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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jun-23 4:53 PM View:  | Pain Therapeutics Inc. (SAVA) | 12-Jun-23 | Option Exercise | 1,000 | $0.95 | $950.00 | 100% 0 to 1.0K | |
| 23-Dec-16 6:36 PM View: | XOMA Ltd. (XOMA) | 21-Dec-16 | Market Sale | 3,230 | $5.75 | $18,572.50 | (24%) 13.38K to 10.15K | (145%) |
| 22-Mar-16 8:58 PM View: | XOMA Ltd. (XOMA) | 22-Mar-16 | Market Option Sale | 9,500 | $0.78 | $7,454.65 | (3%) 282.33K to 272.83K | 10% |
| 22-Mar-16 8:58 PM View: | XOMA Ltd. (XOMA) | 22-Mar-16 | Market Sale | 5,285 | $0.78 | $4,147.14 | (2%) 272.83K to 267.55K | 10% |
| 22-Mar-16 8:58 PM View: | XOMA Ltd. (XOMA) | 18-Mar-16 | Option Exercise | 9,500 | -- | -- | 3% 272.83K to 282.33K | |
| 29-Feb-16 10:00 PM View: | XOMA Ltd. (XOMA) | 25-Feb-16 | Grant | 140,000 | -- | -- | 105% 132.83K to 272.83K | |
| 03-Feb-16 4:46 PM View: | XOMA Ltd. (XOMA) | 01-Feb-16 | Market Sale | 8,000 | $1.01 | $8,080.00 | (6%) 132.11K to 124.11K | 30% |
| 16-Feb-16 5:31 PM View: | XOMA Ltd. (XOMA) | 31-Dec-15 | Acquisition (other) | 8,721 | $1.38 | $12,000.10 | 7% 124.11K to 132.83K | (49%) |
| 30-Dec-15 5:05 PM View: | XOMA Ltd. (XOMA) | 28-Dec-15 | Market Sale | 8,000 | $1.37 | $10,936.80 | (6%) 140.11K to 132.11K | 49% |
| 25-Nov-15 6:14 PM View: | XOMA Ltd. (XOMA) | 23-Nov-15 | Market Sale | 8,000 | $1.35 | $10,800.00 | (5%) 148.11K to 140.11K | 48% |
| 28-Oct-15 5:44 PM View: | XOMA Ltd. (XOMA) | 26-Oct-15 | Market Sale | 8,000 | $1.04 | $8,357.60 | (5%) 156.11K to 148.11K | 33% |
| 18-Aug-15 9:20 PM View: | XOMA Ltd. (XOMA) | 14-Aug-15 | Disposition | 6,157 | $0.83 | $5,131.86 | (4%) 162.27K to 156.11K | 16% |
| 18-Aug-15 9:20 PM View: | XOMA Ltd. (XOMA) | 14-Aug-15 | Option Exercise | 16,264 | -- | -- | 11% 146.0K to 162.27K | |
| 20-Mar-15 7:30 PM View: | XOMA Ltd. (XOMA) | 18-Mar-15 | Disposition | 8,666 | $4.01 | $34,755.00 | (6%) 154.67K to 146.0K | 82% |
| 20-Mar-15 7:30 PM View: | XOMA Ltd. (XOMA) | 18-Mar-15 | Option Exercise | 9,500 | -- | -- | 7% 145.17K to 154.67K | |
| 02-Mar-15 7:42 PM View: | XOMA Ltd. (XOMA) | 26-Feb-15 | Grant | 38,940 | -- | -- | 37% 106.23K to 145.17K | |
| 03-Feb-15 1:38 PM View: | XOMA Ltd. (XOMA) | 02-Feb-15 | Market Sale | 5,000 | $3.52 | $17,622.00 | (5%) 108.23K to 103.23K | 80% |
| 05-Jan-15 5:32 PM View: | XOMA Ltd. (XOMA) | 02-Jan-15 | Market Sale | 5,000 | $3.55 | $17,755.50 | (4%) 113.23K to 108.23K | 80% |
| 17-Feb-15 6:15 PM View: | XOMA Ltd. (XOMA) | 31-Dec-14 | Acquisition (other) Duplicate | 3,001 | $3.83 | $11,498.30 | 3% 103.23K to 106.23K | (82%) |
| 01-Dec-14 5:28 PM View: | XOMA Ltd. (XOMA) | 01-Dec-14 | Market Sale | 5,000 | $5.51 | $27,568.50 | (4%) 118.23K to 113.23K | 87% |
| 17-Nov-14 5:45 PM View: | XOMA Ltd. (XOMA) | 13-Nov-14 | Option Exercise | 22,652 | -- | -- | 22% 103.82K to 126.47K | |
| 17-Nov-14 5:45 PM View: | XOMA Ltd. (XOMA) | 13-Nov-14 | Market Option Sale | 8,245 | $3.89 | $32,092.80 | (7%) 126.47K to 118.23K | 82% |
| 03-Nov-14 7:37 PM View: | XOMA Ltd. (XOMA) | 03-Nov-14 | Market Sale | 5,000 | $4.33 | $21,659.50 | (5%) 108.82K to 103.82K | 84% |
| 01-Oct-14 6:15 PM View: | XOMA Ltd. (XOMA) | 01-Oct-14 | Market Sale | 5,000 | $4.09 | $20,447.00 | (4%) 113.82K to 108.82K | 83% |
| 03-Sep-14 2:42 PM View: | XOMA Ltd. (XOMA) | 02-Sep-14 | Market Sale | 5,000 | $4.31 | $21,553.00 | (4%) 118.82K to 113.82K | 84% |
| 18-Aug-14 6:21 PM View: | XOMA Ltd. (XOMA) | 15-Aug-14 | Market Option Sale | 5,871 | $4.31 | $25,277.00 | (5%) 124.69K to 118.82K | 84% |
| 18-Aug-14 6:21 PM View: | XOMA Ltd. (XOMA) | 14-Aug-14 | Option Exercise | 16,264 | -- | -- | 15% 108.43K to 124.69K | |
| 04-Aug-14 6:53 PM View: | XOMA Ltd. (XOMA) | 01-Aug-14 | Market Sale | 5,000 | $3.83 | $19,161.50 | (4%) 113.43K to 108.43K | 82% |
| 02-Jul-14 4:28 PM View: | XOMA Ltd. (XOMA) | 01-Jul-14 | Market Sale | 5,000 | $4.68 | $23,411.00 | (4%) 118.43K to 113.43K | 85% |
| 20-Mar-14 3:38 PM View: | XOMA Ltd. (XOMA) | 18-Mar-14 | Option Exercise | 9,500 | -- | -- | 8% 112.35K to 121.85K | |
| 20-Mar-14 3:38 PM View: | XOMA Ltd. (XOMA) | 18-Mar-14 | Market Option Sale | 3,419 | $6.32 | $21,594.40 | (3%) 121.85K to 118.43K | 89% |
| 03-Mar-14 7:12 PM View: | XOMA Ltd. (XOMA) | 27-Feb-14 | Grant | 43,448 | -- | -- | 63% 68.9K to 112.35K | |
| 10-Jan-14 3:00 PM View: | XOMA Ltd. (XOMA) | 09-Jan-14 | Option Exercise | 20,000 | $1.69 | $33,800.00 | 30% 67.16K to 87.16K | |
| 10-Jan-14 3:00 PM View: | XOMA Ltd. (XOMA) | 09-Jan-14 | Market Option Sale | 20,000 | $8.00 | $160,042.00 | (23%) 87.16K to 67.16K | 91% |
| 14-Feb-14 6:15 PM View: | XOMA Ltd. (XOMA) | 31-Dec-13 | Acquisition (other) Duplicate | 1,740 | $6.61 | $11,496.20 | 3% 67.16K to 68.9K | (89%) |
| 03-Dec-13 4:22 PM View: | XOMA Ltd. (XOMA) | 02-Dec-13 | Option Exercise | 20,000 | $1.69 | $33,800.00 | 30% 67.16K to 87.16K | |
| 03-Dec-13 4:22 PM View: | XOMA Ltd. (XOMA) | 02-Dec-13 | Market Option Sale | 20,000 | $6.00 | $120,002.00 | (23%) 87.16K to 67.16K | 88% |
| 15-Nov-13 6:51 PM View: | XOMA Ltd. (XOMA) | 13-Nov-13 | Option Exercise | 22,652 | -- | -- | 43% 52.85K to 75.5K | |
| 15-Nov-13 6:51 PM View: | XOMA Ltd. (XOMA) | 13-Nov-13 | Market Option Sale | 8,346 | $3.91 | $32,659.60 | (11%) 75.5K to 67.16K | 82% |
| 16-Aug-13 7:42 PM View: | XOMA Ltd. (XOMA) | 14-Aug-13 | Option Exercise | 16,265 | -- | -- | 38% 42.59K to 58.85K | |
| 16-Aug-13 7:42 PM View: | XOMA Ltd. (XOMA) | 14-Aug-13 | Market Option Sale | 6,002 | $3.86 | $23,174.90 | (10%) 58.85K to 52.85K | 82% |
| 12-Jun-13 4:13 PM View: | XOMA Ltd. (XOMA) | 11-Jun-13 | Option Exercise | 10,000 | $1.69 | $16,900.00 | 23% 42.59K to 52.59K | |
| 12-Jun-13 4:13 PM View: | XOMA Ltd. (XOMA) | 11-Jun-13 | Planned Option Sale | 10,000 | -- | -- | (19%) 52.59K to 42.59K | |
| 15-May-13 7:19 PM View: | XOMA Ltd. (XOMA) | 14-May-13 | Option Exercise | 10,000 | $1.69 | $16,900.00 | 23% 42.59K to 52.59K | |
| 15-May-13 7:19 PM View: | XOMA Ltd. (XOMA) | 14-May-13 | Planned Option Sale | 10,000 | -- | -- | (19%) 52.59K to 42.59K | |
| 13-Feb-13 6:51 PM View: | XOMA Ltd. (XOMA) | 31-Dec-12 | Acquisition (other) Duplicate | 4,455 | $2.53 | $11,249.80 | 12% 38.13K to 42.59K | (72%) |
| 15-Nov-12 10:01 AM View: | XOMA Ltd. (XOMA) | 14-Nov-12 | Market Option Sale | 8,773 | $2.56 | $22,444.80 | (19%) 46.91K to 38.13K | 72% |
| 15-Nov-12 10:01 AM View: | XOMA Ltd. (XOMA) | 13-Nov-12 | Option Exercise | 22,653 | -- | -- | 93% 24.25K to 46.91K | |
| 14-Feb-12 4:56 PM View: | XOMA Ltd. (XOMA) | 30-Dec-11 | Acquisition (other) Duplicate | 9,524 | $1.15 | $11,000.20 | 65% 14.73K to 24.25K | (39%) |
| 11-Feb-11 1:55 PM View: | XOMA Ltd. (XOMA) | 31-Dec-10 | Acquisition (other) Duplicate | 2,343 | $4.69 | $10,998.00 | 19% 12.39K to 14.73K |