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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jul-20 4:03 PM View:  | OccuLogix Inc. (TEAR) | 09-Jul-20 | Disposition (change in control) | 8,833 | $0.06 | $517.61 | (100%) 8.83K to 0 | |
| 11-May-16 6:38 PM View: | OccuLogix Inc. (TEAR) | 09-May-16 | Purchase | 33,334 | -- | -- | 61% 55.0K to 88.33K | |
| 22-May-14 4:10 PM View: | Assembly Biosciences, Inc. (ASMB) | 21-May-14 | Grant | 25,000 | $0.88 | $21,900.00 | 167% 15.0K to 40.0K | 615% |
| 08-Nov-13 1:01 PM View: | OccuLogix Inc. (TEAR) | 07-Nov-13 | Exercise (in-the money or at-the-money) | 27,500 | $1.86 | $51,150.00 | 100% 27.5K to 55.0K | |
| 25-Oct-13 5:24 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 24-Oct-13 | Disposition | 20,000 | $10.75 | $215,000.00 | (100%) 20.0K to 0 | |
| 22-Mar-13 7:06 AM View: | Assembly Biosciences, Inc. (ASMB) | 20-Mar-13 | Grant | 15,000 | $3.00 | $45,000.00 | 100% 0 to 15.0K | 108% |
| 03-Jan-13 4:26 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 01-Jan-13 | Grant | 7,500 | -- | -- | 60% 12.5K to 20.0K | |
| 20-Jun-12 8:13 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 31-May-12 | Grant | 2,500 | -- | -- | 25% 10.0K to 12.5K | |
| 03-Jan-12 7:29 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 01-Jan-12 | Grant | 5,000 | -- | -- | 100% 5.0K to 10.0K | |
| 09-Aug-11 7:32 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 09-Aug-11 | Market Purchase | 5,000 | $7.44 | $37,213.00 | 100% 0 to 5.0K | 71% |
| 05-Jul-11 5:08 PM View: | OccuLogix Inc. (TEAR) | 30-Jun-11 | Market Purchase | 27,500 | $1.82 | $50,050.00 | 100% 0 to 27.5K | (71%) |
| 15-Jun-11 2:15 PM View: | MultiCell Technologies, Inc. (MCET) | 24-Sep-09 | Grant | 2,075,000 | $0.02 | $39,425.00 | 1320% 157.21K to 2.23M | |
| 18-May-07 6:47 PM View: | Verenium Corp (VRNMDD.PK) | 16-May-07 | Disposition | 3,891 | $6.67 | $25,948.70 | (4%) 91.12K to 87.23K | 96% |
| 05-Mar-07 7:43 PM View: | Verenium Corp (VRNMDD.PK) | 02-Mar-07 | Market Sale | 1,018 | $7.50 | $7,635.00 | (1%) 92.14K to 91.12K | 97% |
| 26-Feb-07 9:07 PM View: | Verenium Corp (VRNMDD.PK) | 23-Feb-07 | Market Sale (Planned) | 1,690 | $7.94 | $13,410.70 | (2%) 92.81K to 91.12K | 97% |
| 20-Feb-07 8:32 PM View: | Verenium Corp (VRNMDD.PK) | 16-Feb-07 | Market Sale (Planned) | 7,792 | $9.20 | $71,695.80 | (8%) 100.61K to 92.81K | 97% |
| 15-Feb-07 12:49 PM View: | Verenium Corp (VRNMDD.PK) | 11-Feb-07 | Grant | 20,000 | -- | -- | 25% 80.61K to 100.61K | |
| 18-Aug-06 1:24 PM View: | MultiCell Technologies, Inc. (MCET) | 16-Aug-06 | Grant | 67,647 | $0.34 | $23,000.00 | 80% 84.56K to 152.21K | (63%) |
| 25-May-06 7:56 PM View: | MultiCell Technologies, Inc. (MCET) | 23-May-06 | Grant | 50,000 | $0.36 | $18,000.00 | 126% 39.56K to 89.56K | (65%) |
| 14-Mar-06 4:46 PM View: | MultiCell Technologies, Inc. (MCET) | 10-Mar-06 | Grant | 29,268 | $0.41 | $11,999.90 | 284% 10.29K to 39.56K | (69%) |
| 27-Feb-06 4:28 PM View: | Verenium Corp (VRNMDD.PK) | 24-Feb-06 | Private Sale | 460 | $7.96 | $3,662.98 | (< 1%) 81.07K to 80.61K | |
| 17-Feb-06 4:48 PM View: | Verenium Corp (VRNMDD.PK) | 15-Feb-06 | Grant | 75,066 | -- | -- | 1251% 6.0K to 81.07K | |
| 18-Nov-05 9:22 PM View: | MultiCell Technologies, Inc. (MCET) | 16-Nov-05 | Grant | 10,294 | $0.68 | $6,999.92 | 100% 0 to 10.29K | (81%) |
| 16-Mar-05 12:34 PM View: | Verenium Corp (VRNMDD.PK) | 14-Mar-05 | Market Purchase | 6,000 | $6.21 | $37,275.00 | 100% 0 to 6.0K | (96%) |