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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-12 4:12 PM View:  | Duke Energy Corp. (DUK) | 13-Dec-12 | Option Exercise | 1,333 | -- | -- | 13% 10.04K to 11.38K | |
| 14-May-10 1:28 PM View: | Duke Energy Corp. (DUK) | 12-May-10 | Option Exercise | 108 | $16.98 | $1,833.84 | < 1% 29.67K to 29.78K | 404% |
| 04-Apr-11 2:30 PM View: | Duke Energy Corp. (DUK) | 28-Feb-10 | Option Exercise | 364 | $16.35 | $5,951.40 | 1% 29.78K to 30.14K | 423% |
| 14-May-09 2:03 PM View: | Duke Energy Corp. (DUK) | 13-May-09 | Option Exercise | 180 | -- | -- | < 1% 29.49K to 29.67K | |
| 14-May-09 2:03 PM View: | Duke Energy Corp. (DUK) | 12-May-09 | Option Exercise | 108 | -- | -- | < 1% 29.38K to 29.49K | |
| 03-Mar-09 5:35 PM View: | Duke Energy Corp. (DUK) | 27-Feb-09 | Option Exercise | 364 | $13.47 | $4,903.08 | 1% 29.02K to 29.38K | 575% |
| 26-Feb-09 2:20 PM View: | Duke Energy Corp. (DUK) | 24-Feb-09 | Option Exercise | 300 | $14.31 | $4,293.00 | 1% 28.72K to 29.02K | 536% |
| 14-May-08 4:16 PM View: | Duke Energy Corp. (DUK) | 13-May-08 | Option Exercise | 180 | -- | -- | < 1% 28.54K to 28.72K | |
| 14-May-08 4:16 PM View: | Duke Energy Corp. (DUK) | 12-May-08 | Option Exercise | 108 | -- | -- | < 1% 28.43K to 28.54K | |
| 03-Mar-08 6:20 PM View: | Duke Energy Corp. (DUK) | 28-Feb-08 | Option Exercise | 364 | -- | -- | 1% 28.06K to 28.43K | |
| 27-Feb-08 5:57 PM View: | Duke Energy Corp. (DUK) | 24-Feb-08 | Option Exercise | 300 | $18.22 | $5,466.00 | 1% 27.76K to 28.06K | 374% |
| 22-Jan-08 4:36 PM View: | Duke Energy Corp. (DUK) | 17-Jan-08 | Market Purchase | 945 | $19.90 | $18,805.50 | 4% 26.82K to 27.76K | 339% |
| 11-Jan-08 5:47 PM View: | Duke Energy Corp. (DUK) | 18-Oct-07 | Market Purchase | 785 | $18.85 | $14,797.20 | 3% 25.93K to 26.71K | 369% |
| 23-Jul-07 6:56 PM View: | Duke Energy Corp. (DUK) | 19-Jul-07 | Market Purchase | 889 | $18.07 | $16,065.00 | 4% 24.83K to 25.72K | 395% |
| 15-May-07 4:26 PM View: | Duke Energy Corp. (DUK) | 13-May-07 | Option Exercise | 180 | -- | -- | < 1% 24.65K to 24.83K | |
| 15-May-07 4:26 PM View: | Duke Energy Corp. (DUK) | 12-May-07 | Option Exercise | 108 | -- | -- | < 1% 24.54K to 24.65K | |
| 14-May-07 2:15 PM View: | Duke Energy Corp. (DUK) | 10-May-07 | Grant | 4,960 | $20.15 | $99,944.00 | 25% 19.58K to 24.54K | 344% |
| 23-Apr-07 2:09 PM View: | Duke Energy Corp. (DUK) | 19-Apr-07 | Private Purchase | 667 | -- | -- | 4% 18.92K to 19.58K | |
| 05-Apr-07 2:48 PM View: | Duke Energy Corp. (DUK) | 03-Apr-07 | Option Exercise | 2,600 | -- | -- | 16% 16.32K to 18.92K | |
| 01-Mar-07 10:00 PM View: | Duke Energy Corp. (DUK) | 28-Feb-07 | Option Exercise | 364 | -- | -- | 2% 15.95K to 16.32K | |
| 27-Feb-07 5:03 PM View: | Duke Energy Corp. (DUK) | 24-Feb-07 | Option Exercise | 300 | -- | -- | 2% 15.65K to 15.95K | |
| 22-Jan-07 2:39 PM View: | Duke Energy Corp. (DUK) | 18-Jan-07 | Private Purchase | 927 | -- | -- | 6% 14.7K to 15.63K | |
| 23-Oct-06 6:19 PM View: | Duke Energy Corp. (DUK) | 19-Oct-06 | Private Purchase | 471 | -- | -- | 3% 14.21K to 14.68K | |
| 25-Jul-06 5:08 PM View: | Duke Energy Corp. (DUK) | 21-Jul-06 | Private Purchase | 661 | -- | -- | 5% 13.55K to 14.21K | |
| 30-May-06 10:00 PM View: | Duke Energy Corp. (DUK) | 13-May-06 | Option Exercise | 180 | -- | -- | 1% 13.37K to 13.55K | |
| 30-May-06 10:00 PM View: | Duke Energy Corp. (DUK) | 12-May-06 | Option Exercise | 108 | -- | -- | < 1% 13.26K to 13.37K | |
| 26-Apr-06 11:22 AM View: | Duke Energy Corp. (DUK) | 24-Apr-06 | Grant | 75 | -- | -- | < 1% 13.19K to 13.26K | |
| 05-Apr-06 5:01 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 5,144 | -- | -- | (35%) 14.5K to 9.35K | |
| 05-Apr-06 5:01 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 9,352 | -- | -- | (100%) 9.35K to 0 | |
| 23-Mar-06 11:34 AM View: | Duke Power Co LLC (DUK) | 21-Mar-06 | Grant | 185 | -- | -- | 1% 14.3K to 14.48K | |
| 02-Mar-06 7:24 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Option Exercise | 364 | -- | -- | 3% 13.93K to 14.3K | |
| 28-Feb-06 4:54 PM View: | Duke Power Co LLC (DUK) | 24-Feb-06 | Option Exercise | 300 | -- | -- | 2% 13.63K to 13.93K | |
| 21-Feb-06 10:13 AM View: | Duke Power Co LLC (DUK) | 20-Feb-06 | Grant | 113 | -- | -- | < 1% 13.52K to 13.63K | |
| 23-Jan-06 3:11 PM View: | Duke Power Co LLC (DUK) | 19-Jan-06 | Grant Duplicate | 156 | -- | -- | 1% 13.37K to 13.52K | |
| 30-Dec-05 2:40 PM View: | Duke Power Co LLC (DUK) | 28-Dec-05 | Grant | 142 | -- | -- | 1% 13.02K to 13.16K | |
| 21-Nov-05 4:18 PM View: | Duke Power Co LLC (DUK) | 17-Nov-05 | Grant | 204 | -- | -- | 2% 13.01K to 13.21K | |
| 01-Nov-05 4:59 PM View: | Duke Power Co LLC (DUK) | 28-Oct-05 | Grant | 84 | -- | -- | < 1% 12.92K to 13.01K | |
| 28-Sep-05 4:57 PM View: | Duke Power Co LLC (DUK) | 26-Sep-05 | Grant | 227 | -- | -- | 2% 12.69K to 12.92K | |
| 22-Aug-05 10:35 AM View: | Duke Power Co LLC (DUK) | 18-Aug-05 | Grant Duplicate | 78 | -- | -- | < 1% 12.6K to 12.68K | |
| 25-Jul-05 3:16 PM View: | Duke Power Co LLC (DUK) | 21-Jul-05 | Grant Duplicate | 125 | -- | -- | 1% 12.48K to 12.6K | |
| 27-Jun-05 4:10 PM View: | Duke Power Co LLC (DUK) | 23-Jun-05 | Grant | 263 | -- | -- | 2% 12.21K to 12.48K | |
| 23-May-05 6:18 PM View: | Duke Power Co LLC (DUK) | 19-May-05 | Grant | 105 | $28.00 | $2,940.00 | < 1% 12.09K to 12.19K | 1% |
| 17-May-05 6:29 PM View: | Duke Power Co LLC (DUK) | 13-May-05 | Option Exercise | 180 | -- | -- | 2% 11.91K to 12.09K | |
| 25-Apr-05 3:54 PM View: | Duke Power Co LLC (DUK) | 21-Apr-05 | Grant | 111 | -- | -- | < 1% 11.79K to 11.9K | |
| 24-Mar-05 11:26 AM View: | Duke Power Co LLC (DUK) | 22-Mar-05 | Grant | 189 | -- | -- | 2% 11.61K to 11.8K | |
| 28-Feb-05 6:11 PM View: | Duke Power Co LLC (DUK) | 24-Feb-05 | Option Exercise | 300 | -- | -- | 3% 11.29K to 11.59K | |
| 18-Feb-05 3:32 PM View: | Duke Power Co LLC (DUK) | 17-Feb-05 | Grant Duplicate | 80 | -- | -- | < 1% 11.21K to 11.29K | |
| 24-Jan-05 5:06 PM View: | Duke Power Co LLC (DUK) | 20-Jan-05 | Grant | 206 | -- | -- | 2% 11.0K to 11.21K | |
| 22-Dec-04 2:59 PM View: | Duke Power Co LLC (DUK) | 21-Dec-04 | Grant | 156 | -- | -- | 1% 10.84K to 11.0K | |
| 22-Nov-04 8:40 AM View: | Duke Power Co LLC (DUK) | 18-Nov-04 | Grant | 199 | -- | -- | 2% 10.62K to 10.82K |