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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jul-24 7:43 PM View:  | Sunrise Realty Trust, Inc. (SUNS) | 10-Jul-24 | Market Purchase | 1,000 | $10.90 | $10,900.00 | 34% 2.98K to 3.98K | 33% |
| 25-Jan-24 5:22 PM View: | Afc Gamma, Inc. (AFCG) | 24-Jan-24 | Grant | 1,282 | $11.70 | $14,999.40 | 17% 7.65K to 8.93K | |
| 05-Jan-23 6:01 PM View: | Afc Gamma, Inc. (AFCG) | 03-Jan-23 | Grant | 963 | $15.57 | $14,993.90 | 14% 6.68K to 7.65K | |
| 19-Oct-17 5:42 PM View: | Fifth Street Asset Manageme... (FSAM) | 17-Oct-17 | Payment of Exercise | 35,685 | $3.95 | $140,956.00 | (20%) 176.93K to 141.24K | |
| 19-Oct-17 5:42 PM View: | Fifth Street Asset Manageme... (FSAM) | 17-Oct-17 | Option Exercise | 76,366 | -- | -- | 76% 100.56K to 176.93K | |
| 18-Oct-17 9:00 PM View: | Fifth Street Asset Manageme... (FSAM) | 16-Oct-17 | Option Exercise | 72,700 | -- | -- | 261% 27.86K to 100.56K | |
| 18-Oct-17 9:00 PM View: | Fifth Street Asset Manageme... (FSAM) | 03-Oct-17 | Payment of Exercise | 24,457 | $3.90 | $95,382.30 | (47%) 52.32K to 27.86K | |
| 18-Oct-17 9:00 PM View: | Fifth Street Asset Manageme... (FSAM) | 03-Oct-17 | Option Exercise | 52,317 | -- | -- | 100% 0 to 52.32K | |
| 15-Dec-14 6:32 PM View: | Fifth Street Senior Floatin... (OCSI) | 11-Dec-14 | Market Purchase | 2,000 | $10.04 | $20,072.00 | 200% 1.0K to 3.0K | (31%) |
| 12-Aug-13 2:26 PM View: | Fifth Street Senior Floatin... (OCSI) | 09-Aug-13 | Market Purchase | 1,000 | $13.95 | $13,950.00 | 100% 0 to 1.0K | (50%) |
| 21-Sep-11 2:49 PM View: | Fifth Street Finance Corp. (OCSL) | 21-Sep-11 | Market Purchase | 10,000 | $9.63 | $96,304.50 | 100% 0 to 10.0K | (24%) |
| 27-Dec-04 5:17 PM View: | Morgan Stanley (MS) | 23-Dec-04 | Gift | 585 | -- | -- | (2%) 34.61K to 34.02K | |
| 27-Dec-04 5:17 PM View: | Morgan Stanley (MS) | 23-Dec-04 | Option Exercise | 3,702 | $9.02 | $33,392.00 | 12% 30.91K to 34.61K | |
| 27-Dec-04 5:17 PM View: | Morgan Stanley (MS) | 23-Dec-04 | Market Option Sale | 3,702 | $55.26 | $204,573.00 | (11%) 34.02K to 30.32K | (21%) |
| 16-Dec-04 6:11 PM View: | Morgan Stanley (MS) | 14-Dec-04 | Grant | 9,156 | -- | -- | 42% 21.75K to 30.91K | |
| 09-Sep-04 12:01 PM View: | Morgan Stanley (MS) | 08-Sep-04 | Payment of Exercise | 510 | $52.53 | $26,790.30 | (2%) 22.23K to 21.72K | (28%) |
| 24-Dec-03 10:00 PM View: | Morgan Stanley (MS) | 23-Dec-03 | Gift | 547 | -- | -- | (2%) 22.46K to 21.91K | |
| 02-Dec-03 10:00 PM View: | Morgan Stanley (MS) | 28-Nov-03 | Grant | 4,118 | -- | -- | 22% 18.34K to 22.46K | |
| 09-Sep-03 10:00 PM View: | Morgan Stanley (MS) | 08-Sep-03 | Payment of Exercise | 403 | $48.55 | $19,565.70 | (2%) 18.72K to 18.32K | (41%) |