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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Mar-20 6:28 PM View:  | Cadiz Inc. (CDZI) | 05-Mar-20 | Conversion | 2,504,430 | $6.75 | $16,904,900.00 | 277% 905.59K to 3.41M | |
| 02-Apr-12 7:25 PM View: | Ats Corp (ASVPQ.PK) | 29-Mar-12 | Disposition (change in control) | 2,323,720 | $3.20 | $7,435,890.00 | (50%) 4.65M to 2.32M | |
| 02-Apr-12 7:25 PM View: | Ats Corp (ASVPQ.PK) | 29-Mar-12 | Disposition (change in control) | 2,323,720 | $3.20 | $7,435,890.00 | (100%) 2.32M to 0 | |
| 02-Mar-12 6:32 PM View: | Ats Corp (ASVPQ.PK) | 02-Mar-12 | Sale | 200,000 | $3.18 | $636,000.00 | (4%) 5.18M to 4.98M | |
| 02-Mar-12 6:32 PM View: | Ats Corp (ASVPQ.PK) | 02-Mar-12 | Sale | 331,000 | $3.18 | $1,052,580.00 | (7%) 4.98M to 4.65M | |
| 01-Mar-12 7:58 PM View: | Ats Corp (ASVPQ.PK) | 01-Mar-12 | Sale | 684,600 | $3.18 | $2,177,030.00 | (11%) 6.06M to 5.38M | |
| 01-Mar-12 7:58 PM View: | Ats Corp (ASVPQ.PK) | 01-Mar-12 | Sale | -- | -- | -- | 0% 5.38M | |
| 01-Mar-12 7:58 PM View: | Ats Corp (ASVPQ.PK) | 29-Feb-12 | Sale | 1,200,000 | $3.18 | $3,816,000.00 | (15%) 7.95M to 6.75M | |
| 01-Mar-12 7:58 PM View: | Ats Corp (ASVPQ.PK) | 29-Feb-12 | Sale | -- | -- | -- | 0% 6.75M | |
| 15-Dec-10 3:07 PM View: | Ats Corp (ASVPQ.PK) | 13-Dec-10 | Purchase | 1,400 | $2.79 | $3,906.00 | < 1% 9.15M to 9.15M | |
| 15-Dec-10 3:07 PM View: | Ats Corp (ASVPQ.PK) | 13-Dec-10 | Purchase | -- | -- | -- | 0% 9.15M | |
| 29-Nov-10 7:17 PM View: | Ats Corp (ASVPQ.PK) | 26-Nov-10 | Purchase | 300 | $2.90 | $870.00 | < 1% 9.14M to 9.14M | |
| 29-Nov-10 7:17 PM View: | Ats Corp (ASVPQ.PK) | 26-Nov-10 | Purchase | -- | -- | -- | 0% 9.14M | |
| 29-Nov-10 7:17 PM View: | Ats Corp (ASVPQ.PK) | 24-Nov-10 | Purchase | 1,291 | $2.85 | $3,679.35 | < 1% 9.14M to 9.14M | |
| 29-Nov-10 7:17 PM View: | Ats Corp (ASVPQ.PK) | 24-Nov-10 | Purchase | -- | -- | -- | 0% 9.14M | |
| 08-Sep-10 6:12 PM View: | Access To Money, Inc. (AEMI.OB) | 03-Sep-10 | Purchase | 9,750,000 | -- | -- | 79% 12.37M to 22.12M | |
| 08-Sep-10 6:12 PM View: | Access To Money, Inc. (AEMI.OB) | 03-Sep-10 | Purchase | -- | -- | -- | 0% 22.12M | |
| 31-Mar-10 5:43 PM View: | Ats Corp (ASVPQ.PK) | 29-Mar-10 | Private Sale | 150,000 | $3.00 | $450,000.00 | (3%) 4.84M to 4.69M | |
| 22-Dec-09 5:01 PM View: | Ats Corp (ASVPQ.PK) | 18-Dec-09 | Private Sale | 300,000 | $2.30 | $690,000.00 | (3%) 9.01M to 8.71M | |
| 22-Dec-09 5:01 PM View: | Ats Corp (ASVPQ.PK) | 18-Dec-09 | Sale | -- | -- | -- | 0% 8.71M | |
| 06-Nov-09 8:57 PM View: | Cadiz Inc. (CDZI) | 30-Oct-09 | Conversion | 585,000 | $7.00 | $4,095,000.00 | 37% 1.59M to 2.17M | |
| 06-Nov-09 8:57 PM View: | Cadiz Inc. (CDZI) | 30-Oct-09 | Conversion | 585,000 | $7.00 | $4,095,000.00 | 27% 2.17M to 2.76M | |
| 06-Nov-09 8:57 PM View: | Cadiz Inc. (CDZI) | 30-Oct-09 | Conversion | 993,533 | $35.00 | $34,773,700.00 | 36% 2.76M to 3.75M | |
| 06-Nov-09 8:57 PM View: | Cadiz Inc. (CDZI) | 30-Oct-09 | Conversion | 993,533 | $35.00 | $34,773,700.00 | 26% 3.75M to 4.74M | |
| 06-Nov-09 8:57 PM View: | Cadiz Inc. (CDZI) | 30-Oct-09 | Purchase | 62,640 | -- | -- | 1% 4.74M to 4.81M | |
| 06-Nov-09 8:57 PM View: | Cadiz Inc. (CDZI) | 30-Oct-09 | Purchase | 62,640 | -- | -- | 1% 4.81M to 4.87M | |
| 15-Jun-09 8:57 PM View: | DayStar Technologies Inc. (DSTI) | 15-Jun-09 | Market Sale | 268,030 | $0.89 | $238,681.00 | (8%) 3.55M to 3.28M | 99% |
| 15-Jun-09 8:57 PM View: | DayStar Technologies Inc. (DSTI) | 12-Jun-09 | Market Sale | 410,100 | $0.97 | $399,109.00 | (10%) 3.96M to 3.55M | 99% |
| 15-Jun-09 8:57 PM View: | DayStar Technologies Inc. (DSTI) | 11-Jun-09 | Market Sale | 1,093,390 | $1.14 | $1,246,460.00 | (22%) 5.05M to 3.96M | 99% |
| 15-Jun-09 4:43 PM View: | Particle Drilling Technolog... (PDRT.PK) | 11-Jun-09 | Market Sale | 40,000 | $0.03 | $1,200.00 | (< 1%) 4.68M to 4.64M | 70% |
| 15-Jun-09 4:43 PM View: | Particle Drilling Technolog... (PDRT.PK) | 11-Jun-09 | Sale | -- | -- | -- | 0% 4.64M | |
| 15-Jun-09 4:43 PM View: | Particle Drilling Technolog... (PDRT.PK) | 10-Jun-09 | Market Sale | 152,000 | $0.03 | $4,560.00 | (3%) 4.87M to 4.72M | 36% |
| 15-Jun-09 4:43 PM View: | Particle Drilling Technolog... (PDRT.PK) | 10-Jun-09 | Sale | -- | -- | -- | 0% 4.72M | |
| 02-Jun-09 6:31 PM View: | Particle Drilling Technolog... (PDRT.PK) | 02-Jun-09 | Market Sale | 620,000 | $0.01 | $6,200.00 | (11%) 5.65M to 5.03M | (< 1%) |
| 02-Jun-09 6:31 PM View: | Particle Drilling Technolog... (PDRT.PK) | 02-Jun-09 | Sale | -- | -- | -- | 0% 5.03M | |
| 02-Jun-09 6:31 PM View: | Particle Drilling Technolog... (PDRT.PK) | 01-Jun-09 | Market Sale | 1,200,000 | $0.01 | $12,000.00 | (16%) 7.47M to 6.27M | (< 1%) |
| 02-Jun-09 6:31 PM View: | Particle Drilling Technolog... (PDRT.PK) | 01-Jun-09 | Sale | -- | -- | -- | 0% 6.27M | |
| 02-Jun-09 6:31 PM View: | Particle Drilling Technolog... (PDRT.PK) | 29-May-09 | Market Sale | 1,381,000 | $0.02 | $27,620.00 | (14%) 10.05M to 8.67M | 50% |
| 02-Jun-09 6:31 PM View: | Particle Drilling Technolog... (PDRT.PK) | 29-May-09 | Sale | -- | -- | -- | 0% 8.67M | |
| 14-May-09 5:57 PM View: | Mesa Air Group Inc. (MESA) | 14-May-09 | Market Sale | 1,300,170 | $0.15 | $195,025.00 | (5%) 27.47M to 26.17M | (6047%) |
| 14-May-09 5:57 PM View: | Mesa Air Group Inc. (MESA) | 14-May-09 | Sale | -- | -- | -- | 0% 26.17M | |
| 14-May-09 5:57 PM View: | Mesa Air Group Inc. (MESA) | 13-May-09 | Market Sale | 394,609 | $0.16 | $63,137.40 | (1%) 29.16M to 28.77M | (5663%) |
| 14-May-09 5:57 PM View: | Mesa Air Group Inc. (MESA) | 13-May-09 | Sale | -- | -- | -- | 0% 28.77M | |
| 14-May-09 5:57 PM View: | Mesa Air Group Inc. (MESA) | 12-May-09 | Market Sale | 535,161 | $0.17 | $90,977.40 | (2%) 30.09M to 29.56M | (5520%) |
| 14-May-09 5:57 PM View: | Mesa Air Group Inc. (MESA) | 12-May-09 | Sale | -- | -- | -- | 0% 29.56M | |
| 11-May-09 6:50 PM View: | Mesa Air Group Inc. (MESA) | 11-May-09 | Market Sale | 5,507,250 | $0.17 | $936,232.00 | (15%) 36.13M to 30.63M | (5620%) |
| 11-May-09 6:50 PM View: | Mesa Air Group Inc. (MESA) | 11-May-09 | Sale | -- | -- | -- | 0% 30.63M | |
| 11-May-09 6:50 PM View: | Mesa Air Group Inc. (MESA) | 08-May-09 | Market Sale | 4,511,990 | $0.17 | $767,038.00 | (10%) 46.15M to 41.64M | (5284%) |
| 11-May-09 6:50 PM View: | Mesa Air Group Inc. (MESA) | 08-May-09 | Sale | -- | -- | -- | 0% 41.64M | |
| 11-May-09 6:50 PM View: | Mesa Air Group Inc. (MESA) | 07-May-09 | Market Sale | 2,051,090 | $0.17 | $348,686.00 | (4%) 52.72M to 50.67M | (5284%) |