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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-17 3:07 PM View:  | NewStar Financial, Inc. (NEWS) | 22-Dec-17 | Disposition | 126,455 | -- | -- | (100%) 126.45K to 0 | |
| 18-May-17 4:11 PM View: | NewStar Financial, Inc. (NEWS) | 16-May-17 | Grant | 10,309 | -- | -- | 9% 116.15K to 126.45K | |
| 03-May-17 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 01-May-17 | Payment of Exercise | 11,437 | $10.86 | $124,206.00 | (9%) 127.58K to 116.15K | (10%) |
| 03-May-17 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 01-May-17 | Option Exercise | 15,000 | $8.28 | $124,200.00 | 13% 112.58K to 127.58K | |
| 16-May-16 5:52 PM View: | NewStar Financial, Inc. (NEWS) | 12-May-16 | Grant | 13,458 | -- | -- | 14% 99.13K to 112.58K | |
| 05-Jan-16 6:18 PM View: | Investment Technology Group... (ITG) | 01-Jan-16 | Grant | 388 | $17.02 | $6,603.76 | < 1% 135.19K to 135.57K | 77% |
| 15-Dec-15 6:37 PM View: | Investment Technology Group... (ITG) | 11-Dec-15 | Grant | 309 | $17.38 | $5,363.82 | < 1% 134.88K to 135.19K | 74% |
| 12-Nov-15 4:12 PM View: | Investment Technology Group... (ITG) | 10-Nov-15 | Market Purchase | 300 | $19.81 | $5,943.00 | < 1% 134.58K to 134.88K | 53% |
| 12-Nov-15 4:17 PM View: | NewStar Financial, Inc. (NEWS) | 10-Nov-15 | Market Purchase | 300 | $9.75 | $2,925.00 | < 1% 98.83K to 99.13K | 22% |
| 02-Oct-15 4:21 PM View: | Investment Technology Group... (ITG) | 01-Oct-15 | Grant | 3,019 | $13.25 | $40,001.80 | 2% 131.56K to 134.58K | 129% |
| 14-Sep-15 9:50 PM View: | Investment Technology Group... (ITG) | 10-Sep-15 | Grant | 398 | $13.50 | $5,378.94 | < 1% 131.16K to 131.56K | 124% |
| 02-Jul-15 4:26 PM View: | Investment Technology Group... (ITG) | 01-Jul-15 | Grant | 1,591 | $25.15 | $40,013.60 | 1% 129.57K to 131.16K | 21% |
| 25-Jun-15 4:14 PM View: | Investment Technology Group... (ITG) | 23-Jun-15 | Payment of Exercise | 3,931 | $25.27 | $99,336.40 | (3%) 133.5K to 129.57K | (20%) |
| 25-Jun-15 4:14 PM View: | Investment Technology Group... (ITG) | 23-Jun-15 | Option Exercise | 5,695 | $17.44 | $99,320.80 | 4% 127.81K to 133.5K | |
| 12-Jun-15 5:22 PM View: | Investment Technology Group... (ITG) | 11-Jun-15 | Grant | 2,722 | -- | -- | 2% 125.08K to 127.81K | |
| 09-Jun-15 5:14 PM View: | Investment Technology Group... (ITG) | 05-Jun-15 | Grant | 195 | $27.44 | $5,363.42 | < 1% 124.89K to 125.08K | 11% |
| 14-May-15 4:27 PM View: | NewStar Financial, Inc. (NEWS) | 12-May-15 | Grant | 9,337 | -- | -- | 10% 89.17K to 98.51K | |
| 14-May-15 4:27 PM View: | NewStar Financial, Inc. (NEWS) | 12-May-15 | Option Exercise | 313 | $6.40 | $2,003.20 | < 1% 98.51K to 98.83K | |
| 06-Apr-15 4:13 PM View: | Investment Technology Group... (ITG) | 01-Apr-15 | Grant | 1,328 | $30.14 | $40,025.90 | 1% 123.56K to 124.89K | 1% |
| 06-Jan-15 4:21 PM View: | Investment Technology Group... (ITG) | 02-Jan-15 | Grant | 1,972 | $20.29 | $40,011.90 | 2% 121.59K to 123.56K | 50% |
| 02-Oct-14 4:04 PM View: | Investment Technology Group... (ITG) | 01-Oct-14 | Grant | 2,539 | $15.76 | $40,014.60 | 2% 119.05K to 121.59K | 94% |
| 03-Jul-14 4:11 PM View: | Investment Technology Group... (ITG) | 01-Jul-14 | Grant | 2,337 | $17.12 | $40,009.40 | 2% 116.71K to 119.05K | 78% |
| 13-Jun-14 4:11 PM View: | Investment Technology Group... (ITG) | 12-Jun-14 | Grant | 3,996 | -- | -- | 4% 112.72K to 116.71K | |
| 22-May-14 4:13 PM View: | NewStar Financial, Inc. (NEWS) | 20-May-14 | Grant | 7,936 | -- | -- | 10% 81.24K to 89.17K | |
| 03-Apr-14 4:32 PM View: | Investment Technology Group... (ITG) | 01-Apr-14 | Grant | 1,984 | $20.17 | $40,017.30 | 2% 110.73K to 112.72K | 51% |
| 03-Jan-14 5:39 PM View: | Investment Technology Group... (ITG) | 02-Jan-14 | Grant | 1,947 | $20.55 | $40,010.80 | 2% 108.79K to 110.73K | 48% |
| 03-Oct-13 4:12 PM View: | Investment Technology Group... (ITG) | 01-Oct-13 | Grant | 2,537 | $15.77 | $40,008.50 | 2% 106.25K to 108.79K | 93% |
| 03-Jul-13 4:44 PM View: | Investment Technology Group... (ITG) | 01-Jul-13 | Grant | 2,773 | $14.43 | $40,014.40 | 3% 103.48K to 106.25K | 111% |
| 12-Jun-13 4:16 PM View: | Investment Technology Group... (ITG) | 11-Jun-13 | Grant | 5,129 | -- | -- | 5% 98.35K to 103.48K | |
| 09-May-13 4:33 PM View: | NewStar Financial, Inc. (NEWS) | 07-May-13 | Grant | 8,250 | -- | -- | 11% 72.99K to 81.24K | |
| 03-Apr-13 4:50 PM View: | Investment Technology Group... (ITG) | 01-Apr-13 | Grant | 3,677 | $10.88 | $40,005.80 | 4% 94.67K to 98.35K | 180% |
| 04-Jan-13 4:32 PM View: | Investment Technology Group... (ITG) | 02-Jan-13 | Grant | 4,215 | $9.49 | $40,000.30 | 5% 90.46K to 94.67K | 221% |
| 28-Dec-12 4:14 PM View: | NewStar Financial, Inc. (NEWS) | 26-Dec-12 | Option Exercise | 29,687 | $4.28 | $126,997.00 | 69% 43.3K to 72.99K | |
| 03-Oct-12 6:47 PM View: | Investment Technology Group... (ITG) | 01-Oct-12 | Grant | 4,562 | $8.77 | $40,008.70 | 5% 85.89K to 90.46K | 248% |
| 05-Jul-12 4:45 PM View: | Investment Technology Group... (ITG) | 02-Jul-12 | Grant | 4,320 | $9.26 | $40,003.20 | 5% 81.57K to 85.89K | 229% |
| 14-Jun-12 5:18 PM View: | Investment Technology Group... (ITG) | 12-Jun-12 | Grant | 7,742 | -- | -- | 10% 73.83K to 81.57K | |
| 11-May-12 4:18 PM View: | NewStar Financial, Inc. (NEWS) | 09-May-12 | Grant | 8,857 | -- | -- | 26% 34.45K to 43.3K | |
| 04-Apr-12 4:32 PM View: | Investment Technology Group... (ITG) | 02-Apr-12 | Grant | 3,376 | $11.85 | $40,005.60 | 5% 70.46K to 73.83K | 157% |
| 05-Jan-12 6:28 PM View: | Investment Technology Group... (ITG) | 03-Jan-12 | Grant | 3,569 | $11.21 | $40,008.50 | 5% 66.89K to 70.46K | 172% |
| 04-Oct-11 5:20 PM View: | Investment Technology Group... (ITG) | 03-Oct-11 | Grant | 4,330 | $9.24 | $40,009.20 | 7% 62.56K to 66.89K | 230% |
| 17-Aug-11 5:27 PM View: | NewStar Financial, Inc. (NEWS) | 16-Aug-11 | Market Purchase | 1,000 | $8.68 | $8,680.00 | 3% 33.45K to 34.45K | 37% |
| 02-Aug-11 5:18 PM View: | Investment Technology Group... (ITG) | 29-Jul-11 | Grant | 2,959 | -- | -- | 5% 59.6K to 62.56K | |
| 06-Jul-11 5:29 PM View: | Investment Technology Group... (ITG) | 01-Jul-11 | Grant | 2,854 | $14.02 | $40,013.10 | 5% 56.74K to 59.6K | 118% |
| 13-May-11 4:41 PM View: | NewStar Financial, Inc. (NEWS) | 11-May-11 | Grant | 4,945 | -- | -- | 17% 28.5K to 33.45K | |
| 05-Apr-11 6:22 PM View: | Investment Technology Group... (ITG) | 01-Apr-11 | Grant | 2,136 | $18.73 | $40,007.30 | 4% 54.61K to 56.74K | 63% |
| 05-Jan-11 6:34 PM View: | Investment Technology Group... (ITG) | 03-Jan-11 | Grant | 2,419 | $16.54 | $40,010.30 | 5% 52.19K to 54.61K | 84% |
| 04-Oct-10 5:36 PM View: | Investment Technology Group... (ITG) | 01-Oct-10 | Grant | 2,800 | $14.29 | $40,012.00 | 6% 49.39K to 52.19K | 114% |
| 06-Jul-10 5:16 PM View: | Investment Technology Group... (ITG) | 01-Jul-10 | Grant | 2,534 | $15.79 | $40,011.90 | 5% 46.85K to 49.39K | 94% |
| 29-Jun-10 5:06 PM View: | Investment Technology Group... (ITG) | 25-Jun-10 | Grant | 2,065 | -- | -- | 5% 44.79K to 46.85K | |
| 04-Jun-10 10:57 AM View: | NewStar Financial, Inc. (NEWS) | 03-Jun-10 | Market Purchase | 1,500 | $6.66 | $9,990.00 | 6% 27.0K to 28.5K | 79% |