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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Apr-17 8:12 PM View:  | Peabody Energy Corp. (BTU) | 03-Apr-17 | Disposition (other) | 8,231 | -- | -- | (100%) 8.23K to 0 | |
| 06-Jan-16 3:22 PM View: | Peabody Energy Corp. (BTU) | 04-Jan-16 | Grant | 4,333 | -- | -- | 111% 3.9K to 8.23K | |
| 06-Jan-15 11:05 AM View: | Peabody Energy Corp. (BTU) | 02-Jan-15 | Grant | 16,796 | -- | -- | 40% 41.71K to 58.5K | |
| 17-Mar-14 4:45 PM View: | Peabody Energy Corp. (BTU) | 14-Mar-14 | Option Exercise | 4,525 | $11.05 | $50,013.90 | 11% 40.49K to 45.02K | |
| 17-Mar-14 4:45 PM View: | Peabody Energy Corp. (BTU) | 14-Mar-14 | Market Option Sale | 3,312 | $15.47 | $51,237.30 | (7%) 45.02K to 41.71K | 100% |
| 06-Jan-14 12:45 PM View: | Peabody Energy Corp. (BTU) | 02-Jan-14 | Grant | 6,653 | -- | -- | 20% 33.84K to 40.49K | |
| 04-Jan-13 4:29 PM View: | Peabody Energy Corp. (BTU) | 02-Jan-13 | Grant | 5,031 | -- | -- | 17% 28.81K to 33.84K | |
| 05-Jan-12 9:54 AM View: | Peabody Energy Corp. (BTU) | 03-Jan-12 | Grant | 3,584 | -- | -- | 14% 25.23K to 28.81K | |
| 05-Jan-11 5:27 PM View: | Ener1 Inc (HEV) | 04-Jan-11 | Grant | 10,000 | -- | -- | < 1% 4.89M to 4.9M | |
| 04-Jan-11 7:31 PM View: | Peabody Energy Corp. (BTU) | 03-Jan-11 | Grant | 1,860 | -- | -- | 8% 23.37K to 25.23K | |
| 06-Jan-10 3:49 PM View: | Peabody Energy Corp. (BTU) | 04-Jan-10 | Grant | 1,880 | -- | -- | 9% 21.49K to 23.37K | |
| 16-Dec-09 9:08 PM View: | Peabody Energy Corp. (BTU) | 15-Dec-09 | Gift | 2,400 | -- | -- | (7%) 33.89K to 31.49K | |
| 16-Dec-09 9:08 PM View: | Peabody Energy Corp. (BTU) | 15-Dec-09 | Market Sale | 10,000 | $43.78 | $437,800.00 | (32%) 31.49K to 21.49K | 100% |
| 07-Jan-09 2:12 PM View: | Peabody Energy Corp. (BTU) | 05-Jan-09 | Grant | 3,353 | -- | -- | 11% 30.53K to 33.89K | |
| 09-Oct-08 3:21 PM View: | Peabody Energy Corp. (BTU) | 07-Oct-08 | Option Exercise | 19,699 | $6.43 | $126,605.00 | 182% 10.84K to 30.53K | 724% |
| 08-Apr-08 4:45 PM View: | Peabody Energy Corp. (BTU) | 07-Apr-08 | Option Exercise | 15,000 | $3.30 | $49,501.50 | 139% 10.82K to 25.82K | 1894% |
| 08-Apr-08 4:45 PM View: | Peabody Energy Corp. (BTU) | 07-Apr-08 | Market Option Sale (Planned) | 15,000 | $59.49 | $892,275.00 | (58%) 25.82K to 10.82K | 100% |
| 07-Apr-08 5:24 PM View: | Peabody Energy Corp. (BTU) | 03-Apr-08 | Option Exercise | 20,000 | $3.30 | $66,002.00 | 185% 10.82K to 30.82K | 1629% |
| 07-Apr-08 5:24 PM View: | Peabody Energy Corp. (BTU) | 03-Apr-08 | Market Option Sale (Planned) | 20,000 | $55.03 | $1,100,610.00 | (65%) 30.82K to 10.82K | 100% |
| 04-Jan-08 5:28 PM View: | Peabody Energy Corp. (BTU) | 02-Jan-08 | Grant | 1,435 | -- | -- | 15% 9.38K to 10.82K | |
| 28-Dec-07 5:38 PM View: | Peabody Energy Corp. (BTU) | 26-Dec-07 | Option Exercise | 20,000 | $3.30 | $66,002.00 | 213% 9.38K to 29.38K | |
| 28-Dec-07 5:38 PM View: | Peabody Energy Corp. (BTU) | 26-Dec-07 | Market Option Sale (Planned) | 20,000 | $62.00 | $1,240,000.00 | (68%) 29.38K to 9.38K | 100% |
| 10-Dec-07 6:45 PM View: | Peabody Energy Corp. (BTU) | 06-Dec-07 | Option Exercise | 20,000 | $3.30 | $66,002.00 | 213% 9.38K to 29.38K | |
| 10-Dec-07 6:45 PM View: | Peabody Energy Corp. (BTU) | 06-Dec-07 | Market Option Sale (Planned) | 20,000 | $58.01 | $1,160,280.00 | (68%) 29.38K to 9.38K | 100% |
| 04-Dec-07 7:51 PM View: | Peabody Energy Corp. (BTU) | 03-Dec-07 | Option Exercise | 100,000 | $3.30 | $330,010.00 | 1066% 9.38K to 109.38K | |
| 04-Dec-07 7:51 PM View: | Peabody Energy Corp. (BTU) | 03-Dec-07 | Market Option Sale (Planned) | 100,000 | $55.18 | $5,518,160.00 | (91%) 109.38K to 9.38K | 100% |
| 20-Nov-07 7:43 PM View: | Peabody Energy Corp. (BTU) | 19-Nov-07 | Option Exercise | 28,082 | $3.30 | $92,673.40 | 299% 9.38K to 37.46K | |
| 20-Nov-07 7:43 PM View: | Peabody Energy Corp. (BTU) | 19-Nov-07 | Market Option Sale | 28,082 | $50.86 | $1,428,200.00 | (75%) 37.46K to 9.38K | 100% |
| 22-May-07 12:19 PM View: | Peabody Energy Corp. (BTU) | 21-May-07 | Option Exercise | 12,600 | $3.57 | $45,013.50 | 134% 9.38K to 21.98K | |
| 22-May-07 12:19 PM View: | Peabody Energy Corp. (BTU) | 21-May-07 | Market Option Sale | 12,600 | $54.91 | $691,853.00 | (57%) 21.98K to 9.38K | 100% |
| 05-Jan-07 10:00 PM View: | Peabody Energy Corp. (BTU) | 03-Jan-07 | Grant | 991 | -- | -- | 12% 8.39K to 9.38K | |
| 12-May-06 10:52 AM View: | Peabody Energy Corp. (BTU) | 10-May-06 | Option Exercise | 15,000 | $3.57 | $53,587.50 | 358% 4.2K to 19.2K | |
| 12-May-06 10:52 AM View: | Peabody Energy Corp. (BTU) | 10-May-06 | Market Option Sale | 15,000 | $71.33 | $1,069,950.00 | (78%) 19.2K to 4.2K | 100% |
| 05-Jan-06 5:06 PM View: | Peabody Energy Corp. (BTU) | 03-Jan-06 | Grant | 435 | -- | -- | 12% 3.76K to 4.2K | |
| 03-Feb-05 12:29 PM View: | Peabody Energy Corp. (BTU) | 01-Feb-05 | Option Exercise | 20,000 | $14.29 | $285,800.00 | 1064% 1.88K to 21.88K | |
| 03-Feb-05 12:29 PM View: | Peabody Energy Corp. (BTU) | 01-Feb-05 | Market Option Sale | 20,000 | $82.10 | $1,642,000.00 | (91%) 21.88K to 1.88K | 100% |