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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Mar-16 7:33 PM View:  | Arq, Inc. (ARQ) | 01-Mar-16 | Payment of Exercise | 1,572 | $5.25 | $8,253.00 | (5%) 28.73K to 27.16K | 11% |
| 03-Mar-16 7:33 PM View: | Arq, Inc. (ARQ) | 01-Mar-16 | Option Exercise | 4,916 | -- | -- | 21% 23.82K to 28.73K | |
| 19-Jan-16 6:38 PM View: | Arq, Inc. (ARQ) | 16-Jan-16 | Payment of Exercise | 5,137 | $5.79 | $29,743.20 | (18%) 28.95K to 23.82K | 19% |
| 05-Jan-16 8:03 PM View: | Arq, Inc. (ARQ) | 02-Jan-16 | Payment of Exercise | 1,350 | $7.07 | $9,544.50 | (4%) 30.3K to 28.95K | 33% |
| 05-Jan-16 8:03 PM View: | Arq, Inc. (ARQ) | 01-Jan-16 | Payment of Exercise | 898 | $7.07 | $6,348.86 | (3%) 31.2K to 30.3K | 33% |
| 21-Jul-15 7:48 PM View: | Arq, Inc. (ARQ) | 31-May-15 | Payment of Exercise | 1,279 | $13.70 | $17,522.30 | (4%) 32.48K to 31.2K | 66% |
| 05-Mar-15 8:23 PM View: | Arq, Inc. (ARQ) | 03-Mar-15 | Grant | 6,471 | -- | -- | 25% 26.01K to 32.48K | |
| 07-Jan-15 7:59 PM View: | Arq, Inc. (ARQ) | 02-Jan-15 | Payment of Exercise | 546 | $21.86 | $11,935.60 | (2%) 26.56K to 26.01K | 84% |
| 07-Jan-15 7:59 PM View: | Arq, Inc. (ARQ) | 01-Jan-15 | Payment of Exercise | 898 | $22.79 | $20,465.40 | (3%) 27.45K to 26.56K | 85% |
| 04-Jun-14 1:37 PM View: | Arq, Inc. (ARQ) | 04-Jun-14 | Payment of Exercise | 2,015 | $23.41 | $47,171.10 | (7%) 29.47K to 27.45K | 85% |
| 18-Feb-14 1:56 PM View: | Arq, Inc. (ARQ) | 11-Feb-14 | Grant | 94 | $52.18 | $4,904.92 | < 1% 14.64K to 14.73K | (93%) |
| 07-Jan-14 5:05 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Grant | 2,198 | $53.00 | $116,494.00 | 14% 16.05K to 18.25K | (93%) |
| 07-Jan-14 5:05 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Payment of Exercise | 1,606 | $53.00 | $85,118.00 | (9%) 18.25K to 16.64K | 93% |
| 07-Jan-14 5:05 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Market Sale (Planned) | 2,000 | $54.08 | $108,170.00 | (12%) 16.64K to 14.64K | 94% |
| 08-Nov-13 1:12 PM View: | Arq, Inc. (ARQ) | 06-Nov-13 | Grant | 156 | $37.96 | $5,921.76 | < 1% 15.89K to 16.05K | (91%) |
| 02-Aug-13 1:26 PM View: | Arq, Inc. (ARQ) | 01-Aug-13 | Grant | 28 | $42.95 | $1,202.60 | < 1% 15.87K to 15.89K | (92%) |
| 21-Jun-13 3:36 PM View: | ADA-ES Inc. (ADES) | 20-Jun-13 | Grant | 10,000 | $37.78 | $377,800.00 | 171% 5.87K to 15.87K | (47%) |
| 23-May-13 7:10 PM View: | ADA-ES Inc. (ADES) | 14-May-13 | Grant | 3,615 | $31.29 | $113,113.00 | 161% 2.25K to 5.87K | (36%) |
| 27-Mar-13 11:45 AM View: | ADA-ES Inc. (ADES) | 26-Mar-13 | Market Sale (Planned) | 1,000 | $25.95 | $25,950.00 | (31%) 3.25K to 2.25K | 22% |
| 15-Jan-13 1:42 PM View: | ADA-ES Inc. (ADES) | 14-Jan-13 | Grant | 3,250 | $18.23 | $59,247.50 | 100% 0 to 3.25K | 11% |