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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Feb-22 6:54 PM View:  | First Foundation Inc. (FFWM) | 25-Feb-22 | Payment of Exercise | 1,597 | $26.55 | $42,400.30 | (< 1%) 736.59K to 734.99K | |
| 25-Feb-22 6:54 PM View: | First Foundation Inc. (FFWM) | 25-Feb-22 | Option Exercise | 4,621 | -- | -- | < 1% 731.97K to 736.59K | |
| 24-Feb-22 7:39 PM View: | First Foundation Inc. (FFWM) | 23-Feb-22 | Payment of Exercise | 1,125 | $25.82 | $29,047.50 | (< 1%) 733.09K to 731.97K | |
| 24-Feb-22 7:39 PM View: | First Foundation Inc. (FFWM) | 23-Feb-22 | Option Exercise | 3,255 | -- | -- | < 1% 729.84K to 733.09K | |
| 24-Feb-22 7:39 PM View: | First Foundation Inc. (FFWM) | 22-Feb-22 | Payment of Exercise | 1,211 | $26.36 | $31,922.00 | (< 1%) 731.05K to 729.84K | |
| 24-Feb-22 7:39 PM View: | First Foundation Inc. (FFWM) | 22-Feb-22 | Option Exercise | 3,503 | -- | -- | < 1% 727.55K to 731.05K | |
| 01-Mar-21 8:04 PM View: | First Foundation Inc. (FFWM) | 26-Feb-21 | Payment of Exercise | 1,130 | $22.85 | $25,820.50 | (< 1%) 728.68K to 727.55K | (5%) |
| 01-Mar-21 8:04 PM View: | First Foundation Inc. (FFWM) | 26-Feb-21 | Option Exercise | 3,270 | -- | -- | < 1% 725.41K to 728.68K | |
| 01-Mar-21 8:04 PM View: | First Foundation Inc. (FFWM) | 25-Feb-21 | Payment of Exercise | 1,613 | $23.68 | $38,195.80 | (< 1%) 727.02K to 725.41K | (1%) |
| 01-Mar-21 8:04 PM View: | First Foundation Inc. (FFWM) | 25-Feb-21 | Option Exercise | 4,621 | -- | -- | < 1% 722.4K to 727.02K | |
| 26-Feb-21 6:30 PM View: | First Foundation Inc. (FFWM) | 23-Feb-21 | Payment of Exercise | 1,263 | $23.35 | $29,491.10 | (< 1%) 723.66K to 722.4K | (3%) |
| 26-Feb-21 6:30 PM View: | First Foundation Inc. (FFWM) | 23-Feb-21 | Option Exercise | 3,255 | -- | -- | < 1% 720.41K to 723.66K | |
| 03-Jun-20 9:05 PM View: | First Foundation Inc. (FFWM) | 01-Jun-20 | Market Purchase | 1,000 | $14.19 | $14,190.00 | < 1% 719.41K to 720.41K | 69% |
| 27-Feb-20 3:34 PM View: | First Foundation Inc. (FFWM) | 27-Feb-20 | Grant | 2,751 | -- | -- | < 1% 716.66K to 719.41K | |
| 27-Feb-20 3:34 PM View: | First Foundation Inc. (FFWM) | 26-Feb-20 | Grant | 3,270 | -- | -- | < 1% 713.39K to 716.66K | |
| 26-Feb-20 12:34 PM View: | First Foundation Inc. (FFWM) | 25-Feb-20 | Grant | 4,621 | -- | -- | < 1% 708.76K to 713.39K | |
| 21-Aug-19 5:56 PM View: | First Foundation Inc. (FFWM) | 20-Aug-19 | Gift | 10,000 | -- | -- | (1%) 718.76K to 708.76K | |
| 28-Feb-19 2:23 PM View: | First Foundation Inc. (FFWM) | 28-Feb-19 | Option Exercise | 2,541 | -- | -- | < 1% 716.22K to 718.76K | |
| 28-Feb-19 2:23 PM View: | First Foundation Inc. (FFWM) | 27-Feb-19 | Option Exercise | 2,751 | -- | -- | < 1% 713.47K to 716.22K | |
| 28-Feb-19 2:23 PM View: | First Foundation Inc. (FFWM) | 26-Feb-19 | Option Exercise | 3,270 | -- | -- | < 1% 710.2K to 713.47K | |
| 30-Aug-18 12:30 PM View: | First Foundation Inc. (FFWM) | 23-Aug-18 | Market Purchase | 1,000 | $16.36 | $16,360.00 | < 1% 709.2K to 710.2K | 45% |
| 18-May-18 3:22 PM View: | First Foundation Inc. (FFWM) | 14-May-18 | Grant | 10,600 | -- | -- | 2% 698.6K to 709.2K | |
| 28-Feb-18 7:57 PM View: | First Foundation Inc. (FFWM) | 28-Feb-18 | Option Exercise | 2,541 | -- | -- | < 1% 696.06K to 698.6K | |
| 28-Feb-18 7:57 PM View: | First Foundation Inc. (FFWM) | 27-Feb-18 | Option Exercise | 2,751 | -- | -- | < 1% 693.31K to 696.06K | |
| 22-Feb-18 4:45 PM View: | First Foundation Inc. (FFWM) | 22-Feb-18 | Gift | 20,000 | -- | -- | (3%) 713.31K to 693.31K | |
| 12-May-17 5:50 PM View: | First Foundation Inc. (FFWM) | 11-May-17 | Grant | 10,600 | -- | -- | 2% 702.71K to 713.31K | |
| 28-Feb-17 10:00 PM View: | First Foundation Inc. (FFWM) | 28-Feb-17 | Option Exercise | 2,541 | -- | -- | < 1% 700.17K to 702.71K | |
| 13-May-16 11:29 AM View: | First Foundation Inc. (FFWM) | 11-May-16 | Grant | 5,300 | -- | -- | 2% 344.79K to 350.08K | |
| 13-Aug-15 8:52 PM View: | First Foundation Inc. (FFWM) | 12-Aug-15 | Private Purchase | 72,750 | $19.25 | $1,400,440.00 | 27% 272.04K to 344.79K | |
| 27-May-15 8:32 PM View: | First Foundation Inc. (FFWM) | 27-May-15 | Market Purchase | 272,035 | $18.38 | $5,000,000.00 | 100% 0 to 272.04K | 28% |
| 22-Apr-14 9:00 PM View: | Sterling Financial Corp. (STSA) | 18-Apr-14 | Disposition | 17,116 | -- | -- | (7%) 254.43K to 237.31K | |
| 22-Apr-14 9:00 PM View: | Sterling Financial Corp. (STSA) | 18-Apr-14 | Disposition | 237,314 | -- | -- | (100%) 237.31K to 0 | |
| 17-Mar-14 6:58 PM View: | Sterling Financial Corp. (STSA) | 13-Mar-14 | Payment of Exercise | 5,518 | $33.03 | $182,260.00 | (2%) 259.95K to 254.43K | 3% |
| 17-Mar-14 6:58 PM View: | Sterling Financial Corp. (STSA) | 13-Mar-14 | Option Exercise | 16,249 | -- | -- | 7% 243.7K to 259.95K | |
| 13-Feb-14 9:23 PM View: | Sterling Financial Corp. (STSA) | 31-Dec-13 | Acquisition (other) | 1 | -- | -- | < 1% 243.7K to 243.7K | |
| 15-Mar-13 5:51 PM View: | Sterling Financial Corp. (STSA) | 13-Mar-13 | Payment of Exercise | 3,307 | $21.30 | $70,439.10 | (1%) 247.0K to 243.7K | (57%) |
| 15-Mar-13 5:51 PM View: | Sterling Financial Corp. (STSA) | 13-Mar-13 | Option Exercise | 9,692 | -- | -- | 4% 237.31K to 247.0K | |
| 12-Feb-13 5:34 PM View: | Sterling Financial Corp. (STSA) | 31-Dec-12 | Acquisition (other) | 2 | -- | -- | < 1% 237.31K to 237.31K | |
| 13-Feb-12 6:50 PM View: | Sterling Financial Corp. (STSA) | 31-Dec-11 | Acquisition (other) | 38 | -- | -- | < 1% 237.27K to 237.31K | |
| 13-Feb-12 6:50 PM View: | Sterling Financial Corp. (STSA) | 15-Aug-11 | Market Purchase | 1,942 | $13.20 | $25,634.40 | < 1% 235.33K to 237.27K | 164% |
| 13-Feb-12 6:50 PM View: | Sterling Financial Corp. (STSA) | 12-Aug-11 | Market Purchase | 8,058 | $13.20 | $106,366.00 | 4% 229.22K to 237.27K | 164% |
| 26-Oct-10 5:41 PM View: | Sterling Financial Corp. (STSA) | 22-Oct-10 | Conversion | 13,800,000 | -- | -- | 1150% 1.2M to 15.0M | |
| 14-Nov-07 4:49 PM View: | Fremont General Corporation (ELLH) | 09-Nov-07 | Grant | 909,091 | -- | -- | 100% 0 to 909.09K | |
| 31-Jul-06 10:00 PM View: | Commercial Capital Bancorp ... (CCBI) | 28-Jul-06 | Option Exercise | 35,849 | $1.23 | $44,094.30 | 2% 2.26M to 2.3M | |
| 31-Jul-06 10:00 PM View: | Commercial Capital Bancorp ... (CCBI) | 28-Jul-06 | Market Option Sale | 35,849 | $15.84 | $567,848.00 | (2%) 2.3M to 2.26M | |
| 28-Apr-06 6:38 PM View: | Commercial Capital Bancorp ... (CCBI) | 27-Apr-06 | Option Exercise | 100,000 | $1.23 | $123,000.00 | 4% 2.26M to 2.36M | |
| 28-Apr-06 6:38 PM View: | Commercial Capital Bancorp ... (CCBI) | 27-Apr-06 | Market Option Sale | 100,000 | $15.65 | $1,565,070.00 | (4%) 2.36M to 2.26M | |
| 16-Feb-06 7:34 PM View: | Commercial Capital Bancorp ... (CCBI) | 14-Feb-06 | Market Sale | 50,000 | $14.73 | $736,270.00 | (2%) 2.31M to 2.26M | |
| 10-Feb-06 7:28 PM View: | Commercial Capital Bancorp ... (CCBI) | 08-Feb-06 | Option Exercise | 75,000 | $1.23 | $92,250.00 | 3% 2.31M to 2.39M | |
| 10-Feb-06 7:28 PM View: | Commercial Capital Bancorp ... (CCBI) | 08-Feb-06 | Market Option Sale | 75,000 | $14.88 | $1,116,040.00 | (3%) 2.39M to 2.31M |