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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Aug-19 3:03 PM View:  | DWS Strategic Municipal Inc... (KSM) | 15-Nov-18 | Market Purchase | 21,093 | $10.43 | $220,000.00 | 100% 0 to 21.09K | 15% |
| 17-Dec-14 12:45 PM View: | DWS Global High Income Fund... (LBF) | 17-Dec-14 | Market Purchase | 7,800 | $7.75 | $60,450.00 | 173% 4.5K to 12.3K | 28% |
| 17-Dec-14 12:42 PM View: | Deutsche High Income Opport... (DHG) | 17-Dec-14 | Market Purchase | 4,400 | $13.59 | $59,796.00 | 117% 3.75K to 8.15K | (9%) |
| 07-Oct-14 10:20 AM View: | DWS Global High Income Fund... (LBF) | 06-Oct-14 | Market Purchase | 3,000 | $8.13 | $24,390.00 | 200% 1.5K to 4.5K | 24% |
| 07-Oct-14 10:23 AM View: | Deutsche High Income Opport... (DHG) | 06-Oct-14 | Market Purchase | 1,750 | $14.41 | $25,217.50 | 88% 2.0K to 3.75K | (16%) |
| 07-Oct-10 4:06 PM View: | DWS Global High Income Fund... (LBF) | 05-Oct-10 | Market Purchase | 1,500 | $8.32 | $12,477.00 | 100% 0 to 1.5K | 57% |
| 07-Oct-10 4:04 PM View: | Deutsche High Income Opport... (DHG) | 05-Oct-10 | Market Purchase | 2,000 | $14.38 | $28,754.00 | 100% 0 to 2.0K | (11%) |
| 25-May-07 12:13 PM View: | Diamond Management & Techno... (DTPI) | 23-May-07 | Market Sale | 11,443 | $13.13 | $150,191.00 | (6%) 206.15K to 194.71K | 75% |
| 21-May-07 6:16 PM View: | Diamond Management & Techno... (DTPI) | 17-May-07 | Payment of Exercise | 38,557 | $12.97 | $499,892.00 | (16%) 244.71K to 206.15K | 74% |
| 21-May-07 6:16 PM View: | Diamond Management & Techno... (DTPI) | 17-May-07 | Option Exercise | 50,000 | $8.76 | $438,000.00 | 26% 194.71K to 244.71K | |
| 16-May-07 4:20 PM View: | Diamond Management & Techno... (DTPI) | 15-May-07 | Payment of Exercise | 1,963 | $12.97 | $25,450.30 | (< 1%) 196.67K to 194.71K | 74% |
| 23-Apr-07 4:24 PM View: | Diamond Management & Techno... (DTPI) | 19-Apr-07 | Grant | 19,107 | -- | -- | 11% 176.54K to 195.65K | |
| 16-Feb-07 3:19 PM View: | Diamond Management & Techno... (DTPI) | 15-Feb-07 | Market Option Sale | 14,670 | $14.49 | $212,642.00 | (8%) 191.21K to 176.54K | 77% |
| 16-Feb-07 3:19 PM View: | Diamond Management & Techno... (DTPI) | 14-Feb-07 | Payment of Exercise | 36,379 | $14.43 | $524,949.00 | (16%) 227.59K to 191.21K | 77% |
| 16-Feb-07 3:19 PM View: | Diamond Management & Techno... (DTPI) | 14-Feb-07 | Option Exercise | 50,000 | $8.76 | $438,000.00 | 28% 177.59K to 227.59K | |
| 07-Feb-07 6:00 PM View: | Diamond Management & Techno... (DTPI) | 05-Feb-07 | Disposition | 7,251 | $13.47 | $97,634.70 | (4%) 184.84K to 177.59K | 75% |
| 07-Feb-07 6:00 PM View: | Diamond Management & Techno... (DTPI) | 05-Feb-07 | Option Exercise | 8,300 | $10.82 | $89,806.00 | 5% 176.54K to 184.84K | |
| 17-Nov-06 5:31 PM View: | Diamond Management & Techno... (DTPI) | 15-Nov-06 | Payment of Exercise | 1,963 | $11.88 | $23,320.40 | (1%) 177.48K to 175.52K | 71% |
| 17-May-06 7:04 PM View: | Diamond Management & Techno... (DTPI) | 15-May-06 | Payment of Exercise | 2,276 | $9.69 | $22,054.40 | (1%) 177.71K to 175.44K | 65% |
| 27-Apr-06 4:58 PM View: | Diamond Management & Techno... (DTPI) | 25-Apr-06 | Grant | 31,027 | -- | -- | 21% 145.66K to 176.69K | |
| 10-Nov-05 6:07 PM View: | Diamond Management & Techno... (DTPI) | 08-Nov-05 | Grant | 5,000 | -- | -- | 4% 139.64K to 144.64K | |
| 28-Apr-05 5:24 PM View: | Diamond Management & Techno... (DTPI) | 26-Apr-05 | Grant | 10,502 | -- | -- | 8% 126.89K to 137.39K | |
| 17-Nov-04 5:57 PM View: | Diamond Management & Techno... (DTPI) | 15-Nov-04 | Payment of Exercise | 1,674 | $12.68 | $21,226.30 | (1%) 127.89K to 126.22K | 73% |
| 16-Sep-04 10:00 PM View: | Diamond Management & Techno... (DTPI) | 14-Sep-04 | Grant | 5,000 | -- | -- | 4% 122.22K to 127.22K | |
| 30-Jun-04 4:34 PM View: | Diamond Management & Techno... (DTPI) | 28-Jun-04 | Grant | 50,000 | -- | -- | 70% 71.76K to 121.76K | |
| 12-Apr-04 10:00 PM View: | Diamond Management & Techno... (DTPI) | 08-Apr-04 | Grant | 10,216 | -- | -- | 21% 49.66K to 59.88K | |
| 01-Dec-03 10:00 PM View: | Diamond Management & Techno... (DTPI) | 26-Nov-03 | Market Sale | 1,325 | $8.85 | $11,722.40 | (3%) 50.99K to 49.66K | 62% |
| 16-Oct-03 10:00 PM View: | Diamond Management & Techno... (DTPI) | 14-Oct-03 | Grant | 5,000 | -- | -- | 11% 45.99K to 50.99K |