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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-May-17 6:26 PM View:  | Northern Power Systems Corp. (NPS) | 25-May-17 | Grant | 30,000 | -- | -- | < 1% 4.97M to 5.0M | |
| 02-Dec-16 4:08 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-16 | Grant | 30,000 | -- | -- | < 1% 4.94M to 4.97M | |
| 28-Nov-16 5:44 PM View: | Northern Power Systems Corp. (NPS) | 28-Nov-16 | Grant | 30,000 | -- | -- | < 1% 4.91M to 4.94M | |
| 26-Aug-15 12:29 PM View: | Northern Power Systems Corp. (NPS) | 25-Aug-15 | Grant | 15,000 | -- | -- | < 1% 4.89M to 4.91M | |
| 02-Dec-14 3:36 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-14 | Acquisition (other) Duplicate | 1,779,520 | -- | -- | 36% 4.89M to 6.67M | |
| 02-Dec-14 3:36 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-14 | Disposition (other) Duplicate | 1,779,520 | -- | -- | (27%) 6.67M to 4.89M | |
| 12-Nov-14 4:36 PM View: | Northern Power Systems Corp. (NPS) | 30-Oct-14 | Acquisition (other) Duplicate | 899,761 | -- | -- | 18% 4.89M to 5.79M | |
| 12-Nov-14 4:36 PM View: | Northern Power Systems Corp. (NPS) | 30-Oct-14 | Disposition (other) Duplicate | 899,761 | -- | -- | (16%) 5.79M to 4.89M | |
| 02-Oct-14 6:09 PM View: | Northern Power Systems Corp. (NPS) | 30-Sep-14 | Acquisition (other) Duplicate | 889,762 | -- | -- | 18% 4.89M to 5.78M | |
| 02-Oct-14 6:09 PM View: | Northern Power Systems Corp. (NPS) | 30-Sep-14 | Disposition (other) Duplicate | 889,762 | -- | -- | (15%) 5.78M to 4.89M | |
| 15-Jul-11 4:31 PM View: | Clean Diesel Technologies I... (CDTI) | 05-Jul-11 | Sale | 80,000 | $3.75 | $300,000.00 | (11%) 732.59K to 652.59K | |
| 19-Oct-10 5:14 PM View: | Clean Diesel Technologies I... (CDTI) | 15-Oct-10 | Acquisition (other) | 402,695 | -- | -- | 107% 375.85K to 778.55K | |
| 17-May-07 8:51 PM View: | Comverge, Inc. (COMV) | 15-May-07 | Grant | 1,274 | -- | -- | < 1% 1.34M to 1.34M | |
| 19-Apr-07 7:37 PM View: | Comverge, Inc. (COMV) | 18-Apr-07 | Conversion | 1,291,310 | -- | -- | 2783% 46.4K to 1.34M | |
| 18-Nov-05 9:43 AM View: | Baycorp Holdings Ltd (MWH) | 11-Nov-05 | Disposition (change in control) | 43 | $14.19 | $610.17 | (100%) 43 to 0 | 92% |