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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Nov-23 4:12 PM View:  | Mallinckrodt plc (MNKTQ) | 14-Nov-23 | Disposition | 53,122 | -- | -- | (100%) 53.12K to 0 | |
| 29-Jun-23 6:50 PM View: | Mallinckrodt plc (MNKTQ) | 16-Jun-23 | Disposition | 26,277 | -- | -- | (32%) 82.55K to 56.28K | |
| 29-Jun-23 6:50 PM View: | Mallinckrodt plc (MNKTQ) | 16-Jun-23 | Payment of Exercise | 3,154 | $1.28 | $4,037.12 | (6%) 56.28K to 53.12K | |
| 16-Mar-23 10:00 PM View: | Mallinckrodt plc (MNKTQ) | 15-Mar-23 | Purchase | 15,000 | $8.54 | $128,156.00 | 22% 67.55K to 82.55K | |
| 16-Mar-23 10:00 PM View: | Mallinckrodt plc (MNKTQ) | 14-Mar-23 | Private Purchase | 15,000 | $8.42 | $126,320.00 | 29% 52.55K to 67.55K | |
| 05-Jan-23 6:01 PM View: | Mallinckrodt plc (MNKTQ) | 03-Jan-23 | Grant | 26,277 | -- | -- | 100% 26.28K to 52.55K | |
| 17-Nov-20 3:45 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 16-Nov-20 | Disposition | 35,090 | -- | -- | (100%) 35.09K to 0 | |
| 23-Jun-20 7:59 AM View: | Arch Therapeutics, Inc. (ARTH) | 22-Jun-20 | Exercise (out-of-the-money) | 454,546 | $81,818.30 | $37,190,201,344.00 | 35% 1.29M to 1.75M | |
| 04-Jun-20 4:49 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 02-Jun-20 | Grant | 10,269 | -- | -- | 41% 24.82K to 35.09K | |
| 21-Jun-19 4:14 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 20-Jun-19 | Option Exercise | 4,356 | -- | -- | 9% 49.73K to 54.09K | |
| 29-May-19 4:12 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 24-May-19 | Option Exercise | 10,000 | $8.85 | $88,500.00 | 25% 39.73K to 49.73K | |
| 20-May-19 7:31 AM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 16-May-19 | Grant | 8,116 | -- | -- | 49% 16.7K to 24.82K | |
| 10-Sep-18 4:48 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 06-Sep-18 | Option Exercise | 13,500 | $14.79 | $199,665.00 | 51% 26.23K to 39.73K | (5%) |
| 20-Jul-18 12:05 PM View: | Arch Therapeutics, Inc. (ARTH) | 19-Jul-18 | Grant | 110,000 | -- | -- | 42% 260.0K to 370.0K | |
| 18-Jul-18 2:33 PM View: | Arch Therapeutics, Inc. (ARTH) | 16-Jul-18 | Option Exercise | 30,000 | $0.37 | $11,100.00 | 13% 230.0K to 260.0K | |
| 22-Jun-18 5:58 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 20-Jun-18 | Option Exercise | 5,734 | -- | -- | 28% 20.5K to 26.23K | |
| 08-Jun-18 4:10 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 07-Jun-18 | Grant | 3,578 | -- | -- | 27% 13.13K to 16.7K | |
| 22-May-17 7:14 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 18-May-17 | Grant | 4,545 | -- | -- | 53% 8.58K to 13.13K | |
| 06-Feb-17 11:30 AM View: | Arch Therapeutics, Inc. (ARTH) | 03-Feb-17 | Grant | 200,000 | -- | -- | 667% 30.0K to 230.0K | |
| 27-Jun-16 2:43 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 23-Jun-16 | Grant | 5,500 | -- | -- | 37% 15.0K to 20.5K | |
| 31-May-16 1:15 PM View: | Arch Therapeutics, Inc. (ARTH) | 26-May-16 | Purchase | 111,111 | -- | -- | 15% 757.82K to 868.93K | |
| 23-May-16 5:29 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 19-May-16 | Grant | 4,768 | -- | -- | 125% 3.81K to 8.58K | |
| 05-May-16 12:42 PM View: | Arch Therapeutics, Inc. (ARTH) | 03-May-16 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 26-May-15 4:15 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 21-May-15 | Grant | 1,322 | -- | -- | 53% 2.49K to 3.81K | |
| 20-Oct-14 4:47 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 17-Oct-14 | Option Exercise | 5,000 | $8.85 | $44,250.00 | 50% 10.0K to 15.0K | |
| 27-May-14 4:17 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 22-May-14 | Grant | 2,300 | -- | -- | 1198% 0.19K to 2.49K | |
| 16-Apr-14 5:21 PM View: | AMAG Pharmaceuticals, Inc. (AMAG) | 14-Apr-14 | Grant | 192 | -- | -- | 100% 0 to 0.19K | |
| 01-Jul-13 6:07 PM View: | Maxygen Inc. (MAXY) | 30-Jun-13 | Disposition | 57,162 | -- | -- | (14%) 418.06K to 360.9K | |
| 01-Jul-13 6:07 PM View: | Maxygen Inc. (MAXY) | 30-Jun-13 | Option Exercise | 57,162 | -- | -- | 16% 360.9K to 418.06K | |
| 17-Jan-13 4:46 PM View: | Maxygen Inc. (MAXY) | 23-Oct-12 | Gift | 40,000 | -- | -- | (10%) 400.9K to 360.9K | |
| 21-Dec-11 2:25 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 19-Dec-11 | Option Exercise | 3,000 | $14.09 | $42,270.00 | 43% 7.0K to 10.0K | |
| 16-Feb-11 6:57 PM View: | Momenta Pharmaceuticals Inc. (MNTA) | 14-Feb-11 | Option Exercise | 7,000 | $12.34 | $86,380.00 | 100% 0 to 7.0K | 11% |
| 29-Apr-10 9:44 PM View: | Codexis, Inc. (CDXS) | 27-Apr-10 | Conversion Duplicate | 5,290,440 | -- | -- | 794% 666.67K to 5.96M | |
| 24-Sep-09 5:42 PM View: | Maxygen Inc. (MAXY) | 22-Sep-09 | Grant | 400,000 | -- | -- | 100% 0 to 400.0K | |
| 05-Jan-09 5:12 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 05-Jan-09 | Disposition | 2,075 | $0.61 | $1,265.75 | (100%) 2.08K to 0 | 0% |
| 05-Jan-09 5:12 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 01-Jan-09 | Disposition (change in control) | 14,487 | $0.61 | $8,837.07 | (5%) 291.91K to 277.42K | (< 1%) |
| 05-Jan-09 5:12 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 01-Jan-09 | Disposition (change in control) | 277,423 | $0.61 | $169,228.00 | (100%) 277.42K to 0 | (< 1%) |
| 22-Feb-07 5:55 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 20-Feb-07 | Exercise (in-the money or at-the-money) | 21,905 | $1.33 | $29,133.70 | 8% 262.54K to 284.44K | |
| 18-Oct-06 3:19 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 16-Oct-06 | Purchase Duplicate | 87,623 | $1.11 | $97,261.50 | 51% 172.52K to 260.15K | |
| 06-Jun-06 6:40 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 05-Jun-06 | Market Purchase | 10,000 | $1.75 | $17,500.00 | 6% 160.03K to 170.03K | (65%) |
| 23-Sep-05 6:08 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 23-Sep-05 | Market Purchase | 157,895 | $1.90 | $300,000.00 | 100% 0 to 157.9K | (67%) |
| 02-Mar-04 10:00 PM View: | Moore Wallace Inc (MWI) | 27-Feb-04 | Disposition | 332 | -- | -- | (100%) 0.33K to 0 |