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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-17 9:04 PM View:  | Alcentra Capital Corp (ABDC) | 15-Nov-17 | Market Purchase | 3,200 | $7.03 | $22,496.00 | 47% 6.8K to 10.0K | (9%) |
| 15-Nov-17 9:04 PM View: | Alcentra Capital Corp (ABDC) | 13-Nov-17 | Market Purchase | 6,800 | $7.29 | $49,572.00 | 100% 0 to 6.8K | (12%) |