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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-24 6:14 PM View:  | Lindblad Expeditions Holdin... (LIND) | 31-Dec-23 | Grant | 1,220 | -- | -- | 2% 73.69K to 74.91K | |
| 03-Oct-23 4:40 PM View: | Lindblad Expeditions Holdin... (LIND) | 30-Sep-23 | Grant | 1,909 | -- | -- | 3% 71.78K to 73.69K | |
| 10-Aug-23 5:32 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-23 | Grant | 8,276 | -- | -- | 13% 63.5K to 71.78K | |
| 05-Jul-23 4:42 PM View: | Lindblad Expeditions Holdin... (LIND) | 30-Jun-23 | Grant | 1,263 | -- | -- | 2% 62.24K to 63.5K | |
| 04-Apr-23 5:32 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Mar-23 | Grant | 1,438 | -- | -- | 2% 60.8K to 62.24K | |
| 03-Jan-23 4:39 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Dec-22 | Grant | 1,785 | -- | -- | 3% 59.02K to 60.8K | |
| 04-Oct-22 9:28 AM View: | Lindblad Expeditions Holdin... (LIND) | 30-Sep-22 | Grant | 2,034 | -- | -- | 4% 56.98K to 59.02K | |
| 09-Aug-22 7:34 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-22 | Grant | 9,615 | -- | -- | 20% 47.37K to 56.98K | |
| 01-Jul-22 7:52 PM View: | Lindblad Expeditions Holdin... (LIND) | 30-Jun-22 | Grant | 1,697 | -- | -- | 4% 45.67K to 47.37K | |
| 04-Apr-22 5:26 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Mar-22 | Grant | 911 | $15.08 | $13,737.90 | 2% 44.76K to 45.67K | |
| 10-Jan-22 4:52 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Dec-21 | Grant | 881 | -- | -- | 2% 43.88K to 44.76K | |
| 04-Oct-21 4:12 PM View: | Lindblad Expeditions Holdin... (LIND) | 30-Sep-21 | Grant | 942 | -- | -- | 2% 42.94K to 43.88K | |
| 10-Aug-21 4:11 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-21 | Grant | 5,655 | -- | -- | 15% 37.28K to 42.94K | |
| 12-Aug-19 4:15 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-19 | Grant | 3,951 | -- | -- | 14% 27.48K to 31.43K | |
| 10-Aug-18 4:22 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-18 | Grant | 5,522 | -- | -- | 25% 21.96K to 27.48K | |
| 10-Aug-17 5:04 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-17 | Grant | 7,190 | -- | -- | 49% 14.77K to 21.96K | |
| 10-Aug-16 9:48 AM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-16 | Grant | 8,108 | -- | -- | 122% 6.66K to 14.77K | |
| 05-Jan-16 4:58 PM View: | Lindblad Expeditions Holdin... (LIND) | 04-Jan-16 | Grant | 6,660 | -- | -- | 100% 0 to 6.66K | |
| 09-Feb-15 7:01 AM View: | Royal Caribbean Cruises Ltd. (RCL) | 06-Feb-15 | Grant | 1,575 | -- | -- | 7% 21.46K to 23.04K | |
| 13-Jan-15 6:23 PM View: | Kate Spade & Co (KATE) | 10-Jan-15 | Grant | 3,551 | -- | -- | 5% 69.58K to 73.13K | |
| 14-Nov-14 10:00 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 14-Nov-14 | Option Exercise | 1,049 | $51.23 | $53,740.30 | 5% 21.46K to 22.51K | |
| 14-Nov-14 10:00 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 14-Nov-14 | Market Option Sale | 1,049 | $69.62 | $73,031.50 | (5%) 22.51K to 21.46K | (1%) |
| 03-Mar-14 6:27 PM View: | Kate Spade & Co (KATE) | 27-Feb-14 | Market Sale | 42,496 | $35.02 | $1,488,260.00 | (38%) 112.07K to 69.58K | 48% |
| 05-Feb-14 8:34 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 05-Feb-14 | Grant | 2,470 | -- | -- | 13% 18.99K to 21.46K | |
| 14-Jan-14 8:18 PM View: | Kate Spade & Co (KATE) | 10-Jan-14 | Grant | 3,170 | -- | -- | 3% 108.9K to 112.07K | |
| 14-Nov-13 5:28 PM View: | Northern Tier Energy LP (NTI) | 12-Nov-13 | Sale Duplicate | 35,622,500 | -- | -- | (100%) 35.62M to 0 | |
| 31-Jul-13 6:43 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 31-Jul-13 | Option Exercise | 1,931 | $31.38 | $60,585.10 | 5% 42.52K to 44.45K | |
| 31-Jul-13 6:43 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 31-Jul-13 | Market Option Sale | 1,931 | $37.86 | $73,116.50 | (4%) 44.45K to 42.52K | (91%) |
| 31-Jul-13 6:43 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 31-Jul-13 | Market Sale | 23,521 | $37.86 | $890,613.00 | (55%) 42.52K to 18.99K | (91%) |
| 29-Mar-13 4:08 PM View: | Hyatt Hotels Corp (H) | 28-Mar-13 | Option Exercise | 2,884 | -- | -- | 64% 4.53K to 7.41K | |
| 11-Feb-13 5:48 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 11-Feb-13 | Option Exercise | 6,433 | $7.26 | $46,735.70 | 15% 42.52K to 48.95K | |
| 11-Feb-13 5:48 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 11-Feb-13 | Market Option Sale | 6,433 | $36.12 | $232,332.00 | (13%) 48.95K to 42.52K | (102%) |
| 11-Feb-13 6:35 AM View: | Royal Caribbean Cruises Ltd. (RCL) | 08-Feb-13 | Grant | 3,335 | -- | -- | 9% 39.18K to 42.52K | |
| 14-Jan-13 5:35 PM View: | Kate Spade & Co (KATE) | 10-Jan-13 | Grant | 7,764 | -- | -- | 8% 101.14K to 108.9K | |
| 14-Nov-12 5:30 PM View: | Northern Tier Energy LP (NTI) | 09-Nov-12 | Option Exercise Duplicate | 18,383,000 | -- | -- | 34% 54.84M to 73.23M | |
| 03-Apr-12 5:58 PM View: | Hyatt Hotels Corp (H) | 30-Mar-12 | Option Exercise | 1,838 | -- | -- | 68% 2.69K to 4.53K | |
| 15-Feb-12 8:03 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 15-Feb-12 | Grant | 3,976 | -- | -- | 11% 35.2K to 39.18K | |
| 12-Jan-12 5:35 PM View: | Kate Spade & Co (KATE) | 10-Jan-12 | Grant | 11,574 | -- | -- | 13% 89.56K to 101.14K | |
| 05-Aug-11 5:16 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 05-Aug-11 | Market Purchase | 17,000 | $26.09 | $443,530.00 | 93% 18.2K to 35.2K | 187% |
| 08-Feb-11 9:08 PM View: | Royal Caribbean Cruises Ltd. (RCL) | 08-Feb-11 | Grant | 2,599 | -- | -- | 17% 15.61K to 18.2K | |
| 02-Feb-11 7:46 PM View: | Kate Spade & Co (KATE) | 31-Jan-11 | Option Exercise | 160 | -- | -- | < 1% 89.56K to 89.72K | |
| 12-Jan-11 4:38 PM View: | Kate Spade & Co (KATE) | 10-Jan-11 | Grant | 17,391 | -- | -- | 24% 72.17K to 89.56K | |
| 05-Jan-21 4:17 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Dec-10 | Grant | 1,645 | -- | -- | 5% 34.78K to 36.42K | |
| 03-Jan-11 5:07 PM View: | Hyatt Hotels Corp (H) | 30-Dec-10 | Grant | 415 | -- | -- | 18% 2.27K to 2.69K | |
| 19-Nov-10 9:56 AM View: | Royal Caribbean Cruises Ltd. (RCL) | 18-Nov-10 | Option Exercise | 2,145 | $7.26 | $15,583.40 | 14% 15.61K to 17.75K | |
| 19-Nov-10 9:56 AM View: | Royal Caribbean Cruises Ltd. (RCL) | 18-Nov-10 | Market Option Sale | 2,145 | $42.00 | $90,090.00 | (12%) 17.75K to 15.61K | (77%) |
| 10-Nov-10 2:28 PM View: | Mariner Energy Inc. (ME) | 10-Nov-10 | Disposition | 68,170 | -- | -- | (100%) 68.17K to 0 | |
| 02-Oct-20 5:07 PM View: | Lindblad Expeditions Holdin... (LIND) | 30-Sep-10 | Grant | 3,349 | -- | -- | 11% 31.43K to 34.78K | |
| 01-Oct-10 4:20 PM View: | Hyatt Hotels Corp (H) | 29-Sep-10 | Grant | 497 | -- | -- | 28% 1.77K to 2.27K | |
| 11-Aug-20 4:51 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-10 | Grant | 3,532 | -- | -- | 11% 31.43K to 34.96K |