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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-15 7:37 PM View:  | Lendingclub Corp (LC) | 18-Dec-15 | Option Exercise | 75,000 | $0.18 | $13,312.50 | 12% 616.62K to 691.62K | |
| 22-Dec-15 7:37 PM View: | Lendingclub Corp (LC) | 18-Dec-15 | Market Option Sale | 75,000 | $11.59 | $869,100.00 | (11%) 691.62K to 616.62K | 85% |
| 20-Nov-15 4:20 PM View: | Lendingclub Corp (LC) | 18-Nov-15 | Option Exercise | 75,000 | $0.18 | $13,312.50 | 12% 616.62K to 691.62K | |
| 20-Nov-15 4:20 PM View: | Lendingclub Corp (LC) | 18-Nov-15 | Market Option Sale (Planned) | 75,000 | $12.80 | $959,722.00 | (11%) 691.62K to 616.62K | 86% |
| 13-Oct-15 4:56 PM View: | Lendingclub Corp (LC) | 08-Oct-15 | Option Exercise | 75,000 | $0.18 | $13,312.50 | 12% 616.62K to 691.62K | |
| 13-Oct-15 4:56 PM View: | Lendingclub Corp (LC) | 08-Oct-15 | Market Option Sale (Planned) | 75,000 | $14.63 | $1,097,380.00 | (11%) 691.62K to 616.62K | 88% |
| 22-Sep-15 4:40 PM View: | Lendingclub Corp (LC) | 18-Sep-15 | Option Exercise | 75,000 | $0.18 | $13,312.50 | 12% 616.62K to 691.62K | |
| 22-Sep-15 4:40 PM View: | Lendingclub Corp (LC) | 18-Sep-15 | Market Option Sale (Planned) | 75,000 | $13.53 | $1,014,660.00 | (11%) 691.62K to 616.62K | 87% |
| 20-Aug-15 6:19 PM View: | Lendingclub Corp (LC) | 18-Aug-15 | Option Exercise | 75,000 | $0.18 | $13,312.50 | 12% 616.62K to 691.62K | |
| 20-Aug-15 6:19 PM View: | Lendingclub Corp (LC) | 18-Aug-15 | Market Option Sale (Planned) | 75,000 | $13.31 | $998,572.00 | (11%) 691.62K to 616.62K | 87% |
| 20-Aug-15 6:19 PM View: | Lendingclub Corp (LC) | 13-Aug-15 | Gift | 143,000 | -- | -- | (19%) 759.62K to 616.62K | |
| 06-Aug-15 8:15 PM View: | Lendingclub Corp (LC) | 04-Aug-15 | Option Exercise | 93,028 | $0.18 | $16,512.50 | 14% 666.59K to 759.62K | |
| 10-Jul-15 4:54 PM View: | Lendingclub Corp (LC) | 08-Jul-15 | Option Exercise | 150,000 | $0.18 | $26,625.00 | 23% 666.59K to 816.59K | |
| 10-Jul-15 4:54 PM View: | Lendingclub Corp (LC) | 08-Jul-15 | Market Option Sale (Planned) | 150,000 | $14.20 | $2,130,000.00 | (18%) 816.59K to 666.59K | 88% |
| 02-Jul-15 5:25 PM View: | Lendingclub Corp (LC) | 30-Jun-15 | Option Exercise | 100,000 | $0.18 | $17,750.00 | 18% 566.59K to 666.59K | |
| 30-Jun-15 5:39 PM View: | Lendingclub Corp (LC) | 26-Jun-15 | Option Exercise | 6,968 | $4.99 | $34,770.30 | 1% 559.62K to 566.59K | |
| 03-Oct-05 2:34 PM View: | Providian Financial Corp (PVN) | 01-Oct-05 | Disposition | 140,198 | -- | -- | (85%) 164.13K to 23.93K | |
| 03-Oct-05 2:34 PM View: | Providian Financial Corp (PVN) | 01-Oct-05 | Disposition | 119 | -- | -- | (< 1%) 23.93K to 23.81K | |
| 03-Oct-05 2:34 PM View: | Providian Financial Corp (PVN) | 01-Oct-05 | Payment of Exercise | 23,810 | $17.87 | $425,485.00 | (100%) 23.81K to 0 | |
| 26-Aug-05 8:01 PM View: | Providian Financial Corp (PVN) | 26-Aug-05 | Payment of Exercise | 76,250 | $18.34 | $1,398,420.00 | (32%) 240.38K to 164.13K | |
| 18-Jul-05 1:31 PM View: | Providian Financial Corp (PVN) | 15-Jul-05 | Payment of Exercise | 108 | $17,945.00 | $1,938,060.00 | (< 1%) 240.49K to 240.38K | |
| 31-May-05 12:56 PM View: | Providian Financial Corp (PVN) | 27-May-05 | Market Sale (Planned) | 55,000 | $17.74 | $975,700.00 | (19%) 295.49K to 240.49K | |
| 01-Feb-05 4:17 PM View: | Providian Financial Corp (PVN) | 29-Jan-05 | Payment of Exercise | 10,498 | $16.46 | $172,797.00 | (3%) 306.22K to 295.72K | 142% |
| 01-Feb-05 4:17 PM View: | Providian Financial Corp (PVN) | 29-Jan-05 | Payment of Exercise | 236 | $16.46 | $3,884.56 | (< 1%) 295.72K to 295.49K | 142% |
| 27-Jan-05 4:37 PM View: | Providian Financial Corp (PVN) | 25-Jan-05 | Grant | 26,000 | -- | -- | 9% 279.72K to 305.72K | |
| 27-Jan-05 4:37 PM View: | Providian Financial Corp (PVN) | 25-Jan-05 | Grant | 500 | -- | -- | < 1% 305.72K to 306.22K | |
| 25-Jan-05 10:00 PM View: | Providian Financial Corp (PVN) | 15-Jul-04 | Grant | 1,500 | -- | -- | < 1% 278.22K to 279.72K | |
| 02-Feb-04 10:00 PM View: | Providian Financial Corp (PVN) | 29-Jan-04 | Payment of Exercise | 180 | $12.62 | $2,271.60 | (< 1%) 278.4K to 278.22K | |
| 29-Jan-04 10:00 PM View: | Providian Financial Corp (PVN) | 27-Jan-04 | Grant | 40,131 | -- | -- | 17% 237.87K to 278.0K | |
| 29-Jan-04 10:00 PM View: | Providian Financial Corp (PVN) | 27-Jan-04 | Grant | 400 | -- | -- | < 1% 278.0K to 278.4K | |
| 28-Aug-03 10:00 PM View: | Providian Financial Corp (PVN) | 26-Aug-03 | Payment of Exercise | 29,792 | $9.73 | $289,727.00 | (11%) 273.54K to 243.75K | 43% |