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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Oct-21 8:58 PM View:  | Cloudera, Inc. (CLDR) | 08-Oct-21 | Disposition | 1,379,400 | -- | -- | (100%) 1.38M to 0 | |
| 13-Oct-21 8:58 PM View: | Cloudera, Inc. (CLDR) | 08-Oct-21 | Option Exercise | 976,004 | -- | -- | 242% 403.4K to 1.38M | |
| 16-Sep-21 8:11 PM View: | Cloudera, Inc. (CLDR) | 15-Sep-21 | Payment of Exercise | 89,690 | $15.93 | $1,428,760.00 | (18%) 493.09K to 403.4K | (< 1%) |
| 16-Sep-21 8:11 PM View: | Cloudera, Inc. (CLDR) | 15-Sep-21 | Option Exercise | 198,867 | -- | -- | 68% 294.22K to 493.09K | |
| 16-Sep-21 8:11 PM View: | Cloudera, Inc. (CLDR) | 10-Sep-21 | Gift | 6,300 | -- | -- | (2%) 300.52K to 294.22K | |
| 02-Sep-21 8:00 PM View: | Cloudera, Inc. (CLDR) | 31-Aug-21 | Grant | 128,331 | -- | -- | 56% 230.07K to 358.4K | |
| 17-Jun-21 8:01 PM View: | Cloudera, Inc. (CLDR) | 15-Jun-21 | Payment of Exercise | 89,690 | $15.79 | $1,416,210.00 | (28%) 319.76K to 230.07K | (1%) |
| 17-Jun-21 8:01 PM View: | Cloudera, Inc. (CLDR) | 15-Jun-21 | Option Exercise | 198,868 | -- | -- | 165% 120.89K to 319.76K | |
| 17-Mar-21 8:38 PM View: | Cloudera, Inc. (CLDR) | 15-Mar-21 | Payment of Exercise | 77,975 | $12.76 | $994,961.00 | (39%) 198.87K to 120.89K | (25%) |
| 17-Mar-21 8:38 PM View: | Cloudera, Inc. (CLDR) | 15-Mar-21 | Option Exercise | 198,867 | -- | -- | 100% 0 to 198.87K | |
| 18-Feb-21 7:00 PM View: | Cloudera, Inc. (CLDR) | 18-Feb-21 | Market Sale (Planned) | 112,384 | $18.28 | $2,054,770.00 | (100%) 112.38K to 0 | 13% |
| 18-Feb-21 5:29 PM View: | Cloudera, Inc. (CLDR) | 17-Feb-21 | Market Sale (Planned) | 142,108 | $18.30 | $2,600,450.00 | (56%) 254.49K to 112.38K | 13% |
| 18-Feb-21 5:29 PM View: | Cloudera, Inc. (CLDR) | 16-Feb-21 | Market Sale (Planned) | 112,850 | $18.74 | $2,114,990.00 | (31%) 367.34K to 254.49K | 15% |
| 20-Jan-21 4:27 PM View: | Cloudera, Inc. (CLDR) | 19-Jan-21 | Market Sale (Planned) | 96,075 | $14.11 | $1,355,310.00 | (21%) 463.42K to 367.34K | (13%) |
| 19-Jan-21 4:03 PM View: | Cloudera, Inc. (CLDR) | 15-Jan-21 | Market Sale (Planned) | 171,434 | $14.43 | $2,473,600.00 | (27%) 634.85K to 463.42K | (11%) |
| 15-Jan-21 5:00 PM View: | Cloudera, Inc. (CLDR) | 14-Jan-21 | Market Sale (Planned) | 141,800 | $14.34 | $2,033,810.00 | (18%) 776.65K to 634.85K | (11%) |
| 17-Dec-20 5:21 PM View: | Cloudera, Inc. (CLDR) | 15-Dec-20 | Payment of Exercise | 60,751 | $12.54 | $761,818.00 | (7%) 837.4K to 776.65K | (28%) |
| 17-Dec-20 5:21 PM View: | Cloudera, Inc. (CLDR) | 15-Dec-20 | Option Exercise | 134,702 | -- | -- | 19% 702.7K to 837.4K | |
| 17-Sep-20 4:56 PM View: | Cloudera, Inc. (CLDR) | 15-Sep-20 | Payment of Exercise | 60,752 | $11.08 | $673,132.00 | (8%) 763.45K to 702.7K | (44%) |
| 17-Sep-20 4:56 PM View: | Cloudera, Inc. (CLDR) | 15-Sep-20 | Option Exercise | 134,703 | -- | -- | 21% 628.75K to 763.45K | |
| 17-Jun-20 7:46 PM View: | Cloudera, Inc. (CLDR) | 15-Jun-20 | Payment of Exercise | 78,855 | $11.60 | $914,718.00 | (11%) 707.6K to 628.75K | (38%) |
| 17-Jun-20 7:46 PM View: | Cloudera, Inc. (CLDR) | 15-Jun-20 | Option Exercise | 174,842 | -- | -- | 33% 532.76K to 707.6K | |
| 17-Mar-20 8:06 PM View: | Cloudera, Inc. (CLDR) | 15-Mar-20 | Payment of Exercise | 40,820 | $7.47 | $304,925.00 | (7%) 573.58K to 532.76K | (114%) |
| 17-Mar-20 8:06 PM View: | Cloudera, Inc. (CLDR) | 15-Mar-20 | Option Exercise | 134,702 | -- | -- | 31% 438.88K to 573.58K | |
| 31-Dec-19 5:46 PM View: | Cloudera, Inc. (CLDR) | 27-Dec-19 | Market Sale | 196,044 | $11.82 | $2,316,360.00 | (31%) 634.92K to 438.88K | (35%) |
| 20-Mar-19 9:45 PM View: | Cloudera, Inc. (CLDR) | 18-Mar-19 | Market Sale | 624,934 | $11.60 | $7,252,170.00 | (50%) 1.26M to 634.92K | (38%) |
| 03-Jan-19 9:46 PM View: | Hortonworks, Inc. (HDP) | 03-Jan-19 | Disposition (change in control) | 965,409 | -- | -- | (100%) 965.41K to 0 | |
| 07-Jan-19 9:36 PM View: | Cloudera, Inc. (CLDR) | 03-Jan-19 | Grant | 1,259,860 | -- | -- | 100% 0 to 1.26M | |
| 03-Jan-19 9:46 PM View: | Hortonworks, Inc. (HDP) | 02-Jan-19 | Grant | 714,711 | -- | -- | 125% 569.61K to 1.28M | |
| 03-Jan-19 9:46 PM View: | Hortonworks, Inc. (HDP) | 02-Jan-19 | Payment of Exercise | 318,911 | $14.68 | $4,681,610.00 | (25%) 1.28M to 965.41K | |
| 27-Dec-18 5:26 PM View: | Hortonworks, Inc. (HDP) | 24-Dec-18 | Payment of Exercise | 472,677 | $13.48 | $6,371,690.00 | (45%) 1.04M to 569.61K | (5%) |
| 16-Nov-18 9:11 PM View: | Hortonworks, Inc. (HDP) | 16-Nov-18 | Market Sale (Planned) | 74,449 | $15.71 | $1,169,590.00 | (7%) 1.12M to 1.04M | 10% |
| 16-Nov-18 9:11 PM View: | Hortonworks, Inc. (HDP) | 15-Nov-18 | Market Sale (Planned) | 74,449 | $15.43 | $1,148,750.00 | (6%) 1.19M to 1.12M | 8% |
| 18-Oct-18 7:48 PM View: | Hortonworks, Inc. (HDP) | 17-Oct-18 | Market Sale (Planned) | 40,826 | $20.04 | $818,153.00 | (3%) 1.23M to 1.19M | 29% |
| 18-Oct-18 7:48 PM View: | Hortonworks, Inc. (HDP) | 16-Oct-18 | Market Sale (Planned) | 40,826 | $20.16 | $823,052.00 | (3%) 1.27M to 1.23M | 30% |
| 12-Oct-18 5:21 PM View: | Hortonworks, Inc. (HDP) | 11-Oct-18 | Market Sale (Planned) | 40,700 | $19.73 | $803,011.00 | (3%) 1.31M to 1.27M | 28% |
| 12-Oct-18 5:21 PM View: | Hortonworks, Inc. (HDP) | 10-Oct-18 | Market Sale (Planned) | 40,700 | $20.47 | $833,129.00 | (3%) 1.35M to 1.31M | 31% |
| 27-Sep-18 7:13 PM View: | Hortonworks, Inc. (HDP) | 26-Sep-18 | Market Sale (Planned) | 54,600 | $22.92 | $1,251,430.00 | (4%) 1.41M to 1.35M | 38% |
| 27-Sep-18 7:13 PM View: | Hortonworks, Inc. (HDP) | 25-Sep-18 | Market Sale (Planned) | 54,600 | $23.20 | $1,266,720.00 | (4%) 1.46M to 1.41M | 39% |
| 14-Sep-18 4:53 PM View: | Hortonworks, Inc. (HDP) | 13-Sep-18 | Market Sale (Planned) | 54,600 | $24.49 | $1,337,150.00 | (4%) 1.52M to 1.46M | 42% |
| 14-Sep-18 4:53 PM View: | Hortonworks, Inc. (HDP) | 12-Sep-18 | Market Sale (Planned) | 54,600 | $24.08 | $1,314,770.00 | (3%) 1.57M to 1.52M | 41% |
| 07-Sep-18 4:42 PM View: | Hortonworks, Inc. (HDP) | 06-Sep-18 | Market Sale (Planned) | 54,600 | $21.32 | $1,164,070.00 | (3%) 1.63M to 1.57M | 34% |
| 07-Sep-18 4:42 PM View: | Hortonworks, Inc. (HDP) | 05-Sep-18 | Market Sale (Planned) | 54,600 | $20.37 | $1,112,200.00 | (3%) 1.68M to 1.63M | 30% |
| 29-Aug-18 4:45 PM View: | Hortonworks, Inc. (HDP) | 28-Aug-18 | Market Sale (Planned) | 54,600 | $21.34 | $1,165,160.00 | (3%) 1.74M to 1.68M | 34% |
| 29-Aug-18 4:45 PM View: | Hortonworks, Inc. (HDP) | 27-Aug-18 | Market Sale (Planned) | 54,600 | $21.46 | $1,171,720.00 | (3%) 1.79M to 1.74M | 34% |
| 24-Aug-18 4:11 PM View: | Hortonworks, Inc. (HDP) | 23-Aug-18 | Market Sale (Planned) | 54,600 | $20.97 | $1,144,960.00 | (3%) 1.85M to 1.79M | 32% |
| 24-Aug-18 4:11 PM View: | Hortonworks, Inc. (HDP) | 22-Aug-18 | Market Sale (Planned) | 54,600 | $21.22 | $1,158,610.00 | (3%) 1.9M to 1.85M | 33% |
| 17-Aug-18 7:16 PM View: | Hortonworks, Inc. (HDP) | 17-Aug-18 | Market Sale (Planned) | 54,600 | $21.16 | $1,155,340.00 | (3%) 1.95M to 1.9M | 33% |
| 17-Aug-18 7:16 PM View: | Hortonworks, Inc. (HDP) | 16-Aug-18 | Market Sale (Planned) | 74,449 | $21.87 | $1,628,200.00 | (4%) 2.08M to 2.01M | 35% |
| 17-Aug-18 7:16 PM View: | Hortonworks, Inc. (HDP) | 16-Aug-18 | Market Sale (Planned) | 54,600 | $21.87 | $1,194,100.00 | (3%) 2.01M to 1.95M | 35% |