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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-12 12:17 PM View:  | Duke Energy Corp. (DUK) | 14-Nov-12 | Market Sale | 3,431 | $60.95 | $209,133.00 | (79%) 4.35K to 0.92K | (25%) |
| 15-Nov-12 12:17 PM View: | Duke Energy Corp. (DUK) | 13-Nov-12 | Option Exercise | 1,333 | $23.55 | $31,392.10 | 31% 4.35K to 5.68K | |
| 15-Nov-12 12:17 PM View: | Duke Energy Corp. (DUK) | 13-Nov-12 | Market Option Sale | 1,333 | $61.96 | $82,596.70 | (23%) 5.68K to 4.35K | (22%) |
| 14-May-10 1:23 PM View: | Duke Energy Corp. (DUK) | 12-May-10 | Option Exercise | 108 | $16.98 | $1,833.84 | < 1% 11.8K to 11.91K | 404% |
| 02-Dec-09 2:51 PM View: | Duke Energy Corp. (DUK) | 30-Nov-09 | Option Exercise | 4,000 | $14.17 | $56,680.00 | 33% 11.99K to 15.99K | |
| 02-Dec-09 2:51 PM View: | Duke Energy Corp. (DUK) | 30-Nov-09 | Market Option Sale | 4,000 | $16.63 | $66,532.00 | (25%) 15.99K to 11.99K | (422%) |
| 14-May-09 2:03 PM View: | Duke Energy Corp. (DUK) | 12-May-09 | Option Exercise | 108 | -- | -- | < 1% 11.75K to 11.86K | |
| 14-May-08 4:14 PM View: | Duke Energy Corp. (DUK) | 13-May-08 | Option Exercise | 180 | -- | -- | 2% 11.57K to 11.75K | |
| 15-May-07 5:17 PM View: | Duke Energy Corp. (DUK) | 12-May-07 | Option Exercise | 108 | -- | -- | < 1% 11.27K to 11.38K | |
| 14-May-07 2:15 PM View: | Duke Energy Corp. (DUK) | 10-May-07 | Grant | 4,960 | $20.15 | $99,944.00 | 134% 3.71K to 8.67K | 344% |
| 30-May-06 10:00 PM View: | Duke Energy Corp. (DUK) | 12-May-06 | Option Exercise | 108 | -- | -- | 3% 3.6K to 3.71K | |
| 04-Apr-06 4:58 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 2,426 | -- | -- | (5%) 49.78K to 47.35K | |
| 04-Apr-06 4:58 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 47,350 | -- | -- | (100%) 47.35K to 0 | |
| 04-Apr-06 4:58 PM View: | Duke Power Co LLC (DUK) | 31-Mar-06 | Grant | 129 | -- | -- | < 1% 49.65K to 49.78K | |
| 02-Mar-06 7:17 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Grant | 361 | -- | -- | < 1% 48.47K to 48.83K | |
| 02-Mar-06 7:17 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Option Exercise Duplicate | 364 | -- | -- | < 1% 48.83K to 49.19K | |
| 28-Feb-06 4:54 PM View: | Duke Power Co LLC (DUK) | 24-Feb-06 | Option Exercise Duplicate | 300 | -- | -- | < 1% 48.19K to 48.49K | |
| 02-Feb-06 6:33 PM View: | Duke Power Co LLC (DUK) | 31-Jan-06 | Grant | 203 | -- | -- | < 1% 47.99K to 48.2K | |
| 04-Jan-06 5:25 PM View: | Duke Power Co LLC (DUK) | 30-Dec-05 | Grant | 301 | -- | -- | < 1% 47.72K to 48.02K | |
| 02-Dec-05 4:53 PM View: | Duke Power Co LLC (DUK) | 30-Nov-05 | Grant | 214 | -- | -- | < 1% 47.04K to 47.26K | |
| 02-Nov-05 4:45 PM View: | Duke Power Co LLC (DUK) | 31-Oct-05 | Grant | 387 | -- | -- | < 1% 46.67K to 47.06K | |
| 04-Oct-05 3:41 PM View: | Duke Power Co LLC (DUK) | 30-Sep-05 | Grant | 180 | -- | -- | < 1% 46.37K to 46.55K | |
| 02-Sep-05 2:02 PM View: | Duke Power Co LLC (DUK) | 31-Aug-05 | Grant | 371 | -- | -- | < 1% 45.56K to 45.93K | |
| 02-Aug-05 2:44 PM View: | Duke Power Co LLC (DUK) | 29-Jul-05 | Grant | 127 | -- | -- | < 1% 45.41K to 45.54K | |
| 05-Jul-05 3:31 PM View: | Duke Power Co LLC (DUK) | 30-Jun-05 | Grant | 345 | -- | -- | < 1% 45.07K to 45.41K | |
| 02-Jun-05 4:55 PM View: | Duke Power Co LLC (DUK) | 31-May-05 | Grant | 537 | -- | -- | 1% 43.9K to 44.43K | |
| 17-May-05 6:29 PM View: | Duke Power Co LLC (DUK) | 13-May-05 | Grant | 180 | -- | -- | < 1% 43.71K to 43.89K | |
| 03-May-05 2:52 PM View: | Duke Power Co LLC (DUK) | 29-Apr-05 | Grant | 180 | -- | -- | < 1% 43.46K to 43.64K | |
| 04-Apr-05 4:08 PM View: | Duke Power Co LLC (DUK) | 31-Mar-05 | Grant | 205 | -- | -- | < 1% 43.28K to 43.49K | |
| 02-Mar-05 5:31 PM View: | Duke Power Co LLC (DUK) | 28-Feb-05 | Grant | 472 | -- | -- | 1% 42.14K to 42.61K | |
| 28-Feb-05 6:10 PM View: | Duke Power Co LLC (DUK) | 24-Feb-05 | Option Exercise Duplicate | 300 | -- | -- | < 1% 41.85K to 42.15K | |
| 02-Feb-05 6:04 PM View: | Duke Power Co LLC (DUK) | 31-Jan-05 | Grant | 196 | -- | -- | < 1% 41.65K to 41.85K | |
| 04-Jan-05 3:44 PM View: | Duke Power Co LLC (DUK) | 31-Dec-04 | Grant | 388 | -- | -- | < 1% 41.3K to 41.69K | |
| 01-Dec-04 5:11 PM View: | Duke Power Co LLC (DUK) | 30-Nov-04 | Grant | 296 | -- | -- | < 1% 40.28K to 40.57K | |
| 02-Nov-04 10:52 AM View: | Duke Power Co LLC (DUK) | 29-Oct-04 | Grant | 387 | -- | -- | < 1% 39.92K to 40.31K | |
| 04-Oct-04 2:07 PM View: | Duke Power Co LLC (DUK) | 30-Sep-04 | Grant | 239 | -- | -- | < 1% 39.74K to 39.98K | |
| 01-Sep-04 11:07 AM View: | Duke Power Co LLC (DUK) | 31-Aug-04 | Grant | 654 | -- | -- | 2% 38.3K to 38.96K | |
| 03-Aug-04 10:00 PM View: | Duke Power Co LLC (DUK) | 30-Jul-04 | Grant | 371 | -- | -- | < 1% 37.95K to 38.33K | |
| 02-Jul-04 9:18 AM View: | Duke Power Co LLC (DUK) | 30-Jun-04 | Grant | 689 | -- | -- | 2% 37.31K to 38.0K | |
| 02-Jun-04 6:10 PM View: | Duke Power Co LLC (DUK) | 28-May-04 | Grant | 834 | -- | -- | 2% 35.65K to 36.48K | |
| 04-May-04 10:00 PM View: | Duke Power Co LLC (DUK) | 30-Apr-04 | Grant | 253 | -- | -- | < 1% 35.35K to 35.61K | |
| 01-Apr-04 10:00 PM View: | Duke Power Co LLC (DUK) | 31-Mar-04 | Grant | 236 | -- | -- | < 1% 35.07K to 35.3K | |
| 02-Mar-04 10:00 PM View: | Duke Power Co LLC (DUK) | 27-Feb-04 | Grant | 288 | -- | -- | < 1% 34.06K to 34.35K | |
| 03-Feb-04 10:00 PM View: | Duke Power Co LLC (DUK) | 30-Jan-04 | Grant | 388 | -- | -- | 1% 33.68K to 34.07K | |
| 02-Jan-04 10:00 PM View: | Duke Power Co LLC (DUK) | 31-Dec-03 | Grant | 212 | -- | -- | < 1% 33.46K to 33.67K | |
| 02-Dec-03 10:00 PM View: | Duke Power Co LLC (DUK) | 28-Nov-03 | Grant | 407 | -- | -- | 1% 32.34K to 32.75K | |
| 04-Nov-03 10:00 PM View: | Duke Power Co LLC (DUK) | 31-Oct-03 | Grant | 459 | -- | -- | 1% 32.66K to 33.12K | |
| 02-Oct-03 10:00 PM View: | Duke Power Co LLC (DUK) | 30-Sep-03 | Grant | 187 | -- | -- | < 1% 32.48K to 32.67K | |
| 03-Sep-03 10:00 PM View: | Duke Power Co LLC (DUK) | 29-Aug-03 | Grant | 488 | -- | -- | 2% 30.47K to 30.95K | |
| 04-Aug-03 10:00 PM View: | Duke Power Co LLC (DUK) | 31-Jul-03 | Grant | 702 | -- | -- | 2% 29.75K to 30.45K |