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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Jan-18 7:13 PM View:  | Telik Inc. (TELK.PK) | 24-Jan-18 | Sale | 17,998 | $0.84 | $15,118.30 | (22%) 82.56K to 64.56K | |
| 24-Jan-18 7:13 PM View: | Telik Inc. (TELK.PK) | 23-Jan-18 | Sale | 17,444 | $0.87 | $15,176.30 | (17%) 100.0K to 82.56K | |
| 12-Jan-18 5:23 PM View: | Telik Inc. (TELK.PK) | 08-Jan-18 | Option Exercise | 100,000 | -- | -- | 100% 0 to 100.0K | |
| 30-Oct-17 9:09 PM View: | Xenetic Biosciences, Inc. (XBIO) | 26-Oct-17 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 27-Aug-09 3:54 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 27-Aug-09 | Disposition | 1,835 | $16.50 | $30,277.50 | (100%) 1.83K to 0 | < 1% |
| 21-Aug-09 5:15 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 20-Aug-09 | Disposition (change in control) | 11,846 | $16.50 | $195,459.00 | (87%) 13.68K to 1.83K | < 1% |
| 03-Jan-08 12:59 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 02-Jan-08 | Grant | 7,342 | -- | -- | 116% 6.34K to 13.68K | |
| 09-Feb-07 4:48 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 07-Feb-07 | Option Exercise | 901 | $13.11 | $11,812.10 | 14% 6.34K to 7.24K | |
| 09-Feb-07 4:48 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 07-Feb-07 | Market Option Sale (Planned) | 901 | $27.80 | $25,047.80 | (12%) 7.24K to 6.34K | 40% |
| 13-Dec-06 4:37 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 11-Dec-06 | Option Exercise | 12,000 | $10.45 | $125,400.00 | 189% 6.34K to 18.34K | |
| 13-Dec-06 4:37 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 11-Dec-06 | Market Option Sale | 12,000 | $25.40 | $304,796.00 | (65%) 18.34K to 6.34K | 34% |
| 27-Oct-06 5:20 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 26-Oct-06 | Option Exercise | 10,000 | $13.11 | $131,100.00 | 158% 6.34K to 16.34K | |
| 27-Oct-06 5:20 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 26-Oct-06 | Market Option Sale (Planned) | 10,000 | $25.80 | $258,000.00 | (61%) 16.34K to 6.34K | 35% |
| 12-Oct-06 4:52 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 10-Oct-06 | Option Exercise | 7,420 | $13.11 | $97,276.20 | 117% 6.34K to 13.76K | |
| 12-Oct-06 4:52 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 10-Oct-06 | Market Option Sale (Planned) | 7,420 | $24.80 | $184,016.00 | (54%) 13.76K to 6.34K | 32% |
| 03-Oct-06 4:38 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 29-Sep-06 | Option Exercise | 2,580 | $13.11 | $33,823.80 | 41% 6.34K to 8.92K | |
| 03-Oct-06 4:38 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 29-Sep-06 | Market Option Sale (Planned) | 2,580 | $24.80 | $63,984.00 | (29%) 8.92K to 6.34K | 32% |
| 13-Sep-06 5:19 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 11-Sep-06 | Option Exercise | 24,000 | $10.45 | $250,800.00 | 379% 6.34K to 30.34K | |
| 13-Sep-06 5:19 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 11-Sep-06 | Option Exercise | 10,000 | $13.11 | $131,100.00 | 33% 30.34K to 40.34K | |
| 13-Sep-06 5:19 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 11-Sep-06 | Market Option Sale | 24,000 | $24.34 | $584,122.00 | (59%) 40.34K to 16.34K | 31% |
| 13-Sep-06 5:19 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 11-Sep-06 | Market Option Sale (Planned) | 10,000 | $24.03 | $240,260.00 | (61%) 16.34K to 6.34K | 30% |
| 11-Aug-06 4:55 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 09-Aug-06 | Payment of Exercise | 2,161 | $20.79 | $44,927.20 | (25%) 8.5K to 6.34K | 19% |
| 11-Aug-06 4:55 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 09-Aug-06 | Option Exercise | 5,100 | $8.81 | $44,931.00 | 150% 3.4K to 8.5K | |
| 26-Jul-06 10:00 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 25-Jul-06 | Option Exercise | 18,000 | $10.00 | $180,000.00 | 529% 3.4K to 21.4K | |
| 26-Jul-06 10:00 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 25-Jul-06 | Market Option Sale (Planned) | 18,000 | $20.00 | $360,000.00 | (84%) 21.4K to 3.4K | 16% |
| 17-Mar-06 2:19 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 15-Mar-06 | Option Exercise | 9,500 | $8.81 | $83,695.00 | 279% 3.4K to 12.9K | |
| 17-Mar-06 2:19 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 15-Mar-06 | Market Option Sale (Planned) | 9,500 | $17.32 | $164,550.00 | (74%) 12.9K to 3.4K | 3% |
| 09-Mar-04 10:00 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 05-Mar-04 | Payment of Exercise | 1,250 | $23.95 | $29,937.50 | (7%) 18.65K to 17.4K | 30% |
| 09-Mar-04 10:00 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 05-Mar-04 | Option Exercise | 17,400 | $5.25 | $91,274.00 | 1392% 1.25K to 18.65K | |
| 09-Mar-04 10:00 PM View: | Noven Pharmaceuticals Inc. (NOVNE.PK) | 05-Mar-04 | Market Option Sale | 14,000 | $23.54 | $329,570.00 | (80%) 17.4K to 3.4K | 29% |