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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Oct-17 4:40 PM View:  | Deep Down, Inc. (KLNG) | 01-Oct-17 | Purchase | 429,202 | $0.96 | $412,034.00 | (88%) 490.23K to 61.03K | |
| 03-Oct-17 4:40 PM View: | Deep Down, Inc. (KLNG) | 01-Oct-17 | Purchase | 61,029 | $0.96 | $58,587.80 | (100%) 61.03K to 0 | |
| 30-May-17 5:45 PM View: | Deep Down, Inc. (KLNG) | 26-May-17 | Market Sale | 58,500 | $1.15 | $67,275.00 | (11%) 548.73K to 490.23K | 23% |
| 01-Mar-17 12:42 PM View: | Powell Industries Inc. (POWL) | 22-Feb-17 | Grant | 2,000 | $0.01 | $20.00 | 9% 22.0K to 24.0K | |
| 05-Jan-17 6:47 PM View: | Deep Down, Inc. (KLNG) | 14-Dec-16 | Payment of Exercise | 42,350 | $1.05 | $44,467.50 | (7%) 591.08K to 548.73K | 15% |
| 28-Jul-16 3:26 PM View: | Deep Down, Inc. (KLNG) | 05-Jun-16 | Payment of Exercise | 42,350 | $1.02 | $43,197.00 | (7%) 633.53K to 591.18K | 11% |
| 26-Feb-16 3:47 PM View: | Powell Industries Inc. (POWL) | 24-Feb-16 | Grant | 2,000 | -- | -- | 10% 20.0K to 22.0K | |
| 28-Jul-16 3:26 PM View: | Deep Down, Inc. (KLNG) | 01-Jan-16 | Payment of Exercise | 28,087 | $0.45 | $12,639.10 | (4%) 661.62K to 633.53K | (93%) |
| 16-Dec-15 3:49 PM View: | Deep Down, Inc. (KLNG) | 14-Dec-15 | Grant | 300,000 | -- | -- | 83% 361.52K to 661.52K | |
| 01-Dec-15 7:33 PM View: | Deep Down, Inc. (KLNG) | 11-Jun-15 | Payment of Exercise | 42,350 | $0.59 | $24,986.50 | (10%) 403.87K to 361.52K | |
| 27-Feb-15 3:28 PM View: | Powell Industries Inc. (POWL) | 25-Feb-15 | Grant | 2,000 | -- | -- | 11% 18.0K to 20.0K | |
| 03-Jul-14 4:08 PM View: | Deep Down, Inc. (KLNG) | 30-Jun-14 | Payment of Exercise | 38,746 | $1.88 | $72,956.40 | (9%) 442.61K to 403.87K | 55% |
| 06-Mar-14 4:36 PM View: | Powell Industries Inc. (POWL) | 26-Feb-14 | Grant | 2,000 | -- | -- | 12% 16.0K to 18.0K | |
| 20-Jun-13 6:03 PM View: | Deep Down, Inc. (KLNG) | 17-Jun-13 | Payment of Exercise | 11,284 | $2.00 | $22,568.00 | (2%) 453.9K to 442.61K | 58% |
| 07-Jun-13 4:28 PM View: | Deep Down, Inc. (KLNG) | 05-Jun-13 | Grant | 300,000 | -- | -- | 195% 153.9K to 453.9K | |
| 11-Mar-13 4:54 PM View: | Powell Industries Inc. (POWL) | 08-Mar-13 | Market Sale | 3,000 | $57.95 | $173,850.00 | (16%) 19.0K to 16.0K | 46% |
| 21-Feb-13 2:41 PM View: | Powell Industries Inc. (POWL) | 20-Feb-13 | Grant | 2,000 | -- | -- | 12% 17.0K to 19.0K | |
| 25-Jun-12 5:37 PM View: | Powell Industries Inc. (POWL) | 19-Jun-12 | Grant | 2,000 | -- | -- | 13% 15.0K to 17.0K | |
| 18-Jun-12 9:19 AM View: | Deep Down, Inc. (KLNG) | 13-Jun-12 | Payment of Exercise | 220,417 | $0.05 | $11,682.10 | (7%) 3.3M to 3.08M | |
| 31-Oct-11 7:06 PM View: | Deep Down, Inc. (KLNG) | 27-Oct-11 | Payment of Exercise | 209,097 | $0.10 | $20,909.70 | (6%) 3.51M to 3.3M | |
| 17-Jun-11 2:12 PM View: | Deep Down, Inc. (KLNG) | 08-Jun-11 | Grant | 2,500,000 | -- | -- | 248% 1.01M to 3.51M | |
| 01-Jun-11 3:01 PM View: | Powell Industries Inc. (POWL) | 27-May-11 | Option Exercise | 2,000 | $16.48 | $32,960.00 | 18% 11.0K to 13.0K | |
| 25-Mar-11 2:16 PM View: | Powell Industries Inc. (POWL) | 23-Mar-11 | Market Sale | 2,000 | $37.17 | $74,340.00 | (15%) 13.0K to 11.0K | 16% |
| 22-Nov-10 6:04 PM View: | Deep Down, Inc. (KLNG) | 19-Nov-10 | Payment of Exercise | 92,575 | $0.12 | $11,479.30 | (8%) 1.1M to 1.01M | |
| 17-Jun-10 5:43 PM View: | Powell Industries Inc. (POWL) | 15-Jun-10 | Grant | 2,000 | -- | -- | 18% 11.0K to 13.0K | |
| 11-Mar-10 4:55 PM View: | Powell Industries Inc. (POWL) | 09-Mar-10 | Option Exercise | 2,000 | $15.10 | $30,200.00 | 33% 6.0K to 8.0K | |
| 09-Mar-10 5:54 PM View: | Powell Industries Inc. (POWL) | 05-Mar-10 | Market Sale | 2,000 | $32.35 | $64,697.40 | (25%) 8.0K to 6.0K | 3% |
| 22-Jun-09 5:16 PM View: | Powell Industries Inc. (POWL) | 16-Jun-09 | Grant | 2,000 | -- | -- | 12% 17.0K to 19.0K | |
| 05-Jun-09 2:38 PM View: | Powell Industries Inc. (POWL) | 04-Jun-09 | Acquisition (other) | 2,000 | $23.48 | $46,960.00 | 29% 7.0K to 9.0K | |
| 05-Jun-09 2:38 PM View: | Powell Industries Inc. (POWL) | 03-Jun-09 | Market Sale | 2,000 | $41.92 | $83,831.00 | (22%) 9.0K to 7.0K | 29% |
| 25-Mar-09 9:30 PM View: | Deep Down, Inc. (KLNG) | 23-Mar-09 | Grant | 750,000 | $0.12 | $93,000.00 | 214% 350.0K to 1.1M | (99%) |
| 03-Jul-08 10:51 AM View: | Powell Industries Inc. (POWL) | 17-Jun-08 | Grant | 2,000 | -- | -- | 29% 7.0K to 9.0K | |
| 06-Mar-08 10:00 AM View: | Powell Industries Inc. (POWL) | 26-Feb-08 | Acquisition (other) | 2,000 | $17.85 | $35,700.00 | 31% 6.5K to 8.5K | 113% |
| 06-Mar-08 10:00 AM View: | Powell Industries Inc. (POWL) | 26-Feb-08 | Market Sale | 1,500 | $38.75 | $58,125.00 | (18%) 8.5K to 7.0K | 21% |
| 28-Feb-08 4:31 PM View: | Deep Down, Inc. (KLNG) | 14-Feb-08 | Grant | 350,000 | $0.42 | $147,000.00 | 100% 0 to 350.0K | 147% |
| 29-Jun-07 4:10 PM View: | Powell Industries Inc. (POWL) | 21-Jun-07 | Grant | 2,000 | -- | -- | 36% 5.5K to 7.5K | |
| 14-Feb-07 6:05 PM View: | Powell Industries Inc. (POWL) | 13-Feb-07 | Market Sale | 127 | $31.91 | $4,052.57 | (2%) 5.63K to 5.5K | 4% |
| 14-Feb-07 6:05 PM View: | Powell Industries Inc. (POWL) | 12-Feb-07 | Market Sale | 1,873 | $31.82 | $59,591.40 | (25%) 7.5K to 5.63K | 4% |
| 26-Sep-07 4:05 PM View: | Powell Industries Inc. (POWL) | 24-Sep-06 | Private Sale | 1,000 | $35.99 | $35,990.00 | (13%) 7.5K to 6.5K | |
| 14-Feb-07 6:05 PM View: | Powell Industries Inc. (POWL) | 09-Jun-06 | Grant | 2,000 | -- | -- | 36% 5.5K to 7.5K | |
| 02-Feb-06 4:12 PM View: | Powell Industries Inc. (POWL) | 31-Jan-06 | Option Exercise | 2,000 | $8.44 | $16,880.00 | 44% 4.5K to 6.5K | (63%) |
| 02-Feb-06 4:12 PM View: | Powell Industries Inc. (POWL) | 31-Jan-06 | Market Option Sale | 1,000 | $21.05 | $21,050.00 | (15%) 6.5K to 5.5K | (45%) |
| 14-Jun-05 4:35 PM View: | Powell Industries Inc. (POWL) | 10-Jun-05 | Grant | 2,000 | -- | -- | 80% 2.5K to 4.5K |