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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-17 9:56 AM View:  | Exar Corp. (EXAR) | 12-May-17 | Disposition | 7,591,600 | -- | -- | (100%) 7.59M to 0 | |
| 28-Aug-07 4:18 PM View: | Sipex Corp (SXCPE.OB) | 25-Aug-07 | Disposition | 11,366,400 | -- | -- | (50%) 22.73M to 11.37M | |
| 28-Aug-07 4:18 PM View: | Sipex Corp (SXCPE.OB) | 25-Aug-07 | Option Exercise | 2,798,510 | $5.36 | $15,000,000.00 | 14% 19.93M to 22.73M | |
| 21-Dec-06 1:29 PM View: | Sipex Corp (SXCPE.OB) | 21-Dec-06 | Exercise (in-the money or at-the-money) | 839,552 | $3.22 | $2,700,000.00 | 5% 16.3M to 17.14M | |
| 19-May-06 5:24 PM View: | Sipex Corp (SXCPE.OB) | 16-May-06 | Purchase | 1 | $15,000,000.00 | $15,000,000.00 | (100%) (-1) to 0 | |
| 23-Jan-06 2:04 PM View: | Sipex Corp (SXCPE.OB) | 19-Jan-06 | Purchase | 1 | $7,000,000.00 | $7,000,000.00 | (100%) (-1) to 0 | |
| 25-Aug-04 9:36 AM View: | Sipex Corp (SXCPE.OB) | 24-Aug-04 | Market Purchase | 147,000 | $4.88 | $717,360.00 | < 1% 16.15M to 16.3M | 76% |
| 10-Aug-04 10:00 PM View: | Sipex Corp (SXCPE.OB) | 09-Aug-04 | Market Purchase | 2,500,000 | $4.06 | $10,150,000.00 | 9% 27.3M to 29.8M | 112% |
| 10-Aug-04 10:00 PM View: | Sipex Corp (SXCPE.OB) | 05-Aug-04 | Exercise (in-the money or at-the-money) | 900,000 | $2.95 | $2,651,220.00 | 3% 26.4M to 27.3M | |
| 18-Feb-04 10:00 PM View: | Sipex Corp (SXCPE.OB) | 18-Feb-04 | Conversion | 4,600,000 | $4.90 | $22,560,000.00 | 26% 17.9M to 22.5M | |
| 15-Sep-03 10:00 PM View: | Sipex Corp (SXCPE.OB) | 11-Sep-03 | Market Purchase | 900,000 | $9.25 | $8,325,000.00 | 100% 0 to 900.0K | (7%) |
| 14-Aug-03 10:00 PM View: | Sipex Corp (SXCPE.OB) | 13-Aug-03 | Market Purchase | 642,000 | $6.80 | $4,365,600.00 | 123% 522.0K to 1.16M | 26% |
| 14-Aug-03 10:00 PM View: | Sipex Corp (SXCPE.OB) | 07-Aug-03 | Purchase | 312,000 | $5.12 | $1,597,440.00 | 149% 210.0K to 522.0K | |
| 07-Aug-03 10:00 PM View: | Sipex Corp (SXCPE.OB) | 05-Aug-03 | Market Purchase | 210,000 | $5.90 | $1,239,000.00 | 100% 0 to 210.0K | 46% |