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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-24 10:49 AM View:  | American Water Works Compan... (AWK) | 15-May-24 | Grant | 1,234 | -- | -- | 3% 36.33K to 37.56K | |
| 29-Aug-23 4:51 PM View: | American Water Works Compan... (AWK) | 28-Aug-23 | Purchase | 56 | $141.07 | $7,899.92 | < 1% 35.9K to 35.96K | |
| 12-May-23 6:27 PM View: | American Water Works Compan... (AWK) | 10-May-23 | Grant | 1,035 | -- | -- | 3% 34.71K to 35.74K | |
| 12-May-22 9:08 PM View: | American Water Works Compan... (AWK) | 11-May-22 | Grant | 1,041 | -- | -- | 3% 33.11K to 34.15K | |
| 23-Mar-22 7:04 PM View: | Neuberger Berman Next Gener... (NBXG) | 21-Mar-22 | Sale | 1,250 | $13.48 | $16,850.00 | (100%) 1.25K to 0 | |
| 27-May-21 6:51 PM View: | Neuberger Berman Next Gener... (NBXG) | 25-May-21 | Purchase | 1,250 | $20.00 | $25,000.00 | 100% 0 to 1.25K | |
| 13-May-21 6:40 PM View: | American Water Works Compan... (AWK) | 12-May-21 | Grant | 936 | -- | -- | 3% 31.74K to 32.67K | |
| 02-Mar-21 6:20 PM View: | American Water Works Compan... (AWK) | 01-Mar-21 | Purchase | 61 | $144.83 | $8,834.63 | < 1% 31.61K to 31.68K | |
| 15-May-20 3:36 PM View: | American Water Works Compan... (AWK) | 13-May-20 | Grant | 1,159 | -- | -- | 4% 30.17K to 31.33K | |
| 13-May-19 1:03 PM View: | American Water Works Compan... (AWK) | 10-May-19 | Grant | 1,247 | -- | -- | 4% 28.5K to 29.75K | |
| 15-May-18 8:34 AM View: | American Water Works Compan... (AWK) | 11-May-18 | Grant | 1,497 | -- | -- | 6% 26.5K to 28.0K | |
| 15-May-17 6:31 PM View: | American Water Works Compan... (AWK) | 12-May-17 | Grant | 1,376 | -- | -- | 6% 24.64K to 26.02K | |
| 10-May-17 4:39 PM View: | American Water Works Compan... (AWK) | 09-May-17 | Market Sale | 1 | $76.25 | $76.25 | (< 1%) 24.53K to 24.53K | (15%) |
| 28-Feb-17 10:00 PM View: | American Water Works Compan... (AWK) | 27-Feb-17 | Market Sale | 1 | $76.22 | $76.22 | (< 1%) 24.53K to 24.53K | (14%) |
| 28-Feb-17 10:00 PM View: | American Water Works Compan... (AWK) | 24-Feb-17 | Market Sale | 61 | $76.27 | $4,652.47 | (< 1%) 24.59K to 24.53K | (14%) |
| 17-May-16 5:41 PM View: | American Water Works Compan... (AWK) | 13-May-16 | Grant | 1,405 | -- | -- | 6% 22.85K to 24.26K | |
| 03-Jun-15 8:41 AM View: | American Water Works Compan... (AWK) | 01-Jun-15 | Grant | 1,798 | -- | -- | 9% 20.56K to 22.36K | |
| 14-Aug-14 11:59 AM View: | American Water Works Compan... (AWK) | 12-Aug-14 | Option Exercise | 3,660 | $21.50 | $78,690.00 | 9% 42.08K to 45.74K | |
| 14-Aug-14 11:59 AM View: | American Water Works Compan... (AWK) | 12-Aug-14 | Market Option Sale | 2,565 | $48.25 | $123,761.00 | (6%) 45.74K to 43.18K | (70%) |
| 13-May-14 2:13 PM View: | American Water Works Compan... (AWK) | 09-May-14 | Grant | 1,837 | -- | -- | 11% 17.37K to 19.21K | |
| 15-May-13 5:29 PM View: | American Water Works Compan... (AWK) | 13-May-13 | Grant | 2,025 | -- | -- | 13% 15.13K to 17.16K | |
| 15-Jun-12 7:01 PM View: | American Water Works Compan... (AWK) | 14-Jun-12 | Option Exercise | 2,000 | $21.50 | $43,000.00 | 16% 12.89K to 14.89K | |
| 14-May-12 4:30 PM View: | American Water Works Compan... (AWK) | 11-May-12 | Grant | 1,748 | -- | -- | 16% 11.14K to 12.89K | |
| 09-May-11 4:00 PM View: | American Water Works Compan... (AWK) | 06-May-11 | Grant | 2,049 | -- | -- | 23% 8.9K to 10.95K | |
| 02-Mar-11 7:00 PM View: | American Water Works Compan... (AWK) | 01-Mar-11 | Market Purchase | 21 | $27.47 | $576.87 | < 1% 5.46K to 5.48K | 195% |
| 27-Sep-10 6:08 PM View: | American Water Works Compan... (AWK) | 24-Sep-10 | Grant | 1,000 | -- | -- | 13% 7.85K to 8.85K | |
| 10-May-10 4:29 PM View: | American Water Works Compan... (AWK) | 07-May-10 | Grant | 2,414 | -- | -- | 44% 5.44K to 7.85K | |
| 12-May-09 1:51 PM View: | American Water Works Compan... (AWK) | 08-May-09 | Grant | 2,695 | -- | -- | 98% 2.74K to 5.44K | |
| 09-Feb-10 12:29 PM View: | Ocwen Financial Corp. (ONIT) | 06-May-09 | Grant | 4,049 | -- | -- | 33% 12.11K to 16.16K | |
| 28-Jul-08 3:30 PM View: | Ocwen Financial Corp. (ONIT) | 24-Jul-08 | Grant | 5,510 | -- | -- | 83% 6.6K to 12.11K | |
| 02-Jun-08 4:35 PM View: | American Water Works Compan... (AWK) | 30-May-08 | Market Purchase | 2,000 | $21.25 | $42,490.00 | 269% 0.74K to 2.74K | 243% |
| 29-Apr-08 4:52 PM View: | American Water Works Compan... (AWK) | 28-Apr-08 | Grant | 744 | -- | -- | 100% 0 to 0.74K | |
| 28-Aug-07 10:13 AM View: | Ocwen Financial Corp. (ONIT) | 28-Aug-07 | Grant | 2,124 | -- | -- | 47% 4.48K to 6.6K | |
| 21-Mar-08 8:34 PM View: | Neuberger Berman Real Estat... (NRO) | 21-Aug-07 | Private Sale | 1 | $25,000.00 | $25,000.00 | (100%) 1 to 0 | 100% |
| 21-Mar-08 8:34 PM View: | Neuberger Berman Real Estat... (NRO) | 24-Jul-07 | Private Sale | 1 | $25,000.00 | $25,000.00 | (50%) 2 to 1 | 100% |
| 31-May-07 5:02 PM View: | Claires Stores Inc (CLE) | 29-May-07 | Disposition | 15,733 | $33.00 | $519,189.00 | (100%) 15.73K to 0 | |
| 29-Jun-06 5:30 PM View: | Ocwen Financial Corp. (ONIT) | 27-Jun-06 | Grant | 1,794 | -- | -- | 67% 2.68K to 4.48K | |
| 29-Jun-06 10:00 PM View: | Claires Stores Inc (CLE) | 27-Jun-06 | Grant | 4,600 | -- | -- | 41% 11.13K to 15.73K | |
| 14-Mar-06 11:13 AM View: | Claires Stores Inc (CLE) | 13-Mar-06 | Market Purchase | 5,000 | $34.00 | $170,000.00 | 82% 6.13K to 11.13K | |
| 18-Aug-05 7:16 PM View: | Claires Stores Inc (CLE) | 16-Aug-05 | Grant | 6,133 | -- | -- | 100% 0 to 6.13K | |
| 28-Nov-05 5:03 PM View: | Ocwen Financial Corp. (ONIT) | 26-Jul-05 | Grant | 2,683 | -- | -- | 100% 0 to 2.68K |