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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Apr-22 7:04 PM View:  | Clarus Therapeutics Inc (CRXT) | 20-Apr-22 | Private Sale | 3,752,910 | $2.53 | $9,494,870.00 | (68%) 5.5M to 1.75M | |
| 06-Apr-11 5:01 PM View: | Tranzyme, Inc. (OCRX) | 06-Apr-11 | Conversion | 2,103,620 | -- | -- | 17% 12.46M to 14.56M | |
| 06-Apr-11 5:01 PM View: | Tranzyme, Inc. (OCRX) | 06-Apr-11 | Conversion | 86,163 | -- | -- | < 1% 14.56M to 14.65M | |
| 06-Apr-11 5:01 PM View: | Tranzyme, Inc. (OCRX) | 06-Apr-11 | Purchase | 794,966 | $4.00 | $3,179,860.00 | 5% 14.65M to 15.44M | |
| 06-Apr-11 5:01 PM View: | Tranzyme, Inc. (OCRX) | 06-Apr-11 | Purchase | 17,534 | $4.00 | $70,136.00 | < 1% 15.44M to 15.46M | |
| 29-Nov-10 9:43 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Conversion | 1,489,790 | -- | -- | 100% 0 to 1.49M | |
| 29-Nov-10 9:43 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Conversion | 58,566 | -- | -- | 4% 1.49M to 1.55M | |
| 30-Nov-10 12:26 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Conversion | 895,624 | -- | -- | 100% 0 to 895.62K | |
| 29-Nov-10 9:43 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Purchase | 173,399 | $4.00 | $693,596.00 | 11% 1.55M to 1.72M | |
| 29-Nov-10 9:43 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Purchase | 3,825 | $4.00 | $15,300.00 | < 1% 1.72M to 1.73M | |
| 30-Nov-10 12:26 PM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Purchase | 531,672 | $4.00 | $2,126,690.00 | 59% 895.63K to 1.43M | |
| 31-May-06 8:32 PM View: | Coley Pharmaceutical Group,... (COLY) | 18-May-06 | Disposition (other) | 1,003,680 | -- | -- | (17%) 5.82M to 4.82M | |
| 15-Aug-05 9:44 PM View: | Coley Pharmaceutical Group,... (COLY) | 15-Aug-05 | Conversion | 2,776,820 | -- | -- | 100% 2.77M to 5.55M |