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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-18 6:45 PM View:  | Nuance Communications, Inc. (NUAN) | 01-Jan-18 | Grant | 15,267 | $0.00 | $15.27 | 4% 345.46K to 360.73K | |
| 04-Jan-17 7:13 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-17 | Grant | 16,880 | $0.00 | $16.88 | 5% 328.58K to 345.46K | |
| 05-Jan-16 6:58 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-16 | Grant | 15,000 | $0.00 | $15.00 | 5% 313.58K to 328.58K | |
| 31-Aug-15 5:49 PM View: | Nuance Communications, Inc. (NUAN) | 27-Aug-15 | Option Exercise | 15,000 | $7.80 | $117,000.00 | 5% 298.58K to 313.58K | |
| 05-Jan-15 5:02 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-15 | Grant | 15,000 | $0.00 | $15.00 | 5% 283.58K to 298.58K | |
| 15-Dec-14 4:18 PM View: | Nuance Communications, Inc. (NUAN) | 11-Dec-14 | Option Exercise | 15,000 | $4.21 | $63,150.00 | 6% 268.58K to 283.58K | |
| 14-Feb-14 4:37 PM View: | Nuance Communications, Inc. (NUAN) | 12-Feb-14 | Option Exercise | 50,000 | $5.53 | $276,500.00 | 23% 218.58K to 268.58K | |
| 03-Jan-14 4:45 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-14 | Grant | 15,000 | $0.00 | $15.00 | 7% 203.58K to 218.58K | |
| 09-Sep-13 8:16 AM View: | Nuance Communications, Inc. (NUAN) | 06-Sep-13 | Acquisition (other) | 20,756 | -- | -- | < 1% 17.06M to 17.09M | |
| 09-Sep-13 8:16 AM View: | Nuance Communications, Inc. (NUAN) | 06-Sep-13 | Disposition (other) | 16,812,500 | -- | -- | (98%) 17.09M to 273.08K | |
| 23-Aug-13 8:09 AM View: | Nuance Communications, Inc. (NUAN) | 22-Aug-13 | Acquisition (other) | 18,306 | -- | -- | < 1% 32.03M to 32.05M | |
| 23-Aug-13 8:09 AM View: | Nuance Communications, Inc. (NUAN) | 22-Aug-13 | Disposition (other) | 14,987,100 | -- | -- | (47%) 32.05M to 17.06M | |
| 31-May-13 8:08 AM View: | Nuance Communications, Inc. (NUAN) | 30-May-13 | Acquisition (other) | 25,310 | -- | -- | < 1% 46.76M to 46.79M | |
| 31-May-13 8:08 AM View: | Nuance Communications, Inc. (NUAN) | 30-May-13 | Acquisition (other) | 2,420 | -- | -- | < 1% 46.79M to 46.79M | |
| 31-May-13 8:08 AM View: | Nuance Communications, Inc. (NUAN) | 30-May-13 | Disposition (other) | 14,751,700 | -- | -- | (32%) 46.79M to 32.04M | |
| 15-Mar-13 9:21 AM View: | Nuance Communications, Inc. (NUAN) | 14-Mar-13 | Acquisition (other) | 17,006 | -- | -- | < 1% 56.69M to 56.71M | |
| 15-Mar-13 9:21 AM View: | Nuance Communications, Inc. (NUAN) | 14-Mar-13 | Acquisition (other) | 1,630 | -- | -- | < 1% 56.71M to 56.71M | |
| 15-Mar-13 9:21 AM View: | Nuance Communications, Inc. (NUAN) | 14-Mar-13 | Disposition (other) Duplicate | 9,945,720 | -- | -- | (18%) 56.71M to 46.76M | |
| 03-Jan-13 5:21 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-13 | Grant | 15,000 | $0.00 | $15.00 | 17% 90.0K to 105.0K | |
| 17-Feb-12 5:08 PM View: | Nuance Communications, Inc. (NUAN) | 15-Feb-12 | Acquisition (other) | 17,202 | -- | -- | < 1% 63.04M to 63.06M | |
| 17-Feb-12 5:08 PM View: | Nuance Communications, Inc. (NUAN) | 15-Feb-12 | Acquisition (other) | 1,620 | -- | -- | < 1% 63.06M to 63.06M | |
| 17-Feb-12 5:08 PM View: | Nuance Communications, Inc. (NUAN) | 15-Feb-12 | Disposition (other) Duplicate | 11,942,900 | -- | -- | (19%) 63.06M to 51.11M | |
| 04-Jan-12 5:25 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-12 | Grant | 15,000 | $0.00 | $15.00 | 20% 75.0K to 90.0K | |
| 04-Jan-11 5:35 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-11 | Grant | 15,000 | $0.00 | $15.00 | 25% 60.0K to 75.0K | |
| 05-Jan-10 4:39 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-10 | Grant | 15,000 | $0.00 | $15.00 | 33% 45.0K to 60.0K | |
| 01-Dec-09 4:41 PM View: | NYFIX Inc. (NYFX) | 30-Nov-09 | Disposition Duplicate | 4,375,230 | -- | -- | (100%) 4.39M to 11.69K | |
| 01-Dec-09 4:41 PM View: | NYFIX Inc. (NYFX) | 30-Nov-09 | Disposition | 11,688 | -- | -- | (100%) 11.69K to 0 | |
| 01-Jul-09 4:22 PM View: | NYFIX Inc. (NYFX) | 30-Jun-09 | Acquisition (other) Duplicate | 525,000 | -- | -- | 14% 3.86M to 4.39M | |
| 05-Jun-09 4:43 PM View: | NYFIX Inc. (NYFX) | 05-Jun-09 | Option Exercise | 7,792 | -- | -- | 200% 3.9K to 11.69K | |
| 05-Jan-09 4:33 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-09 | Grant | 15,000 | $0.00 | $15.00 | 50% 30.0K to 45.0K | 1101900% |
| 05-Jan-09 4:14 PM View: | NYFIX Inc. (NYFX) | 31-Dec-08 | Acquisition (other) | 525,000 | -- | -- | 16% 3.33M to 3.85M | |
| 02-Jul-08 5:16 PM View: | NYFIX Inc. (NYFX) | 30-Jun-08 | Acquisition (other) Duplicate | 525,000 | -- | -- | 19% 2.8M to 3.33M | |
| 10-Jun-08 4:42 PM View: | NYFIX Inc. (NYFX) | 06-Jun-08 | Option Exercise | 3,896 | -- | -- | < 1% 2.8M to 2.8M | |
| 01-May-08 8:47 PM View: | Bea Systems Inc (BEASD.PK) | 29-Apr-08 | Disposition | 23,554 | -- | -- | (95%) 24.78K to 1.22K | |
| 01-May-08 8:47 PM View: | Bea Systems Inc (BEASD.PK) | 29-Apr-08 | Disposition | 1,224 | -- | -- | (100%) 1.22K to 0 | |
| 21-Mar-08 4:01 PM View: | Bea Systems Inc (BEASD.PK) | 20-Mar-08 | Gift | 531,362 | -- | -- | (96%) 556.14K to 24.78K | |
| 13-Mar-08 4:03 PM View: | NYFIX Inc. (NYFX) | 12-Mar-08 | Market Purchase Duplicate | 5,400 | $3.85 | $20,790.00 | < 1% 2.79M to 2.8M | (70%) |
| 13-Mar-08 4:03 PM View: | NYFIX Inc. (NYFX) | 11-Mar-08 | Market Purchase Duplicate | 5,400 | $3.93 | $21,222.00 | < 1% 2.79M to 2.79M | (71%) |
| 11-Mar-08 4:25 PM View: | NYFIX Inc. (NYFX) | 10-Mar-08 | Market Purchase Duplicate | 5,400 | $3.85 | $20,790.00 | < 1% 2.78M to 2.79M | (70%) |
| 11-Mar-08 4:25 PM View: | NYFIX Inc. (NYFX) | 07-Mar-08 | Market Purchase Duplicate | 6,000 | $4.00 | $24,000.00 | < 1% 2.78M to 2.78M | (71%) |
| 06-Mar-08 5:16 PM View: | NYFIX Inc. (NYFX) | 06-Mar-08 | Market Purchase Duplicate | 279,700 | $4.10 | $1,146,770.00 | 11% 2.5M to 2.78M | (72%) |
| 06-Mar-08 5:16 PM View: | NYFIX Inc. (NYFX) | 05-Mar-08 | Market Purchase Duplicate | 6,000 | $4.15 | $24,900.00 | < 1% 2.49M to 2.5M | (72%) |
| 06-Mar-08 5:16 PM View: | NYFIX Inc. (NYFX) | 04-Mar-08 | Market Purchase Duplicate | 6,000 | $4.45 | $26,699.00 | < 1% 2.49M to 2.49M | (74%) |
| 04-Jan-08 4:01 PM View: | NYFIX Inc. (NYFX) | 02-Jan-08 | Acquisition (other) Duplicate | 525,000 | -- | -- | 27% 1.96M to 2.49M | |
| 03-Jan-08 4:35 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-08 | Grant | 15,000 | $0.00 | $15.00 | 100% 15.0K to 30.0K | |
| 26-Nov-07 6:42 PM View: | Bea Systems Inc (BEASD.PK) | 21-Nov-07 | Grant | 2,384 | $0.01 | $23.84 | < 1% 553.76K to 556.14K | |
| 03-Jul-07 10:47 AM View: | NYFIX Inc. (NYFX) | 02-Jul-07 | Acquisition (other) Duplicate | 526,327 | -- | -- | 37% 1.44M to 1.96M | |
| 10-May-07 3:52 PM View: | NYFIX Inc. (NYFX) | 09-May-07 | Private Purchase Duplicate | 1,207,500 | $5.07 | $6,115,990.00 | 531% 227.5K to 1.44M | |
| 05-Feb-07 5:14 PM View: | NYFIX Inc. (NYFX) | 01-Feb-07 | Acquisition (other) Duplicate | 227,500 | -- | -- | 100% 0 to 227.5K | |
| 03-Jan-07 4:53 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-07 | Grant | 15,000 | $0.00 | $15.00 | 100% 0 to 15.0K |