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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-23 6:55 PM View:  | Atreca, Inc. (BCEL) | 02-Aug-23 | Sale | 5,487 | $0.95 | $5,224.72 | (7%) 78.3K to 72.82K | |
| 13-Feb-23 8:58 PM View: | Atreca, Inc. (BCEL) | 09-Feb-23 | Grant | 43,750 | -- | -- | 127% 34.55K to 78.3K | |
| 20-Sep-22 6:11 PM View: | Atreca, Inc. (BCEL) | 02-Sep-22 | Sale | 7,646 | $1.78 | $13,573.20 | (18%) 42.2K to 34.55K | |
| 01-Feb-13 5:04 PM View: | Affymax, Inc. (AFFY) | 30-Jan-13 | Grant | 5,000 | -- | -- | 31% 16.37K to 21.37K | |
| 07-Sep-12 4:32 PM View: | Affymax, Inc. (AFFY) | 05-Sep-12 | Option Exercise | 5,000 | $7.99 | $39,950.00 | 44% 11.29K to 16.29K | |
| 07-Sep-12 4:32 PM View: | Affymax, Inc. (AFFY) | 05-Sep-12 | Market Option Sale (Planned) | 5,000 | $18.50 | $92,500.00 | (31%) 16.29K to 11.29K | 94% |
| 17-Jul-12 8:48 PM View: | Affymax, Inc. (AFFY) | 17-Jul-12 | Option Exercise | 10,000 | $6.23 | $62,300.00 | 100% 10.0K to 20.0K | |
| 17-Jul-12 8:48 PM View: | Affymax, Inc. (AFFY) | 17-Jul-12 | Market Option Sale (Planned) | 10,000 | $17.00 | $170,000.00 | (50%) 20.0K to 10.0K | 94% |
| 17-Jul-12 8:48 PM View: | Affymax, Inc. (AFFY) | 13-Jul-12 | Option Exercise | 15,000 | $5.10 | $76,500.00 | 150% 10.0K to 25.0K | |
| 17-Jul-12 8:48 PM View: | Affymax, Inc. (AFFY) | 13-Jul-12 | Market Option Sale (Planned) | 15,000 | $15.50 | $232,500.00 | (60%) 25.0K to 10.0K | 93% |
| 02-Feb-12 5:21 PM View: | Affymax, Inc. (AFFY) | 31-Jan-12 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 23-Apr-10 11:41 AM View: | Facet Biotech Corp (FACT) | 21-Apr-10 | Disposition | 11,602 | $27.00 | $313,254.00 | (100%) 11.6K to 0 | (< 1%) |
| 21-Apr-10 3:48 PM View: | Facet Biotech Corp (FACT) | 20-Apr-10 | Disposition (change in control) | 5,281 | $27.00 | $142,587.00 | (31%) 16.88K to 11.6K | (< 1%) |
| 25-Jan-10 1:58 PM View: | Facet Biotech Corp (FACT) | 23-Jan-10 | Payment of Exercise | 1,319 | $15.68 | $20,681.90 | (7%) 18.2K to 16.88K | 0% |
| 22-Dec-09 1:56 PM View: | Facet Biotech Corp (FACT) | 19-Dec-09 | Payment of Exercise | 202 | $18.03 | $3,642.06 | (1%) 18.4K to 18.2K | 1% |
| 15-Sep-09 3:12 PM View: | Facet Biotech Corp (FACT) | 14-Sep-09 | Payment of Exercise | 1,379 | $16.34 | $22,532.90 | (7%) 19.78K to 18.4K | 0% |
| 10-Aug-09 4:03 PM View: | Facet Biotech Corp (FACT) | 06-Aug-09 | Grant | 4,500 | -- | -- | 29% 15.28K to 19.78K | |
| 27-Jan-09 6:21 PM View: | Facet Biotech Corp (FACT) | 23-Jan-09 | Grant | 15,064 | -- | -- | 3304% 0.46K to 15.52K | |
| 27-Jan-09 6:21 PM View: | Facet Biotech Corp (FACT) | 23-Jan-09 | Payment of Exercise | 237 | $6.17 | $1,462.29 | (2%) 15.52K to 15.28K | (52%) |
| 17-Sep-08 11:43 AM View: | PDL BioPharma Inc. (PDLI) | 15-Sep-08 | Payment of Exercise | 625 | $10.84 | $6,775.00 | (11%) 5.66K to 5.03K | 25% |
| 20-Dec-07 6:47 PM View: | PDL BioPharma Inc. (PDLI) | 19-Dec-07 | Grant | 1,000 | -- | -- | 24% 4.12K to 5.12K | |
| 17-Sep-07 7:10 PM View: | PDL BioPharma Inc. (PDLI) | 14-Sep-07 | Grant | 3,500 | -- | -- | 563% 0.62K to 4.12K | |
| 13-Jan-06 10:00 PM View: | Neoforma Inc (NEOF) | 29-Jul-05 | Acquisition (other) | 162 | $6.93 | $1,122.26 | 1% 13.98K to 14.15K | |
| 24-Mar-05 4:31 PM View: | Neoforma Inc (NEOF) | 23-Mar-05 | Grant | 5,200 | -- | -- | 59% 8.78K to 13.98K | |
| 23-Feb-05 4:13 PM View: | Neoforma Inc (NEOF) | 22-Feb-05 | Market Sale (Planned) | 1,650 | $8.50 | $14,025.00 | (16%) 10.43K to 8.78K | |
| 02-Sep-04 12:24 PM View: | Neoforma Inc (NEOF) | 01-Sep-04 | Market Sale (Planned) | 500 | $10.00 | $5,000.00 | (6%) 8.66K to 8.16K | |
| 03-Aug-04 10:00 PM View: | Neoforma Inc (NEOF) | 30-Jul-04 | Purchase | 2,160 | $5.70 | $12,301.20 | 33% 6.5K to 8.66K | |
| 24-Feb-04 10:00 PM View: | Neoforma Inc (NEOF) | 23-Feb-04 | Market Sale | 4,000 | $11.06 | $44,232.40 | (38%) 10.5K to 6.5K | |
| 24-Feb-04 10:00 PM View: | Neoforma Inc (NEOF) | 20-Feb-04 | Grant | 6,500 | -- | -- | 162% 4.0K to 10.5K | |
| 24-Feb-04 10:00 PM View: | Neoforma Inc (NEOF) | 20-Feb-04 | Grant Duplicate | 6,500 | -- | -- | 162% 4.0K to 10.5K | |
| 03-Feb-04 10:00 PM View: | Neoforma Inc (NEOF) | 02-Feb-04 | Market Sale (Planned) | 2,304 | $11.34 | $26,127.40 | (37%) 6.3K to 4.0K | |
| 03-Feb-04 10:00 PM View: | Neoforma Inc (NEOF) | 30-Jan-04 | Purchase | 2,304 | $5.70 | $13,121.30 | 58% 4.0K to 6.3K | |
| 10-Nov-03 10:00 PM View: | Neoforma Inc (NEOF) | 10-Nov-03 | Option Exercise | 1,000 | $7.07 | $7,070.00 | 25% 4.0K to 5.0K | |
| 10-Nov-03 10:00 PM View: | Neoforma Inc (NEOF) | 10-Nov-03 | Option Sale | 1,000 | $16.00 | $16,000.00 | (20%) 5.0K to 4.0K | |
| 10-Nov-03 10:00 PM View: | Neoforma Inc (NEOF) | 07-Nov-03 | Option Exercise | 8,572 | $8.18 | $70,122.90 | 214% 4.0K to 12.57K | |
| 10-Nov-03 10:00 PM View: | Neoforma Inc (NEOF) | 07-Nov-03 | Option Sale | 8,572 | $16.15 | $138,438.00 | (68%) 12.57K to 4.0K | |
| 04-Aug-03 10:00 PM View: | Neoforma Inc (NEOF) | 01-Aug-03 | Sale (Planned) | 1,677 | $12.69 | $21,282.10 | (30%) 5.68K to 4.0K |