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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Sep-04 4:52 PM View:  | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition | 160,296 | $22.73 | $3,644,040.00 | 55% 294.1K to 454.39K | |
| 03-Sep-04 4:52 PM View: | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition | 160,296 | $21.76 | $3,488,070.00 | (35%) 454.39K to 294.1K | |
| 03-Sep-04 4:52 PM View: | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition (change in control) | 268,147 | $44.50 | $11,932,500.00 | (91%) 294.1K to 25.95K | |
| 03-Sep-04 4:52 PM View: | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition (change in control) | 25,950 | $44.50 | $1,154,780.00 | (100%) 25.95K to 0 | |
| 20-Aug-04 10:00 PM View: | Charter One Financial Inc (CF) | 19-Aug-04 | Gift | 25,000 | -- | -- | 8% 296.6K to 321.6K | |
| 20-Aug-04 10:00 PM View: | Charter One Financial Inc (CF) | 19-Aug-04 | Gift | 27,500 | -- | -- | (9%) 321.6K to 294.1K | |
| 30-Jan-04 10:00 PM View: | Charter One Financial Inc (CF) | 28-Jan-04 | Sale | 6,257 | $36.46 | $228,130.00 | (2%) 302.85K to 296.6K | |
| 31-Dec-03 10:00 PM View: | Charter One Financial Inc (CF) | 29-Dec-03 | Sale | 25,000 | $33.31 | $832,830.00 | (8%) 327.85K to 302.85K | |
| 31-Dec-03 10:00 PM View: | Charter One Financial Inc (CF) | 23-Dec-03 | Gift | 12,000 | -- | -- | 4% 327.85K to 339.85K | |
| 31-Dec-03 10:00 PM View: | Charter One Financial Inc (CF) | 23-Dec-03 | Gift | 12,000 | -- | -- | (4%) 339.85K to 327.85K | |
| 31-Dec-03 10:00 PM View: | Charter One Financial Inc (CF) | 22-Dec-03 | Gift | 15,000 | -- | -- | 5% 327.85K to 342.85K | |
| 31-Dec-03 10:00 PM View: | Charter One Financial Inc (CF) | 22-Dec-03 | Gift | 15,000 | -- | -- | (4%) 342.85K to 327.85K | |
| 22-Oct-03 10:00 PM View: | Charter One Financial Inc (CF) | 20-Oct-03 | Sale | 50,000 | $31.55 | $1,577,500.00 | (13%) 378.52K to 328.52K | |
| 02-Oct-03 10:00 PM View: | Charter One Financial Inc (CF) | 02-Oct-03 | Option Sale | 20,000 | $30.31 | $606,200.00 | (5%) 398.52K to 378.52K | |
| 02-Oct-03 10:00 PM View: | Charter One Financial Inc (CF) | 30-Sep-03 | Option Exercise | 20,000 | $6.20 | $124,000.00 | 5% 378.52K to 398.52K | |
| 29-Sep-03 10:00 PM View: | Charter One Financial Inc (CF) | 26-Sep-03 | Option Exercise | 5,118 | $6.20 | $31,731.60 | 1% 378.52K to 383.64K | |
| 29-Sep-03 10:00 PM View: | Charter One Financial Inc (CF) | 26-Sep-03 | Option Sale | 5,118 | $30.91 | $158,197.00 | (1%) 383.64K to 378.52K | |
| 25-Sep-03 10:00 PM View: | Charter One Financial Inc (CF) | 24-Sep-03 | Option Exercise | 20,000 | $6.20 | $124,000.00 | 5% 378.52K to 398.52K | |
| 25-Sep-03 10:00 PM View: | Charter One Financial Inc (CF) | 24-Sep-03 | Option Sale | 20,000 | $31.30 | $626,000.00 | (5%) 398.52K to 378.52K | |
| 31-Dec-03 10:00 PM View: | Charter One Financial Inc (CF) | 17-Sep-03 | Gift | 170 | -- | -- | (< 1%) 328.02K to 327.85K | |
| 04-Aug-03 10:00 PM View: | Charter One Financial Inc (CF) | 31-Jul-03 | Option Exercise | 50,000 | $6.20 | $310,000.00 | 16% 311.32K to 361.32K | |
| 04-Aug-03 10:00 PM View: | Charter One Financial Inc (CF) | 31-Jul-03 | Option Sale | 50,000 | $33.10 | $1,655,000.00 | (14%) 361.32K to 311.32K |