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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Jan-22 12:30 PM View:  | XSUNX Inc. (XSNX) | 20-Jan-22 | Market Purchase | 250,000 | $0.20 | $50,000.00 | 2500% 10.0K to 260.0K | 10% |
| 05-Oct-21 9:26 AM View: | XSUNX Inc. (XSNX) | 03-Oct-21 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 16-Jun-10 7:52 PM View: | Biolase Technology, Inc. (BIOL) | 27-May-10 | Option Exercise | 20,000 | $1.12 | $22,500.00 | (400%) (-5.0K) to 15.0K | |
| 22-Jul-09 3:57 PM View: | SumTotal Systems Inc. (SUMT) | 21-Jul-09 | Disposition | 129,371 | -- | -- | (76%) 169.37K to 40.0K | |
| 22-Jul-09 3:57 PM View: | SumTotal Systems Inc. (SUMT) | 21-Jul-09 | Disposition | 40,000 | -- | -- | (100%) 40.0K to 0 | |
| 20-Feb-09 6:14 PM View: | SumTotal Systems Inc. (SUMT) | 20-Feb-09 | Payment of Exercise | 16,694 | $2.01 | $33,554.90 | (9%) 186.06K to 169.37K | (139%) |
| 17-Feb-09 10:00 PM View: | SumTotal Systems Inc. (SUMT) | 12-Feb-09 | Grant | 40,000 | -- | -- | 27% 146.06K to 186.06K | |
| 12-Nov-08 1:25 PM View: | Biolase Technology, Inc. (BIOL) | 11-Nov-08 | Market Purchase | 5,871 | $1.49 | $8,747.79 | 31% 19.13K to 25.0K | (91%) |
| 12-Nov-08 1:25 PM View: | Biolase Technology, Inc. (BIOL) | 10-Nov-08 | Market Purchase | 4,129 | $1.38 | $5,710.32 | 28% 15.0K to 19.13K | (90%) |
| 03-Nov-08 7:43 PM View: | SumTotal Systems Inc. (SUMT) | 03-Nov-08 | Market Purchase | 10,000 | $3.29 | $32,860.00 | 7% 136.06K to 146.06K | 47% |
| 28-May-08 4:27 PM View: | SumTotal Systems Inc. (SUMT) | 26-May-08 | Payment of Exercise | 8,935 | $4.69 | $41,905.20 | (6%) 145.0K to 136.06K | (3%) |
| 12-May-08 5:20 PM View: | Biolase Technology, Inc. (BIOL) | 12-May-08 | Market Purchase | 10,000 | $2.89 | $28,940.00 | 200% 5.0K to 15.0K | (95%) |
| 22-Feb-08 8:11 PM View: | SumTotal Systems Inc. (SUMT) | 20-Feb-08 | Grant | 40,000 | -- | -- | 38% 105.0K to 145.0K | |
| 14-Nov-07 5:36 PM View: | SumTotal Systems Inc. (SUMT) | 14-Nov-07 | Market Purchase | 5,000 | $4.85 | $24,250.00 | 5% 100.0K to 105.0K | (< 1%) |
| 05-Nov-07 11:10 AM View: | SumTotal Systems Inc. (SUMT) | 02-Nov-07 | Market Purchase | 5,000 | $4.97 | $24,826.00 | 5% 95.0K to 100.0K | (3%) |
| 03-Aug-07 6:09 PM View: | SumTotal Systems Inc. (SUMT) | 03-Aug-07 | Market Purchase | 10,000 | $5.74 | $57,420.20 | 12% 85.0K to 95.0K | (16%) |
| 08-Jun-06 7:50 PM View: | SumTotal Systems Inc. (SUMT) | 07-Jun-06 | Market Purchase | 5,000 | $5.59 | $27,950.00 | 6% 80.0K to 85.0K | (14%) |
| 16-May-06 7:48 PM View: | Biolase Technology, Inc. (BIOL) | 16-May-06 | Market Purchase | 5,000 | $8.00 | $40,008.00 | 100% 0 to 5.0K | (98%) |
| 01-Dec-05 5:12 PM View: | SumTotal Systems Inc. (SUMT) | 01-Dec-05 | Market Purchase | 15,000 | $4.37 | $65,587.00 | 23% 65.0K to 80.0K | 10% |
| 26-May-05 8:02 PM View: | SumTotal Systems Inc. (SUMT) | 26-May-05 | Grant Duplicate | 50,000 | $0.00 | $50.00 | 333% 15.0K to 65.0K | |
| 04-Aug-04 10:00 PM View: | SumTotal Systems Inc. (SUMT) | 03-Aug-04 | Market Purchase | 2,010 | $4.95 | $9,949.50 | 15% 12.99K to 15.0K | (3%) |
| 04-Aug-04 10:00 PM View: | SumTotal Systems Inc. (SUMT) | 02-Aug-04 | Market Purchase | 2,000 | $5.15 | $10,300.00 | 18% 10.99K to 12.99K | (6%) |
| 23-Mar-04 10:00 PM View: | Docent Inc (EVFB.PK) | 18-Mar-04 | Disposition | 15,000 | -- | -- | (100%) 15.0K to 0 | |
| 22-Mar-04 10:00 PM View: | SumTotal Systems Inc. (SUMT) | 18-Mar-04 | Grant | 10,990 | -- | -- | 100% 0 to 10.99K | |
| 05-Aug-03 10:00 PM View: | Docent Inc (EVFB.PK) | 05-Aug-03 | Purchase | 4,300 | $3.70 | $15,910.00 | 614% 0.7K to 5.0K | |
| 05-Aug-03 10:00 PM View: | Docent Inc (EVFB.PK) | 04-Aug-03 | Purchase | 700 | $3.68 | $2,578.00 | 100% 0 to 0.7K |