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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Mar-17 7:51 PM View:  | Broadcom Ltd (AVGO) | 28-Mar-17 | Option Exercise | 10,000 | $10.00 | $100,000.00 | 22% 45.6K to 55.6K | |
| 29-Mar-17 7:51 PM View: | Broadcom Ltd (AVGO) | 28-Mar-17 | Market Option Sale | 10,000 | $221.50 | $2,215,030.00 | (18%) 55.6K to 45.6K | (82%) |
| 20-Mar-17 8:38 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Option Sale | 1,524 | $222.07 | $338,441.00 | (3%) 47.33K to 45.81K | (82%) |
| 20-Mar-17 8:38 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Sale | 205 | $222.07 | $45,525.20 | (< 1%) 45.81K to 45.6K | (82%) |
| 20-Mar-17 8:38 PM View: | Broadcom Ltd (AVGO) | 16-Mar-17 | Market Option Sale | 1,726 | $222.43 | $383,923.00 | (4%) 49.06K to 47.33K | (81%) |
| 16-Mar-17 6:48 PM View: | Broadcom Ltd (AVGO) | 15-Mar-17 | Option Exercise | 5,000 | $10.00 | $50,000.00 | 11% 45.81K to 50.81K | |
| 20-Mar-17 8:38 PM View: | Broadcom Ltd (AVGO) | 15-Mar-17 | Option Exercise | 3,250 | -- | -- | 7% 45.81K to 49.06K | |
| 16-Mar-17 6:48 PM View: | Broadcom Ltd (AVGO) | 15-Mar-17 | Market Option Sale | 5,000 | $226.41 | $1,132,060.00 | (10%) 50.81K to 45.81K | (77%) |
| 14-Mar-17 6:41 PM View: | Broadcom Ltd (AVGO) | 13-Mar-17 | Option Exercise | 5,000 | $10.22 | $51,100.00 | 11% 45.67K to 50.67K | |
| 14-Mar-17 6:41 PM View: | Broadcom Ltd (AVGO) | 13-Mar-17 | Market Option Sale | 5,000 | $226.28 | $1,131,380.00 | (10%) 50.67K to 45.67K | (78%) |
| 09-Mar-17 5:34 PM View: | Broadcom Ltd (AVGO) | 08-Mar-17 | Market Sale | 1,696 | $220.00 | $373,122.00 | (4%) 47.36K to 45.67K | (83%) |
| 07-Mar-17 7:58 PM View: | Broadcom Ltd (AVGO) | 03-Mar-17 | Grant | 5,000 | -- | -- | 12% 42.36K to 47.36K | |
| 21-Dec-16 8:49 PM View: | Broadcom Ltd (AVGO) | 20-Dec-16 | Option Exercise | 2,500 | $10.22 | $25,550.00 | 6% 42.36K to 44.86K | |
| 21-Dec-16 8:49 PM View: | Broadcom Ltd (AVGO) | 20-Dec-16 | Market Option Sale | 2,500 | $183.00 | $457,500.00 | (6%) 44.86K to 42.36K | (120%) |
| 19-Dec-16 6:12 PM View: | Broadcom Ltd (AVGO) | 16-Dec-16 | Market Sale | 131 | $179.68 | $23,538.50 | (< 1%) 42.49K to 42.36K | (124%) |
| 19-Dec-16 6:12 PM View: | Broadcom Ltd (AVGO) | 15-Dec-16 | Option Exercise | 2,500 | $10.22 | $25,550.00 | 6% 42.49K to 44.99K | |
| 19-Dec-16 6:12 PM View: | Broadcom Ltd (AVGO) | 15-Dec-16 | Market Option Sale | 2,500 | $181.00 | $452,500.00 | (6%) 44.99K to 42.49K | (122%) |
| 15-Dec-16 6:04 PM View: | Broadcom Ltd (AVGO) | 13-Dec-16 | Option Exercise | 2,500 | $10.22 | $25,550.00 | 6% 42.49K to 44.99K | |
| 15-Dec-16 6:04 PM View: | Broadcom Ltd (AVGO) | 13-Dec-16 | Market Option Sale | 2,500 | $180.28 | $450,700.00 | (6%) 44.99K to 42.49K | (124%) |
| 08-Dec-16 6:16 PM View: | Broadcom Ltd (AVGO) | 07-Dec-16 | Market Sale | 392 | $164.92 | $64,649.00 | (< 1%) 42.88K to 42.49K | (145%) |
| 08-Dec-16 6:16 PM View: | Broadcom Ltd (AVGO) | 06-Dec-16 | Grant | 1,000 | -- | -- | 2% 41.88K to 42.88K | |
| 14-Sep-16 5:53 PM View: | Broadcom Ltd (AVGO) | 12-Sep-16 | Option Exercise | 2,500 | $10.22 | $25,550.00 | 6% 41.88K to 44.38K | |
| 14-Sep-16 5:53 PM View: | Broadcom Ltd (AVGO) | 12-Sep-16 | Market Option Sale | 2,500 | $164.50 | $411,250.00 | (6%) 44.38K to 41.88K | (146%) |
| 11-Jul-16 8:57 PM View: | Broadcom Ltd (AVGO) | 08-Jul-16 | Option Exercise | 8,000 | $10.22 | $81,760.00 | 19% 41.88K to 49.88K | |
| 11-Jul-16 8:57 PM View: | Broadcom Ltd (AVGO) | 08-Jul-16 | Market Option Sale | 8,000 | $154.37 | $1,234,960.00 | (16%) 49.88K to 41.88K | (162%) |
| 19-Apr-16 6:36 PM View: | Broadcom Ltd (AVGO) | 18-Apr-16 | Market Option Sale | 916 | $155.19 | $142,153.00 | (2%) 42.8K to 41.88K | (160%) |
| 19-Apr-16 6:36 PM View: | Broadcom Ltd (AVGO) | 15-Apr-16 | Option Exercise | 1,750 | -- | -- | 4% 41.05K to 42.8K | |
| 12-Apr-16 7:19 PM View: | Broadcom Ltd (AVGO) | 08-Apr-16 | Option Exercise | 3,000 | $10.22 | $30,660.00 | 7% 41.05K to 44.05K | |
| 12-Apr-16 7:19 PM View: | Broadcom Ltd (AVGO) | 08-Apr-16 | Market Option Sale | 3,000 | $156.00 | $468,000.00 | (7%) 44.05K to 41.05K | (159%) |
| 05-Apr-16 6:25 PM View: | Broadcom Ltd (AVGO) | 01-Apr-16 | Option Exercise | 2,000 | $10.22 | $20,440.00 | 5% 41.05K to 43.05K | |
| 05-Apr-16 6:25 PM View: | Broadcom Ltd (AVGO) | 01-Apr-16 | Market Option Sale | 2,000 | $157.75 | $315,500.00 | (5%) 43.05K to 41.05K | (156%) |
| 01-Apr-16 5:16 PM View: | Broadcom Ltd (AVGO) | 30-Mar-16 | Option Exercise | 2,000 | $10.22 | $20,440.00 | 5% 41.05K to 43.05K | |
| 01-Apr-16 5:16 PM View: | Broadcom Ltd (AVGO) | 30-Mar-16 | Market Option Sale | 2,000 | $157.00 | $314,000.00 | (5%) 43.05K to 41.05K | (157%) |
| 30-Mar-16 8:24 PM View: | Broadcom Ltd (AVGO) | 28-Mar-16 | Option Exercise | 5,000 | $10.22 | $51,100.00 | 12% 41.05K to 46.05K | |
| 30-Mar-16 8:24 PM View: | Broadcom Ltd (AVGO) | 28-Mar-16 | Market Option Sale | 5,000 | $153.04 | $765,200.00 | (11%) 46.05K to 41.05K | (164%) |
| 18-Mar-16 8:02 PM View: | Broadcom Ltd (AVGO) | 16-Mar-16 | Market Sale | 923 | $148.01 | $136,610.00 | (2%) 41.97K to 41.05K | (173%) |
| 11-Mar-16 6:56 PM View: | Broadcom Ltd (AVGO) | 09-Mar-16 | Market Sale | 5,618 | $141.30 | $793,840.00 | (12%) 47.41K to 41.79K | (186%) |
| 03-Mar-16 5:50 PM View: | Broadcom Ltd (AVGO) | 01-Mar-16 | Grant | 6,000 | -- | -- | 14% 41.41K to 47.41K | |
| 03-Feb-16 5:10 PM View: | Avago Technologies Ltd (AVCEDD) | 01-Feb-16 | Disposition | 41,407 | -- | -- | (100%) 41.41K to 0 | |
| 03-Feb-16 5:25 PM View: | Broadcom Ltd (AVGO) | 01-Feb-16 | Grant | 41,407 | -- | -- | 100% 0 to 41.41K | |
| 11-Dec-15 4:35 PM View: | Avago Technologies Ltd (AVCEDD) | 09-Dec-15 | Sale | 394 | $147.17 | $57,985.80 | (< 1%) 41.8K to 41.41K | |
| 09-Dec-15 6:13 PM View: | Avago Technologies Ltd (AVCEDD) | 07-Dec-15 | Grant | 1,000 | -- | -- | 2% 40.8K to 41.8K | |
| 15-Sep-15 5:37 PM View: | Avago Technologies Ltd (AVCEDD) | 11-Sep-15 | Option Exercise | 5,000 | $10.22 | $51,100.00 | 12% 40.79K to 45.79K | |
| 15-Sep-15 5:37 PM View: | Avago Technologies Ltd (AVCEDD) | 11-Sep-15 | Option Sale | 5,000 | $130.06 | $650,300.00 | (11%) 45.79K to 40.79K | |
| 09-Jun-15 8:16 PM View: | Avago Technologies Ltd (AVCEDD) | 05-Jun-15 | Option Exercise | 5,000 | $10.22 | $51,100.00 | 12% 40.79K to 45.79K | |
| 09-Jun-15 8:16 PM View: | Avago Technologies Ltd (AVCEDD) | 05-Jun-15 | Option Sale | 5,000 | $143.52 | $717,625.00 | (11%) 45.79K to 40.79K | |
| 23-Mar-15 5:25 PM View: | Avago Technologies Ltd (AVCEDD) | 20-Mar-15 | Option Exercise | 5,000 | $10.22 | $51,100.00 | 12% 40.79K to 45.79K | |
| 23-Mar-15 5:25 PM View: | Avago Technologies Ltd (AVCEDD) | 20-Mar-15 | Option Sale | 5,000 | $134.00 | $670,000.00 | (11%) 45.79K to 40.79K | |
| 20-Mar-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Mar-15 | Option Exercise | 5,000 | $10.22 | $51,100.00 | 12% 40.79K to 45.79K | |
| 20-Mar-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Mar-15 | Option Sale | 5,000 | $130.00 | $650,000.00 | (11%) 45.79K to 40.79K |