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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Sep-18 3:03 PM View:  | First Trust Dynamic Europe ... (FDEU) | 10-Sep-18 | Market Purchase | 3,000 | $15.32 | $45,972.00 | 100% 0 to 3.0K | (5%) |
| 25-Jun-18 5:24 PM View: | First Trust High Income Lon... (FSD) | 25-Jun-18 | Acquisition (other) | 270 | -- | -- | 100% 0 to 0.27K | |
| 31-May-13 5:07 PM View: | Covenant Transportation Gro... (CVLG) | 29-May-13 | Grant | 4,513 | -- | -- | 13% 34.84K to 39.36K | |
| 05-Jun-12 12:42 PM View: | Covenant Transportation Gro... (CVLG) | 01-Jun-12 | Grant | 7,740 | -- | -- | 29% 27.11K to 34.84K | |
| 19-May-11 4:38 PM View: | Covenant Transportation Gro... (CVLG) | 17-May-11 | Grant | 2,677 | -- | -- | 11% 24.43K to 27.11K | |
| 07-May-10 1:48 PM View: | Covenant Transportation Gro... (CVLG) | 06-May-10 | Grant | 3,439 | -- | -- | 16% 20.99K to 24.43K | |
| 05-Apr-10 1:42 PM View: | First Trust/Aberdeen Global... (FAM) | 01-Apr-10 | Market Purchase | 298 | $16.28 | $4,852.63 | 149% 0.2K to 0.5K | 22% |
| 05-Apr-10 1:41 PM View: | First Trust/abrdn Emerging ... (FEO) | 01-Apr-10 | Market Purchase | 254 | $19.13 | $4,858.00 | 127% 0.2K to 0.45K | 14% |
| 05-Apr-10 1:40 PM View: | Macquarie/First Trust Globa... (MFD) | 01-Apr-10 | Market Purchase | 376 | $12.84 | $4,826.34 | 188% 0.2K to 0.58K | 57% |
| 07-May-09 11:32 AM View: | Covenant Transportation Gro... (CVLG) | 05-May-09 | Grant | 10,000 | -- | -- | 91% 10.99K to 20.99K | |
| 26-Jun-08 6:31 PM View: | Covenant Transportation Gro... (CVLG) | 24-Jun-08 | Grant | 5,721 | -- | -- | 109% 5.27K to 10.99K | |
| 03-Aug-07 12:19 PM View: | First Trust/abrdn Emerging ... (FEO) | 01-Aug-07 | Market Purchase | 200 | $18.37 | $3,674.00 | 100% 0 to 0.2K | (39%) |
| 31-Jul-07 3:00 PM View: | Covenant Transportation Gro... (CVLG) | 27-Jul-07 | Market Purchase | 1,000 | $7.40 | $7,396.00 | 23% 4.27K to 5.27K | 134% |
| 24-May-07 6:15 PM View: | Covenant Transportation Gro... (CVLG) | 22-May-07 | Grant | 2,313 | -- | -- | 118% 1.96K to 4.27K | |
| 18-Dec-06 6:19 PM View: | First Trust Value Line Divi... (FVD) | 15-Dec-06 | Disposition (other) | 252 | $16.81 | $4,235.62 | (100%) 0.25K to 0 | 31% |
| 01-Nov-06 5:14 PM View: | Energy Income & Growth Fund (FEN) | 31-Oct-06 | Market Purchase | 300 | $22.82 | $6,846.00 | 100% 0 to 0.3K | 2% |
| 01-Nov-06 5:15 PM View: | First Trust Strategic High ... (FHI) | 31-Oct-06 | Market Purchase | 300 | $21.27 | $6,380.70 | 100% 0 to 0.3K | (75%) |
| 01-Nov-06 5:18 PM View: | First Trust/Fidac Mortgage ... (FMY) | 31-Oct-06 | Market Purchase | 300 | $16.57 | $4,971.00 | 100% 0 to 0.3K | (7%) |
| 01-Nov-06 5:15 PM View: | First Trust Strategic High ... (FHY) | 31-Oct-06 | Market Purchase | 300 | $20.79 | $6,237.00 | 100% 0 to 0.3K | (70%) |
| 25-May-06 4:56 PM View: | Covenant Transportation Gro... (CVLG) | 23-May-06 | Grant | 1,955 | -- | -- | 100% 0 to 1.96K | |
| 09-Mar-05 3:15 PM View: | Macquarie/First Trust Globa... (MFD) | 09-Mar-05 | Market Purchase | 200 | $21.57 | $4,314.00 | 100% 0 to 0.2K | (50%) |
| 09-Mar-05 3:07 PM View: | First Trust Four Corners Se... (FCT) | 09-Mar-05 | Market Purchase | 200 | $19.34 | $3,868.00 | 100% 0 to 0.2K | 5% |
| 17-Feb-05 10:53 AM View: | First Trust/Aberdeen Global... (FAM) | 21-Dec-04 | Market Purchase | 200 | $20.01 | $4,002.00 | 100% 0 to 0.2K | (43%) |
| 17-Feb-05 10:59 AM View: | First Trust Enhanced Equity... (FFA) | 21-Dec-04 | Market Purchase | 200 | $19.49 | $3,898.00 | 100% 0 to 0.2K | (45%) |
| 09-Mar-04 10:00 PM View: | First Trust/Four Corners Se... (FCM) | 08-Mar-04 | Market Purchase | 200 | $19.95 | $3,990.00 | 100% 0 to 0.2K | (45%) |
| 09-Mar-04 10:00 PM View: | First Trust Value Line Divi... (FVD) | 08-Mar-04 | Market Purchase | 200 | $14.71 | $2,942.00 | 100% 0 to 0.2K | 12% |
| 29-Dec-03 10:00 PM View: | First Trust Value Line 100 ... (FVL) | 26-Dec-03 | Market Purchase | 200 | $16.04 | $3,208.00 | 100% 0 to 0.2K | 45% |
| 14-Jan-04 10:00 PM View: | First Trust Value Line 100 ... (FVL) | 26-Dec-03 | Market Purchase Duplicate | 200 | $16.04 | $3,208.00 | 100% 0 to 0.2K | 45% |