.88K | |
| 09-Nov-05 2:11 PM View: | Wachovia Corporation (WB) | 08-Nov-05 | Option Exercise | 19,200 | $29.25 | $561,600.00 | 8% 234.16K to 253.35K | |
| 09-Nov-05 2:11 PM View: | Wachovia Corporation (WB) | 08-Nov-05 | Market Option Sale | 14,479 | $51.20 | $741,286.00 | (6%) 253.35K to 238.88K | 88% |
| 25-Apr-05 2:33 PM View: | Wachovia Corporation (WB) | 22-Apr-05 | Payment of Exercise | 2,852 | $50.58 | $144,254.00 | (1%) 236.44K to 233.59K | 88% |
| 21-Apr-05 11:29 AM View: | Wachovia Corporation (WB) | 20-Apr-05 | Market Sale | 22,382 | $49.90 | $1,116,860.00 | (9%) 258.82K to 236.44K | 88% |
| 20-Apr-05 3:34 PM View: | Wachovia Corporation (WB) | 19-Apr-05 | Payment of Exercise | 3,602 | $50.27 | $181,073.00 | (1%) 262.42K to 258.82K | 88% |
| 20-Apr-05 9:50 AM View: | Wachovia Corporation (WB) | 18-Apr-05 | Grant | 39,154 | $50.38 | $1,972,580.00 | 18% 223.27K to 262.42K | (88%) |