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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Aug-12 5:22 PM View:  | Viking Systems, Inc. (VKNG) | 28-Aug-12 | Option Exercise | 3,770,920 | $0.18 | $678,765.00 | 40% 9.52M to 13.29M | |
| 03-Dec-10 4:09 PM View: | Viking Systems, Inc. (VKNG) | 30-Nov-10 | Gift | 2,000,000 | -- | -- | (17%) 11.52M to 9.52M | |
| 30-Mar-10 8:37 PM View: | Viking Systems, Inc. (VKNG) | 30-Mar-10 | Gift | 2,875,000 | -- | -- | (20%) 14.4M to 11.52M | |
| 08-Jan-08 9:31 PM View: | Viking Systems, Inc. (VKNG) | 04-Jan-08 | Conversion | 1,931,540 | $0.36 | $687,820.00 | 72% 2.67M to 4.6M | |
| 08-Jan-08 9:31 PM View: | Viking Systems, Inc. (VKNG) | 04-Jan-08 | Purchase | 9,800,020 | $0.18 | $1,750,280.00 | 213% 4.6M to 14.4M | |
| 12-Dec-07 3:05 PM View: | Viking Systems, Inc. (VKNG) | 10-Dec-07 | Purchase | 33,308,300 | $0.00 | $123,241.00 | 100% 0 to 33.31M | |
| 29-Jun-04 3:01 PM View: | Alaris Medical Systems Inc (AMI) | 25-Jun-04 | Disposition (change in control) | 312,963 | $22.35 | $6,994,720.00 | (100%) 312.96K to 0 | |
| 27-May-04 3:36 PM View: | Alaris Medical Systems Inc (AMI) | 27-May-04 | Gift | 25,000 | -- | -- | (7%) 337.96K to 312.96K | |
| 19-May-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 17-May-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 3% 337.96K to 347.96K | |
| 19-May-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 17-May-04 | Option Sale | 10,000 | $18.66 | $186,635.00 | (3%) 347.96K to 337.96K | |
| 04-May-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 30-Apr-04 | Option Exercise | 10,000 | $2.00 | $20,000.00 | 3% 337.96K to 347.96K | |
| 04-May-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 30-Apr-04 | Option Sale | 10,000 | $19.51 | $195,061.00 | (3%) 347.96K to 337.96K | |
| 16-Apr-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 15-Apr-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 3% 337.96K to 347.96K | |
| 16-Apr-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 15-Apr-04 | Option Sale | 10,000 | $17.62 | $176,159.00 | (3%) 347.96K to 337.96K | 22% |
| 31-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 30-Mar-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 3% 337.96K to 347.96K | |
| 31-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 30-Mar-04 | Option Sale | 10,000 | $18.83 | $188,275.00 | (3%) 347.96K to 337.96K | |
| 25-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 18-Mar-04 | Gift | 3,000 | -- | -- | (< 1%) 340.96K to 337.96K | |
| 16-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 15-Mar-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 3% 340.96K to 350.96K | |
| 16-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 15-Mar-04 | Option Sale | 10,000 | $19.88 | $198,835.00 | (3%) 350.96K to 340.96K | |
| 02-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 01-Mar-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 3% 340.96K to 350.96K | |
| 02-Mar-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 01-Mar-04 | Option Sale | 10,000 | $21.20 | $211,978.00 | (3%) 350.96K to 340.96K | |
| 19-Feb-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 17-Feb-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 3% 340.96K to 350.96K | |
| 19-Feb-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 17-Feb-04 | Option Sale | 10,000 | $21.42 | $214,174.00 | (3%) 350.96K to 340.96K | |
| 17-Feb-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 12-Feb-04 | Payment of Exercise | 21,279 | $21.35 | $454,413.00 | (6%) 362.24K to 340.96K | |
| 17-Feb-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 12-Feb-04 | Option Exercise | 118,759 | $3.83 | $454,440.00 | 49% 243.48K to 362.24K | |
| 02-Feb-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 30-Jan-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 4% 243.48K to 253.48K | |
| 02-Feb-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 30-Jan-04 | Option Sale | 10,000 | $19.61 | $196,129.00 | (4%) 253.48K to 243.48K | |
| 15-Jan-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 15-Jan-04 | Option Exercise | 10,000 | $1.88 | $18,755.00 | 4% 243.48K to 253.48K | |
| 15-Jan-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 15-Jan-04 | Option Sale | 10,000 | $18.56 | $185,600.00 | (4%) 253.48K to 243.48K | |
| 13-Jan-04 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 18-Nov-03 | Gift | 5,000 | -- | -- | (2%) 248.48K to 243.48K | |
| 05-Nov-03 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 03-Nov-03 | Payment of Exercise | 2,222 | $15.82 | $35,152.00 | (< 1%) 250.71K to 248.48K | 9% |
| 05-Nov-03 10:00 PM View: | Alaris Medical Systems Inc (AMI) | 03-Nov-03 | Option Exercise | 18,750 | $1.88 | $35,165.60 | 8% 231.96K to 250.71K |