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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jan-24 3:30 PM View:  | Opko Health, Inc. (OPK) | 29-Jan-24 | Private Purchase | 30,000 | $0.99 | $29,838.00 | 41% 73.33K to 103.33K | |
| 07-Apr-21 8:23 PM View: | clickNsettle.com Inc. (BCDA) | 31-Mar-21 | Grant | 3,024 | -- | -- | 7% 44.16K to 47.19K | |
| 05-Jan-21 9:54 PM View: | clickNsettle.com Inc. (BCDA) | 31-Dec-20 | Grant | 5,534 | -- | -- | 14% 38.63K to 44.16K | |
| 09-Oct-20 7:16 PM View: | clickNsettle.com Inc. (BCDA) | 30-Sep-20 | Grant | 2,734 | -- | -- | 8% 35.9K to 38.63K | |
| 01-Jul-20 4:51 PM View: | clickNsettle.com Inc. (BCDA) | 30-Jun-20 | Grant | 2,734 | -- | -- | 8% 33.16K to 35.9K | |
| 20-May-20 8:53 PM View: | clickNsettle.com Inc. (BCDA) | 08-May-20 | Grant | 8,800 | -- | -- | 36% 24.36K to 33.16K | |
| 04-May-20 9:32 PM View: | clickNsettle.com Inc. (BCDA) | 30-Apr-20 | Grant | 18,046 | -- | -- | 286% 6.32K to 24.36K | |
| 14-Feb-20 3:20 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 65,828 | $3.50 | $230,398.00 | (15%) 448.92K to 383.09K | (< 1%) |
| 14-Feb-20 3:20 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 383,089 | $3.50 | $1,340,810.00 | (100%) 383.09K to 0 | (< 1%) |
| 10-Feb-20 9:18 PM View: | clickNsettle.com Inc. (BCDA) | 13-Jan-20 | Option Exercise | 567 | -- | -- | 10% 5.75K to 6.32K | |
| 09-Oct-19 8:47 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 22,500 | $1.27 | $28,575.00 | (28%) 80.0K to 57.5K | |
| 09-Oct-19 8:47 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 57,500 | $1.27 | $73,025.00 | (100%) 57.5K to 0 | |
| 23-Aug-19 6:12 AM View: | clickNsettle.com Inc. (BCDA) | 26-Jul-19 | Option Exercise | 3,594 | -- | -- | 167% 2.15K to 5.75K | |
| 19-Jun-19 5:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 17-Jun-19 | Payment of Exercise | 4,172 | $3.50 | $14,602.00 | (< 1%) 453.09K to 448.92K | |
| 19-Jun-19 5:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 17-Jun-19 | Option Exercise | 20,000 | $0.73 | $14,600.00 | 5% 433.09K to 453.09K | |
| 14-Jun-19 5:36 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 7% 403.09K to 433.09K | |
| 01-Mar-19 5:04 PM View: | Castle Brands Inc. (ROX) | 27-Feb-19 | Grant | 15,000 | -- | -- | 23% 65.0K to 80.0K | |
| 23-Aug-19 6:12 AM View: | clickNsettle.com Inc. (BCDA) | 13-Jan-19 | Option Exercise | 567 | -- | -- | 36% 1.59K to 2.15K | |
| 26-Sep-18 9:17 PM View: | clickNsettle.com Inc. (BCDA) | 15-Jun-18 | Option Exercise | 9,166 | -- | -- | 179% 5.11K to 14.28K | |
| 01-Jun-18 4:50 PM View: | Ladenburg Thalmann Financia... (LTS) | 30-May-18 | Grant | 30,000 | -- | -- | 8% 373.09K to 403.09K | |
| 23-May-18 7:35 AM View: | Ladenburg Thalmann Financia... (LTS) | 22-May-18 | Option Exercise | 20,000 | $1.88 | $37,600.00 | 6% 353.09K to 373.09K | |
| 03-Apr-18 8:02 AM View: | Ladenburg Thalmann Financia... (LTS) | 02-Apr-18 | Market Purchase | 5,000 | $3.10 | $15,513.00 | 1% 348.09K to 353.09K | (27%) |
| 05-Mar-18 5:05 PM View: | Castle Brands Inc. (ROX) | 01-Mar-18 | Grant | 15,000 | -- | -- | 30% 50.0K to 65.0K | |
| 26-Sep-18 9:17 PM View: | clickNsettle.com Inc. (BCDA) | 13-Jan-18 | Option Exercise | 5,111 | -- | -- | 100% 0 to 5.11K | |
| 26-May-17 5:07 PM View: | Ladenburg Thalmann Financia... (LTS) | 24-May-17 | Grant | 30,000 | -- | -- | 9% 318.09K to 348.09K | |
| 28-Dec-16 7:53 PM View: | Castle Brands Inc. (ROX) | 27-Dec-16 | Market Purchase | 30,000 | $0.72 | $21,741.00 | 150% 20.0K to 50.0K | 25% |
| 28-Oct-16 7:44 AM View: | Ladenburg Thalmann Financia... (LTS) | 26-Oct-16 | Payment of Exercise | 12,411 | $2.24 | $27,800.60 | (4%) 330.5K to 318.09K | (< 1%) |
| 28-Oct-16 7:44 AM View: | Ladenburg Thalmann Financia... (LTS) | 26-Oct-16 | Option Exercise | 20,000 | $1.39 | $27,800.00 | 6% 310.5K to 330.5K | |
| 15-Jan-16 7:20 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-16 | Market Purchase | 5,000 | $2.22 | $11,099.00 | 2% 305.5K to 310.5K | 1% |
| 12-Aug-15 8:02 AM View: | Castle Brands Inc. (ROX) | 11-Aug-15 | Market Purchase | 10,000 | $1.21 | $12,094.00 | 100% 10.0K to 20.0K | (25%) |
| 17-Mar-14 6:49 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Mar-14 | Market Purchase | 5,000 | $2.99 | $14,962.00 | 2% 300.5K to 305.5K | (25%) |
| 13-Nov-12 8:57 AM View: | Ladenburg Thalmann Financia... (LTS) | 09-Nov-12 | Market Purchase | 5,000 | $1.30 | $6,484.00 | 2% 295.5K to 300.5K | 74% |
| 19-Aug-11 7:46 AM View: | Ladenburg Thalmann Financia... (LTS) | 18-Aug-11 | Market Purchase | 25,000 | $1.34 | $33,620.00 | 9% 270.5K to 295.5K | 39% |
| 05-Apr-11 9:04 AM View: | Ladenburg Thalmann Financia... (LTS) | 04-Apr-11 | Market Purchase | 5,000 | $1.17 | $5,850.00 | 2% 265.5K to 270.5K | 60% |
| 04-Oct-10 7:39 AM View: | Ladenburg Thalmann Financia... (LTS) | 01-Oct-10 | Market Purchase Duplicate | 50,000 | $1.00 | $50,000.00 | 23% 215.5K to 265.5K | 89% |
| 19-Mar-09 7:30 AM View: | Ladenburg Thalmann Financia... (LTS) | 18-Mar-09 | Market Purchase | 10,000 | $0.60 | $6,000.00 | 5% 205.5K to 215.5K | 249% |
| 15-Aug-07 7:47 AM View: | Ladenburg Thalmann Financia... (LTS) | 13-Aug-07 | Market Purchase | 25,000 | $2.15 | $53,750.00 | 14% 180.5K to 205.5K | (48%) |
| 10-Jan-07 10:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 08-Jan-07 | Market Purchase | 80,000 | $1.30 | $103,905.00 | 80% 100.5K to 180.5K | (14%) |
| 30-Jan-06 3:15 PM View: | Ivax Corp (IVX) | 26-Jan-06 | Disposition | 10,968 | -- | -- | (100%) 10.97K to 0 | |
| 06-May-05 3:05 PM View: | Ivax Corp (IVX) | 05-May-05 | Market Purchase | 5,000 | $18.66 | $93,300.00 | 84% 5.97K to 10.97K |