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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Jun-22 5:00 PM View:  | Biogen Idec Inc. (BIIB) | 15-Jun-22 | Grant | 1,370 | -- | -- | 177% 0.78K to 2.15K | |
| 02-Jul-21 5:25 PM View: | Biogen Idec Inc. (BIIB) | 01-Jul-21 | Grant | 775 | -- | -- | 100% 0 to 0.78K | |
| 17-May-21 5:23 PM View: | Sempra Energy (SRE) | 14-May-21 | Grant | 833 | -- | -- | 20% 4.15K to 4.98K | |
| 09-Jun-16 6:20 PM View: | Sempra Energy (SRE) | 09-Jun-16 | Option Exercise | 10,000 | $61.98 | $619,800.00 | 56% 17.89K to 27.89K | |
| 09-Jun-16 6:20 PM View: | Sempra Energy (SRE) | 09-Jun-16 | Market Option Sale | 10,000 | $109.69 | $1,096,900.00 | (36%) 27.89K to 17.89K | (9%) |
| 14-May-12 4:57 PM View: | Sempra Energy (SRE) | 10-May-12 | Option Exercise | 15,000 | $44.12 | $661,850.00 | 66% 22.62K to 37.62K | |
| 14-May-12 4:57 PM View: | Sempra Energy (SRE) | 10-May-12 | Market Option Sale (Planned) | 15,000 | $65.02 | $975,300.00 | (40%) 37.62K to 22.62K | (106%) |
| 14-Sep-10 6:13 PM View: | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 150% 6.99K to 17.49K | 3% |
| 14-Sep-10 6:13 PM View: | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 17,489 | $11.00 | $192,379.00 | (100%) 17.49K to 0 | < 1% |
| 22-Jun-09 5:38 PM View: | Sempra Energy (SRE) | 19-Jun-09 | Option Exercise | 5,000 | $17.00 | $85,000.00 | 140% 3.56K to 8.56K | |
| 22-Jun-09 5:38 PM View: | Sempra Energy (SRE) | 19-Jun-09 | Market Option Sale (Planned) | 5,000 | $49.19 | $245,950.00 | (58%) 8.56K to 3.56K | (199%) |
| 29-Jun-09 4:52 PM View: | Southwest Water Co. (SWWC) | 05-May-09 | Acquisition (other) | 18 | $5.75 | $103.50 | < 1% 6.97K to 6.99K | (4%) |
| 29-Jun-09 4:52 PM View: | Southwest Water Co. (SWWC) | 22-Jan-09 | Acquisition (other) | 30 | $3.46 | $103.80 | < 1% 6.94K to 6.97K | 60% |
| 29-Jun-09 4:52 PM View: | Southwest Water Co. (SWWC) | 17-Oct-08 | Acquisition (other) | 24 | $10.32 | $247.68 | < 1% 6.92K to 6.94K | (46%) |
| 29-Jun-09 4:52 PM View: | Southwest Water Co. (SWWC) | 18-Jul-08 | Acquisition (other) | 26 | $9.73 | $252.98 | < 1% 6.89K to 6.92K | (43%) |
| 31-Jan-08 4:58 PM View: | Southwest Water Co. (SWWC) | 29-Jan-08 | Grant | 2,756 | -- | -- | 67% 4.13K to 6.88K | |
| 19-Sep-07 5:18 PM View: | Sempra Energy (SRE) | 18-Sep-07 | Option Exercise | 25,000 | $26.24 | $655,950.00 | 711% 3.51K to 28.51K | |
| 19-Sep-07 5:18 PM View: | Sempra Energy (SRE) | 18-Sep-07 | Market Option Sale (Planned) | 25,000 | $58.00 | $1,450,000.00 | (88%) 28.51K to 3.51K | (132%) |
| 12-Sep-07 5:07 PM View: | Sempra Energy (SRE) | 11-Sep-07 | Option Exercise | 15,000 | $26.87 | $403,050.00 | 427% 3.51K to 18.51K | |
| 12-Sep-07 5:07 PM View: | Sempra Energy (SRE) | 11-Sep-07 | Market Option Sale (Planned) | 15,000 | $56.00 | $840,000.00 | (81%) 18.51K to 3.51K | (140%) |
| 02-Apr-07 10:00 PM View: | Southwest Water Co. (SWWC) | 30-Mar-07 | Market Purchase | 2,350 | $14.43 | $33,921.80 | 132% 1.78K to 4.13K | (61%) |
| 03-Jan-05 12:54 PM View: | Southwest Water Co. (SWWC) | 30-Dec-04 | Market Purchase | 1,700 | $13.25 | $22,525.00 | 100% 0 to 1.7K | (56%) |