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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jun-23 9:30 PM View:  | Oncocyte Corp (OCX) | 23-Jun-23 | Grant | 20,000 | -- | -- | 4% 563.22K to 583.22K | |
| 15-Jun-23 8:13 PM View: | Oncocyte Corp (OCX) | 14-Jun-23 | Private Purchase | 30,000 | $0.21 | $6,447.00 | 6% 533.22K to 563.22K | |
| 27-Dec-22 6:47 PM View: | Oncocyte Corp (OCX) | 22-Dec-22 | Private Purchase | 25,000 | $0.28 | $7,125.00 | 5% 508.22K to 533.22K | |
| 14-Feb-23 10:00 PM View: | BioTime Inc. (LCTX) | 01-Dec-22 | Gift | 25,000 | -- | -- | (< 1%) 6.87M to 6.85M | |
| 17-Aug-22 8:20 PM View: | Oncocyte Corp (OCX) | 15-Aug-22 | Grant | 10,000 | -- | -- | 2% 488.22K to 498.22K | |
| 17-Aug-22 8:20 PM View: | Oncocyte Corp (OCX) | 15-Aug-22 | Purchase | 10,000 | $0.97 | $9,700.00 | 2% 498.22K to 508.22K | |
| 19-Jul-22 4:05 PM View: | Oncocyte Corp (OCX) | 24-Jun-22 | Option Exercise | 10,000 | -- | -- | 3% 384.11K to 394.11K | |
| 11-Feb-22 10:00 PM View: | BioTime Inc. (LCTX) | 01-Dec-21 | Gift | 14,700 | -- | -- | (< 1%) 6.89M to 6.87M | |
| 23-Jun-21 1:15 PM View: | BioTime Inc. (LCTX) | 22-Jun-21 | Option Exercise | 61,800 | $2.20 | $135,960.00 | < 1% 6.83M to 6.89M | |
| 28-Dec-20 9:46 PM View: | Oncocyte Corp (OCX) | 28-Dec-20 | Option Exercise | 65,271 | $1.34 | $87,463.10 | 16% 412.95K to 478.22K | |
| 28-Dec-20 9:46 PM View: | Oncocyte Corp (OCX) | 23-Dec-20 | Option Exercise | 1,237 | $1.34 | $1,657.58 | < 1% 412.62K to 413.85K | |
| 28-Dec-20 9:46 PM View: | Oncocyte Corp (OCX) | 23-Dec-20 | Market Option Sale | 900 | $2.55 | $2,295.00 | (< 1%) 413.85K to 412.95K | |
| 23-Dec-20 9:12 PM View: | Oncocyte Corp (OCX) | 22-Dec-20 | Option Exercise | 10,516 | $1.34 | $14,091.40 | 3% 409.75K to 420.27K | |
| 23-Dec-20 9:12 PM View: | Oncocyte Corp (OCX) | 22-Dec-20 | Option Sale | 7,652 | -- | -- | (2%) 420.27K to 412.62K | |
| 23-Dec-20 9:12 PM View: | Oncocyte Corp (OCX) | 21-Dec-20 | Option Exercise | 47,976 | $1.34 | $64,287.80 | 12% 396.92K to 444.9K | |
| 23-Dec-20 9:12 PM View: | Oncocyte Corp (OCX) | 21-Dec-20 | Option Sale | 35,148 | $0.37 | $13,075.90 | (8%) 444.9K to 409.75K | |
| 15-Dec-20 6:15 AM View: | Oncocyte Corp (OCX) | 11-Dec-20 | Grant | 5,909 | -- | -- | 2% 391.01K to 396.92K | |
| 12-Feb-21 10:00 PM View: | BioTime Inc. (LCTX) | 01-Dec-20 | Gift | 17,500 | -- | -- | (< 1%) 6.84M to 6.83M | |
| 14-Feb-20 10:00 PM View: | BioTime Inc. (LCTX) | 01-Sep-19 | Gift | 32,000 | -- | -- | (< 1%) 6.88M to 6.84M | |
| 05-Apr-19 7:10 PM View: | BioTime Inc. (LCTX) | 08-Mar-19 | Grant | 6,390 | -- | -- | < 1% 6.87M to 6.88M | |
| 14-Feb-19 10:00 PM View: | BioTime Inc. (LCTX) | 01-Nov-18 | Gift | 20,000 | -- | -- | (< 1%) 6.89M to 6.87M | |
| 14-Feb-18 10:00 PM View: | BioTime Inc. (LCTX) | 01-Dec-17 | Gift Duplicate | 100,000 | -- | -- | (1%) 6.99M to 6.89M | |
| 14-Feb-18 10:00 PM View: | BioTime Inc. (LCTX) | 01-Oct-17 | Gift | 10,000 | -- | -- | (< 1%) 7.0M to 6.99M | |
| 21-Aug-17 9:21 PM View: | BioTime Inc. (LCTX) | 17-Aug-17 | Disposition | 300,000 | $2.81 | $843,000.00 | (4%) 7.3M to 7.0M | |
| 02-Aug-17 6:27 PM View: | BioTime Inc. (LCTX) | 31-Jul-17 | Market Sale | 150,000 | $2.80 | $420,000.00 | (2%) 7.45M to 7.3M | (4%) |
| 06-Jan-17 9:56 PM View: | BioTime Inc. (LCTX) | 03-Jan-17 | Disposition (other) | 238,469 | -- | -- | (3%) 7.69M to 7.45M | |
| 06-Jan-17 9:47 PM View: | BioTime Inc. (LCTX) | 01-Dec-16 | Gift Duplicate | 69,300 | -- | -- | (< 1%) 7.76M to 7.69M | |
| 10-Jun-16 4:15 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Jun-16 | Purchase | 4,000 | $2.93 | $11,720.00 | 80% 5.0K to 9.0K | |
| 22-Jan-16 5:01 PM View: | BioTime Inc. (LCTX) | 20-Jan-16 | Market Sale | 300,000 | $2.35 | $705,000.00 | (4%) 7.82M to 7.52M | (23%) |
| 10-Nov-15 9:38 PM View: | BioTime Inc. (LCTX) | 06-Nov-15 | Market Sale | 100,000 | $3.83 | $383,000.00 | (1%) 7.92M to 7.82M | 30% |
| 26-Jun-15 8:30 AM View: | Asterias Biotherapeutics, I... (NONE) | 25-Jun-15 | Purchase | 5,000 | $4.32 | $21,577.00 | 100% 0 to 5.0K | |
| 01-Jul-14 9:02 PM View: | BioTime Inc. (LCTX) | 27-Jun-14 | Option Exercise | 50,000 | $2.30 | $115,000.00 | < 1% 7.99M to 8.04M | |
| 16-May-14 5:50 PM View: | BioTime Inc. (LCTX) | 16-May-14 | Market Sale | 300,000 | $2.45 | $735,000.00 | (4%) 8.29M to 7.99M | (10%) |
| 09-May-14 5:40 PM View: | BioTime Inc. (LCTX) | 08-May-14 | Market Sale | 300,000 | $2.43 | $730,500.00 | (3%) 8.59M to 8.29M | (11%) |
| 14-Feb-14 6:11 PM View: | BioTime Inc. (LCTX) | 31-Dec-13 | Gift | 32,000 | -- | -- | (< 1%) 8.62M to 8.59M | |
| 06-Jun-13 7:07 PM View: | BioTime Inc. (LCTX) | 04-Jun-13 | Sale | 320,000 | -- | -- | (4%) 9.0M to 8.68M | |
| 29-Mar-13 5:05 PM View: | BioTime Inc. (LCTX) | 28-Mar-13 | Market Sale | 200,000 | $3.81 | $762,000.00 | (2%) 9.35M to 9.15M | 29% |
| 18-Dec-12 9:19 PM View: | BioTime Inc. (LCTX) | 14-Dec-12 | Disposition (other) | 57,511 | $4.34 | $249,414.00 | (< 1%) 9.51M to 9.45M | |
| 19-Nov-12 6:00 PM View: | BioTime Inc. (LCTX) | 15-Nov-12 | Market Sale | 344,828 | $2.90 | $1,000,000.00 | (3%) 9.97M to 9.63M | 7% |
| 14-Feb-13 8:34 PM View: | BioTime Inc. (LCTX) | 25-Oct-12 | Acquisition (other) | 180,000 | -- | -- | 2% 9.17M to 9.35M | |
| 31-Jul-12 4:38 PM View: | BioTime Inc. (LCTX) | 30-Jul-12 | Disposition (other) | 140,000 | $4.77 | $667,254.00 | (1%) 10.11M to 9.97M | |
| 14-Feb-11 9:21 PM View: | BioTime Inc. (LCTX) | 01-Dec-10 | Acquisition (other) | 100,000 | -- | -- | < 1% 10.15M to 10.25M | |
| 03-Nov-10 9:44 PM View: | BioTime Inc. (LCTX) | 01-Nov-10 | Exercise (in-the money or at-the-money) | 1,037,060 | $2.00 | $2,074,120.00 | 11% 9.28M to 10.32M | |
| 25-Oct-10 9:06 PM View: | BioTime Inc. (LCTX) | 21-Oct-10 | Exercise (in-the money or at-the-money) | 447,004 | $2.00 | $894,008.00 | 5% 8.5M to 8.94M | |
| 20-Aug-10 9:21 PM View: | BioTime Inc. (LCTX) | 18-Aug-10 | Exercise (in-the money or at-the-money) | 1,000,000 | $1.82 | $1,818,000.00 | 13% 7.5M to 8.5M | |
| 20-Aug-10 9:21 PM View: | BioTime Inc. (LCTX) | 15-Jan-10 | Gift | 17,100 | -- | -- | (< 1%) 7.51M to 7.5M | |
| 16-Feb-10 8:03 PM View: | BioTime Inc. (LCTX) | 15-Dec-09 | Gift | 18,000 | -- | -- | (< 1%) 7.57M to 7.55M | |
| 24-Aug-09 9:47 PM View: | BioTime Inc. (LCTX) | 20-Aug-09 | Acquisition (other) | 166,667 | -- | -- | 2% 7.24M to 7.41M | |
| 24-Aug-09 9:47 PM View: | BioTime Inc. (LCTX) | 20-Aug-09 | Acquisition (other) | 193,246 | -- | -- | 3% 7.41M to 7.6M | |
| 24-Aug-09 9:47 PM View: | BioTime Inc. (LCTX) | 31-Jul-09 | Gift Duplicate | 42,000 | -- | -- | (< 1%) 7.34M to 7.3M |